Latest Institutional Transactions on Sprott Focus Trust Inc. (FUND)
This table provides information on the latest institutional transactions involving Sprott Focus Trust Inc. (FUND) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
792New |
$5.08K - $5.99K
|
792
$6.09K
|
|
|
Jul 16, 2025
Q2 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-4.25K- 1.91% |
$27.3K - $32.2K
|
219K
$1.68M
|
|
|
Jul 09, 2025
Q2 2025
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-167- 0.2% |
$1.07K - $1.26K
|
82.3K
$633K
|
|
| Q1 2025 | |||||||
|
May 16, 2025
Q1 2025
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
211+ 1.79% |
$1.52K - $1.63K
|
12K
$92.4K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.3K+ 20.54% |
$16.5K - $17.8K
|
13.5K
$104K
|
|
|
May 15, 2025
Q1 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-12.1K- 3.78% |
$86.6K - $93.3K
|
306K
$2.36M
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-339- 3.14% |
$2.44K - $2.62K
|
10.5K
$80.4K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7.07K- 29.2% |
$50.9K - $54.7K
|
17.2K
$132K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.37K+ 1.66% |
$31.4K - $33.8K
|
268K
$2.06M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
82.9K+ 16.71% |
$596K - $642K
|
579K
$4.45M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-145K- 46.89% |
$1.05M - $1.13M
|
165K
$1.27M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
959+ 0.59% |
$6.9K - $7.42K
|
164K
$1.26M
|
|
|
May 14, 2025
Q1 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
524+ 2.23% |
$3.77K - $4.06K
|
24.1K
$185K
|
|
|
May 14, 2025
Q1 2025
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
155K+ 1.05% |
$1.11M - $1.2M
|
14.9M
$115M
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-392- 2.07% |
$2.82K - $3.03K
|
18.5K
$143K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.64K- 20.43% |
$47.7K - $51.4K
|
25.9K
$199K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-8.07K- 8.94% |
$58K - $62.5K
|
82.2K
$632K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-5K- 4.34% |
$35.9K - $38.7K
|
110K
$846K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.24K+ 6.11% |
$8.92K - $9.6K
|
21.5K
$166K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
26+ 1.73% |
$187 - $201
|
1.53K
$11.8K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11K+ 12.72% |
$79.3K - $85.3K
|
97.7K
$751K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-466- 1.92% |
$3.35K - $3.61K
|
23.8K
$183K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.98K- 10.01% |
$14.2K - $15.3K
|
17.8K
$137K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-76.4K- 40.52% |
$549K - $591K
|
112K
$862K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-58.1K- 15.47% |
$417K - $449K
|
317K
$2.44M
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
372+ 1.79% |
$2.67K - $2.88K
|
21.2K
$163K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
45.6K+ 11.76% |
$328K - $353K
|
434K
$3.34M
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-23.3K- 60.13% |
$168K - $181K
|
15.5K
$119K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.3K+ 7.72% |
$74.2K - $79.9K
|
144K
$1.11M
|
|
|
Apr 30, 2025
Q1 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-1.89K- 2.72% |
$13.6K - $14.6K
|
67.7K
$521K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.7K- 82.71% |
$99.7K - $113K
|
2.87K
$22.1K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
652New |
$4.73K - $5.35K
|
652
$5.01K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-15.7K- 29.4% |
$114K - $129K
|
37.7K
$290K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-86- 0.05% |
$624 - $705
|
159K
$1.23M
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.86K- 1.22% |
$21.2K - $23.2K
|
231K
$1.78M
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-273- 2.54% |
$2.02K - $2.21K
|
10.5K
$80.7K
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$7.41 - $8.1
|
1
$7.69
|
|
|
Nov 01, 2024
Q3 2024
|
Capital Performance Advisors LLP
|
BUY
|
- |
2.33KNew |
$17.2K - $18.8K
|
2.33K
$17.9K
|
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1K- 8.55% |
$7.42K - $8.12K
|
10.7K
$82.4K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18KNew |
$133K - $146K
|
18K
$139K
|
|
| Q1 2024 | |||||||
|
Mar 11, 2025
Q1 2024
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-455- 67.71% |
$3.4K - $3.66K
|
217
$1.67K
|
|
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-21.8KClosed |
$163K - $175K
|
0
$0
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
16New |
$120 - $129
|
16
$123
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
232KNew |
$1.73M - $1.87M
|
232K
$1.79M
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$79.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$6.91K - $8.04K
|
1K
$7.69K
|
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-364- 0.9% |
$2.52K - $2.93K
|
40K
$308K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.75KNew |
$13K - $14.7K
|
1.75K
$13.5K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
344+ 1.63% |
$2.56K - $2.9K
|
21.4K
$165K
|
|