Purchases and Sales Made in Q3 2021 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
366KNew |
$17.5M - $18.8M
|
366K
$21.8M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
24.9KNew |
$1.19M - $1.29M
|
24.9K
$1.49M
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
16.3K+ 8.16% |
$779K - $841K
|
216K
$12.9M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
16.3K+ 109.34% |
$777K - $838K
|
31.1K
$1.85M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
15.5KNew |
$741K - $799K
|
15.5K
$924K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.2K+ 102.81% |
$728K - $785K
|
30.1K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
11.9K+ 86.73% |
$568K - $613K
|
25.6K
$1.53M
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
10.4KNew |
$495K - $534K
|
10.4K
$617K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.83K+ 21.23% |
$326K - $352K
|
39K
$2.32M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
4.2K+ 40.72% |
$201K - $216K
|
14.5K
$865K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.83K+ 6.54% |
$87.2K - $94.1K
|
29.7K
$1.77M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.35K+ 3.46% |
$64.6K - $69.7K
|
40.5K
$2.41M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
410+ 10.09% |
$19.6K - $21.1K
|
4.47K
$266K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
350New |
$16.7K - $18K
|
350
$20.8K
|
|
|
Oct 22, 2021
Q3 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
325New |
$15.5K - $16.7K
|
325
$19.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
317+ 5.74% |
$15.1K - $16.3K
|
5.84K
$348K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
192+ 4.7% |
$9.17K - $9.89K
|
4.28K
$255K
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
46+ 0.63% |
$2.2K - $2.37K
|
7.3K
$435K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
45+ 0.23% |
$2.15K - $2.32K
|
19.6K
$1.17M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2+ 0.15% |
$95.5 - $103
|
1.38K
$82.2K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-11- 0.14% |
$525 - $567
|
7.88K
$469K
|
|
|
Oct 05, 2021
Q3 2021
|
M&R Capital Management Inc
|
SELL
|
- |
-95- 1.11% |
$4.54K - $4.89K
|
8.47K
$504K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-97- 7.37% |
$4.63K - $5K
|
1.22K
$72.6K
|
|
|
Nov 15, 2021
Q3 2021
|
One Plus One Wealth Management, LLC
|
SELL
|
- |
-183- 0.14% |
$8.74K - $9.43K
|
135K
$8.03M
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-249- 28.2% |
$11.9K - $12.8K
|
634
$37.8K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-573- 8.74% |
$27.4K - $29.5K
|
5.98K
$356K
|
|
|
Nov 15, 2021
Q3 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-644Closed |
$30.8K - $33.2K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-650- 19.15% |
$31K - $33.5K
|
2.75K
$163K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.14K- 0.99% |
$54.3K - $58.6K
|
113K
$6.75M
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-1.34K- 20.5% |
$63.8K - $68.9K
|
5.19K
$309K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.18K- 3.69% |
$152K - $164K
|
83.1K
$4.95M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-3.37K- 13.53% |
$161K - $174K
|
21.5K
$1.28M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.52K- 20.47% |
$168K - $181K
|
13.7K
$814K
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-4KClosed |
$191K - $206K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-4.5KClosed |
$215K - $232K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-5.49K- 37.89% |
$262K - $283K
|
9K
$536K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.69KClosed |
$272K - $293K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.96K- 8.49% |
$428K - $462K
|
96.5K
$5.75M
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-10.4KClosed |
$498K - $537K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-11.6KClosed |
$556K - $600K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.7K- 46.55% |
$557K - $601K
|
13.4K
$798K
|
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-12.2K- 27.34% |
$583K - $629K
|
32.5K
$1.93M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-12.2KClosed |
$585K - $631K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.5K- 7.3% |
$595K - $642K
|
158K
$9.42M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-14.1K- 4.86% |
$675K - $728K
|
277K
$16.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-14.5KClosed |
$693K - $747K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-14.7KClosed |
$703K - $758K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-15.7K- 24.75% |
$752K - $811K
|
47.9K
$2.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-18.3K- 63.76% |
$876K - $945K
|
10.4K
$621K
|
|
|
Oct 19, 2021
Q3 2021
|
G&S Capital LLC
|
SELL
|
- |
-20.6KClosed |
$982K - $1.06M
|
0
$0
|