Latest Institutional Purchases of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.4KNew |
$140K - $155K
|
10.4K
$140K
|
|
|
May 14, 2024
Q1 2024
|
Monograph Wealth Advisors, LLC
|
BUY
|
- |
10KNew |
$135K - $150K
|
10K
$135K
|
|
|
May 14, 2024
Q1 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
9.11K+ 85.29% |
$123K - $136K
|
19.8K
$266K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.4KNew |
$18.9K - $20.9K
|
1.4K
$18.8K
|
|
|
May 13, 2024
Q1 2024
|
National Bank Of Canada
|
BUY
|
- |
1KNew |
$13.5K - $15K
|
1K
$13.5K
|
|
|
May 13, 2024
Q1 2024
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
200+ 1.41% |
$2.7K - $2.99K
|
14.4K
$193K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
43KNew |
$526K - $639K
|
43K
$578K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.8KNew |
$255K - $309K
|
20.8K
$280K
|
|
|
Jan 18, 2024
Q4 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
15.4KNew |
$189K - $229K
|
15.4K
$208K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
13.9KNew |
$171K - $207K
|
13.9K
$187K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
10.2KNew |
$125K - $151K
|
10.2K
$137K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
7.88K+ 27.19% |
$96.5K - $117K
|
36.9K
$496K
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
5.97KNew |
$73.1K - $88.7K
|
5.97K
$80.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
4KNew |
$49K - $59.4K
|
4K
$53.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1.5KNew |
$18.4K - $22.3K
|
1.5K
$20.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
749New |
$9.18K - $11.1K
|
749
$10.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
600+ 227.27% |
$7.35K - $8.92K
|
864
$11.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
371+ 3.19% |
$4.54K - $5.51K
|
12K
$162K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
200New |
$2.45K - $2.97K
|
200
$2.69K
|
|
|
Jan 24, 2024
Q4 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
200New |
$2.45K - $2.97K
|
200
$2.69K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
7.66K+ 14.89% |
$95.8K - $105K
|
59.1K
$795K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.12K+ 5.52% |
$26.5K - $29K
|
40.5K
$545K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
850New |
$10.6K - $11.6K
|
850
$11.4K
|
|
|
Oct 26, 2023
Q3 2023
|
Decision Point Financial, LLC
Mesa, AZ |
BUY
|
- |
310New |
$3.88K - $4.24K
|
310
$4.17K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
5New |
$62.6 - $68.5
|
5
$67.3
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1K+ 8.67% |
$12.6K - $13.9K
|
12.5K
$169K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
15KNew |
$187K - $216K
|
15K
$202K
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2.2K+ 19.47% |
$27.5K - $31.8K
|
13.5K
$182K
|
|
|
May 12, 2023
Q1 2023
|
Greenspring Advisors, LLC
|
BUY
|
- |
603+ 3.22% |
$7.53K - $8.71K
|
19.3K
$260K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
600New |
$7.49K - $8.66K
|
600
$8.08K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
348New |
$4.34K - $5.03K
|
348
$4.68K
|
|
| Q4 2022 | |||||||
|
Feb 02, 2023
Q4 2022
|
Concorde Asset Management, LLC
|
BUY
|
- |
42.9K+ 87.25% |
$510K - $621K
|
92.1K
$1.24M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
16.7KNew |
$198K - $241K
|
16.7K
$224K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
1.2KNew |
$14.2K - $17.4K
|
1.2K
$16.2K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
50New |
$594 - $724
|
50
$673
|
|
|
Jan 09, 2023
Q4 2022
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
19+ 0.18% |
$226 - $275
|
10.6K
$142K
|
|
| Q3 2022 | |||||||
|
Oct 27, 2022
Q3 2022
|
Ttp Investments, Inc.
|
BUY
|
- |
17.9KNew |
$214K - $427K
|
17.9K
$240K
|
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.12K+ 60.08% |
$13.4K - $26.8K
|
2.99K
$40.2K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
488New |
$6.23K - $8.16K
|
488
$6.57K
|
|
|
Aug 08, 2022
Q2 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
100New |
$1.28K - $1.67K
|
100
$1.35K
|
|
|
Jul 20, 2022
Q2 2022
|
Beacon Capital Management, Inc.
|
BUY
|
- |
100New |
$1.28K - $1.67K
|
100
$1.35K
|
|
| Q1 2022 | |||||||
|
Apr 28, 2022
Q1 2022
|
Hardy Reed LLC
|
BUY
|
- |
6.96KNew |
$100K - $118K
|
6.96K
$93.7K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
800New |
$11.5K - $13.6K
|
800
$10.8K
|
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
21New |
$303 - $357
|
21
$283
|
|
| Q4 2021 | |||||||
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
120New |
$1.67K - $2.05K
|
120
$1.62K
|
|
| Q3 2021 | |||||||
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
225New |
$3.12K - $3.4K
|
225
$3.03K
|
|
| Q2 2021 | |||||||
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
287KNew |
$3.59M - $4.24M
|
287K
$3.86M
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
39New |
$488 - $576
|
39
$525
|
|
| Q1 2021 | |||||||
|
Jul 13, 2021
Q1 2021
|
Pflug Koory, LLC
|
BUY
|
- |
675New |
$6.82K - $8.55K
|
675
$9.09K
|
|