Purchases and Sales Made in Q4 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2023
Q4 2022
|
Tanager Wealth Management LLP
|
BUY
|
- |
11.6KNew |
$189K - $199K
|
11.6K
$207K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
11.6K+ 40.23% |
$189K - $199K
|
40.4K
$720K
|
|
|
Jan 31, 2023
Q4 2022
|
Pinnacle Associates LTD
|
BUY
|
- |
11.6KNew |
$189K - $199K
|
11.6K
$206K
|
|
|
Feb 08, 2023
Q4 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
11.6K+ 52.3% |
$188K - $198K
|
33.6K
$599K
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
11.5KNew |
$188K - $198K
|
11.5K
$206K
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11.4KNew |
$185K - $195K
|
11.4K
$202K
|
|
|
Feb 13, 2023
Q4 2022
|
Dominguez Wealth Management Solutions, Inc.
Williamsburg, VA |
BUY
|
- |
11.3KNew |
$185K - $195K
|
11.3K
$202K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11K+ 24.08% |
$179K - $189K
|
56.7K
$1.01M
|
|
|
Feb 14, 2023
Q4 2022
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
10.9K+ 49.16% |
$177K - $186K
|
32.9K
$586K
|
|
|
Feb 07, 2023
Q4 2022
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
BUY
|
- |
10.8KNew |
$177K - $186K
|
10.8K
$193K
|
|
|
Sep 12, 2023
Q4 2022
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
10.8KNew |
$175K - $185K
|
10.8K
$192K
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
10.6K+ 88.5% |
$172K - $181K
|
22.5K
$401K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10.5K+ 26.61% |
$171K - $180K
|
49.9K
$889K
|
|
|
Jan 13, 2023
Q4 2022
|
Cooper Financial Group
|
BUY
|
- |
10.4KNew |
$170K - $179K
|
10.4K
$186K
|
|
|
Feb 10, 2023
Q4 2022
|
Evoke Wealth, LLC
|
BUY
|
- |
10.2KNew |
$166K - $175K
|
10.2K
$181K
|
|
|
Feb 15, 2023
Q4 2022
|
1776 Wealth LLC
|
BUY
|
- |
10K+ 93.12% |
$163K - $172K
|
20.7K
$369K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
9.66K+ 5.19% |
$157K - $166K
|
196K
$3.49M
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
9.54K+ 83.44% |
$155K - $164K
|
21K
$374K
|
|
|
Jan 23, 2023
Q4 2022
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
7.64K+ 3.65% |
$124K - $131K
|
217K
$3.86M
|
|
|
Feb 13, 2023
Q4 2022
|
Tanglewood Legacy Advisors, LLC
Houston, TX |
BUY
|
- |
7.38KNew |
$120K - $127K
|
7.38K
$131K
|
|
|
Jan 27, 2023
Q4 2022
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
7.34KNew |
$120K - $126K
|
7.34K
$131K
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
6.89K+ 10.12% |
$112K - $118K
|
75K
$1.34M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
6.36KNew |
$104K - $109K
|
6.36K
$113K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
6.17K+ 3.7% |
$100K - $106K
|
173K
$3.08M
|
|
|
Jan 31, 2023
Q4 2022
|
Triumph Capital Management
|
BUY
|
- |
5.88K+ 1.83% |
$95.8K - $101K
|
327K
$5.83M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
5.75K+ 1.87% |
$93.6K - $98.6K
|
313K
$5.57M
|
|
|
Feb 13, 2023
Q4 2022
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
5.67K+ 17.41% |
$92.3K - $97.2K
|
38.2K
$681K
|
|
|
Jan 12, 2023
Q4 2022
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
5.07K+ 5.53% |
$82.6K - $87K
|
96.6K
$1.72M
|
|
|
Feb 14, 2023
Q4 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
5K+ 7.94% |
$81.5K - $85.8K
|
68K
$1.21M
|
|
|
Feb 01, 2023
Q4 2022
|
Financial Advisory Service, Inc.
|
BUY
|
- |
4.9K+ 10.28% |
$79.8K - $84.1K
|
52.6K
$936K
|
|
|
Feb 13, 2023
Q4 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
4.85K+ 1.62% |
$79K - $83.2K
|
304K
$5.41M
|
|
|
Jan 12, 2023
Q4 2022
|
First Hawaiian Bank
|
BUY
|
- |
4.53K+ 3.68% |
$73.8K - $77.7K
|
128K
$2.27M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
4.46K+ 4.68% |
$72.6K - $76.4K
|
99.7K
$1.78M
|
|
|
Jan 18, 2023
Q4 2022
|
Atlas Private Wealth Management
|
BUY
|
- |
4.33K+ 2.11% |
$70.6K - $74.4K
|
209K
$3.73M
|
|
|
Jan 25, 2023
Q4 2022
|
Choice Wealth Advisors, LLC
Waterville, ME |
BUY
|
- |
4.19K+ 1.66% |
$68.3K - $72K
|
256K
$4.57M
|
|
|
Jan 25, 2023
Q4 2022
|
Fifth Third Bancorp
|
BUY
|
- |
4.15KNew |
$67.5K - $71.1K
|
4.15K
$73.8K
|
|
|
Jan 17, 2023
Q4 2022
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
3.95K+ 22.42% |
$64.4K - $67.8K
|
21.6K
$384K
|
|
|
Feb 27, 2023
Q4 2022
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
3.75K+ 27.47% |
$61.1K - $64.4K
|
17.4K
$310K
|
|
|
Feb 02, 2023
Q4 2022
|
Principle Wealth Partners LLC
|
BUY
|
- |
3.17K+ 10.98% |
$51.6K - $54.4K
|
32K
$571K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
3.04K+ 9.37% |
$49.5K - $52.2K
|
35.5K
$632K
|
|
|
Feb 03, 2023
Q4 2022
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
2.99K+ 3.86% |
$48.7K - $51.3K
|
80.4K
$1.43M
|
|
|
Jan 23, 2023
Q4 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
2.56K+ 19.59% |
$41.8K - $44K
|
15.6K
$279K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2.5KNew |
$40.7K - $42.9K
|
2.5K
$44.5K
|
|
|
Feb 03, 2023
Q4 2022
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
2.45K+ 2.67% |
$39.9K - $42K
|
94.2K
$1.68M
|
|
|
Jan 19, 2023
Q4 2022
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
2.32K+ 1.6% |
$37.8K - $39.8K
|
147K
$2.62M
|
|
|
Jan 25, 2023
Q4 2022
|
Mba Advisors LLC
Hermitage, PA |
BUY
|
- |
2.23K+ 10.4% |
$36.4K - $38.3K
|
23.7K
$423K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
2.21K+ 7.14% |
$36.1K - $38K
|
33.2K
$592K
|
|
|
Feb 14, 2023
Q4 2022
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
2.1KNew |
$34.2K - $36K
|
2.1K
$37.4K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
2KNew |
$32.6K - $34.3K
|
2K
$35.6K
|
|
|
Jan 25, 2023
Q4 2022
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.97K+ 2.1% |
$32K - $33.8K
|
95.5K
$1.7M
|