Purchases and Sales Made in Q4 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-20- 3.43% |
$1.4K - $1.61K
|
563
$47.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-23- 4.53% |
$1.61K - $1.85K
|
485
$40.8K
|
|
|
Jan 18, 2022
Q4 2021
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-44- 1.1% |
$3.08K - $3.54K
|
3.97K
$334K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-74- 5.02% |
$5.18K - $5.95K
|
1.4K
$118K
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
SELL
|
- |
-100Closed |
$7K - $8.05K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-115- 1.83% |
$8.05K - $9.25K
|
6.17K
$519K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-143Closed |
$10K - $11.5K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-200Closed |
$14K - $16.1K
|
0
$0
|
|
|
Aug 13, 2024
Q4 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-215Closed |
$15.1K - $17.3K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Strid Group, LLC
|
SELL
|
- |
-282- 1.74% |
$19.7K - $22.7K
|
15.9K
$1.34M
|
|
|
Jan 28, 2022
Q4 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-298- 5.4% |
$20.9K - $24K
|
5.22K
$439K
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-477- 3.93% |
$33.4K - $38.4K
|
11.7K
$981K
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-477- 3.93% |
$33.4K - $38.4K
|
11.7K
$981K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-483- 2.07% |
$33.8K - $38.9K
|
22.8K
$1.92M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-551Closed |
$38.6K - $44.3K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-726- 0.48% |
$50.8K - $58.4K
|
150K
$12.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-736- 1.13% |
$51.5K - $59.2K
|
64.3K
$5.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-824- 4.78% |
$57.7K - $66.3K
|
16.4K
$1.38M
|
|
|
Jan 26, 2022
Q4 2021
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.1K- 8.77% |
$77K - $88.5K
|
11.4K
$963K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.35K- 2.56% |
$94.7K - $109K
|
51.4K
$4.32M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.56K- 8.3% |
$109K - $125K
|
17.2K
$1.45M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.72K- 28.46% |
$120K - $138K
|
4.32K
$363K
|
|
|
Feb 14, 2022
Q4 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-2.43KClosed |
$170K - $195K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.91K- 75.22% |
$204K - $234K
|
960
$80.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.83K- 1.15% |
$338K - $389K
|
416K
$35M
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-5.9K- 7.41% |
$413K - $475K
|
73.8K
$6.21M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.11K- 4.31% |
$428K - $492K
|
136K
$11.4M
|
|
|
Nov 14, 2024
Q4 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-6.42K- 8.13% |
$450K - $517K
|
72.6K
$6.1M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6.64K- 29.83% |
$465K - $534K
|
15.6K
$1.31M
|
|
|
Jan 12, 2022
Q4 2021
|
Moneywise, Inc.
|
SELL
|
- |
-7.22K- 10.35% |
$506K - $581K
|
62.6K
$5.26M
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.99KClosed |
$629K - $723K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-14.5K- 10.68% |
$1.01M - $1.16M
|
121K
$10.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-17.5K- 6.95% |
$1.23M - $1.41M
|
235K
$19.7M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-18.5KClosed |
$1.3M - $1.49M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-22.5KClosed |
$1.58M - $1.81M
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-30.8KClosed |
$2.16M - $2.48M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-34.1K- 26.26% |
$2.39M - $2.74M
|
95.7K
$8.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-44.7K- 35.11% |
$3.13M - $3.6M
|
82.6K
$6.95M
|
|
|
Feb 16, 2022
Q4 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-177K- 74.78% |
$12.4M - $14.3M
|
59.8K
$5.03M
|