Purchases and Sales Made in Q1 2021 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q1 2021. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2021
Q1 2021
|
Van Eck Associates Corp
|
BUY
|
- |
92.4K+ 17.49% |
$934K - $1.17M
|
620K
$8.67M
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
74.8K+ 91.16% |
$756K - $948K
|
157K
$2.19M
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
40.1K+ 91.73% |
$406K - $508K
|
83.9K
$1.17M
|
|
May 14, 2021
Q1 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
38.7KNew |
$391K - $490K
|
38.7K
$541K
|
|
Apr 28, 2021
Q1 2021
|
Davenport & CO LLC
|
BUY
|
- |
25.3K+ 9.66% |
$256K - $321K
|
288K
$4.02M
|
|
Apr 27, 2021
Q1 2021
|
Concorde Asset Management, LLC
|
BUY
|
- |
19.8KNew |
$200K - $251K
|
19.8K
$276K
|
|
May 05, 2021
Q1 2021
|
Outfitter Financial LLC
|
BUY
|
- |
19K+ 7.6% |
$192K - $241K
|
269K
$3.76M
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
15KNew |
$152K - $190K
|
15K
$210K
|
|
May 17, 2021
Q1 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
14.8KNew |
$150K - $188K
|
14.8K
$207K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.2K+ 15.09% |
$143K - $180K
|
108K
$1.51M
|
|
Apr 27, 2021
Q1 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
13.7KNew |
$139K - $174K
|
13.7K
$192K
|
|
May 13, 2021
Q1 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
6.73K+ 5.21% |
$68K - $85.2K
|
136K
$1.9M
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
3.45K+ 1.59% |
$34.9K - $43.7K
|
221K
$3.09M
|
|
May 17, 2021
Q1 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
2.94K+ 6.03% |
$29.7K - $37.2K
|
51.7K
$722K
|
|
May 13, 2021
Q1 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
2.72K+ 11.19% |
$27.5K - $34.5K
|
27K
$378K
|
|
May 14, 2021
Q1 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.6K+ 10.04% |
$26.3K - $33K
|
28.5K
$398K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.01KNew |
$10.2K - $12.8K
|
1.01K
$14.1K
|
|
May 12, 2021
Q1 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
900+ 225.0% |
$9.1K - $11.4K
|
1.3K
$18.2K
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
833+ 1.73% |
$8.42K - $10.6K
|
48.9K
$684K
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
762New |
$7.7K - $9.65K
|
762
$10.7K
|
|
Jul 13, 2021
Q1 2021
|
Pflug Koory, LLC
|
BUY
|
- |
675New |
$6.82K - $8.55K
|
675
$9.44K
|
|
Apr 14, 2021
Q1 2021
|
Rba Wealth Management, LLC
|
BUY
|
- |
529New |
$5.35K - $6.7K
|
529
$7.4K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
519+ 378.83% |
$5.25K - $6.58K
|
656
$9.17K
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
500New |
$5.06K - $6.34K
|
500
$6.99K
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
469+ 10.11% |
$4.74K - $5.94K
|
5.11K
$71.4K
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
BUY
|
- |
375+ 0.81% |
$3.79K - $4.75K
|
46.7K
$652K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
368+ 2.89% |
$3.72K - $4.66K
|
13.1K
$183K
|
|
May 13, 2021
Q1 2021
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
- |
231New |
$2.34K - $2.93K
|
231
$3.23K
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
205New |
$2.07K - $2.6K
|
205
$2.87K
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
BUY
|
- |
113+ 0.71% |
$1.14K - $1.43K
|
15.9K
$223K
|
|
Apr 30, 2021
Q1 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
62New |
$627 - $786
|
62
$867
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
35+ 0.13% |
$354 - $443
|
27.2K
$381K
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
BUY
|
- |
20+ 11.9% |
$202 - $253
|
188
$2.63K
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2+ 0.0% |
$20.2 - $25.3
|
94.8K
$1.33M
|
|
May 06, 2021
Q1 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
1+ 1.89% |
$10.1 - $12.7
|
54
$755
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 0.45% |
$10.1 - $12.7
|
225
$3.15K
|
|
May 11, 2021
Q1 2021
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-100Closed |
$1.01K - $1.27K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-850- 0.69% |
$8.59K - $10.8K
|
123K
$1.72M
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.25KClosed |
$12.6K - $15.8K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Albert D Mason Inc
|
SELL
|
- |
-1.28K- 1.44% |
$12.9K - $16.2K
|
87.1K
$1.22M
|
|
Apr 30, 2021
Q1 2021
|
Garner Asset Management Corp
|
SELL
|
- |
-1.6K- 3.69% |
$16.1K - $20.2K
|
41.6K
$582K
|
|
Apr 19, 2021
Q1 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-1.6K- 1.21% |
$16.2K - $20.3K
|
131K
$1.83M
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.65K- 29.2% |
$16.7K - $20.9K
|
4K
$55.9K
|
|
Apr 30, 2021
Q1 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2K- 8.77% |
$20.2K - $25.4K
|
20.8K
$291K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.1K- 5.01% |
$21.2K - $26.6K
|
39.8K
$556K
|
|
May 13, 2021
Q1 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-2.15K- 19.33% |
$21.7K - $27.2K
|
8.98K
$125K
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-2.85KClosed |
$28.8K - $36K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Pfg Advisors
|
SELL
|
- |
-2.86K- 1.7% |
$28.9K - $36.2K
|
165K
$2.31M
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.3K- 8.03% |
$33.4K - $41.8K
|
37.8K
$528K
|
|
May 17, 2021
Q1 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.36K- 24.81% |
$34K - $42.6K
|
10.2K
$142K
|