Purchases and Sales Made in Q1 2022 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q1 2022. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2022
Q1 2022
|
Van Eck Associates Corp
|
BUY
|
- |
283K+ 52.65% |
$4.08M - $4.81M
|
821K
$11.1M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
18.1K+ 16.75% |
$261K - $308K
|
126K
$1.7M
|
|
|
May 04, 2022
Q1 2022
|
Greenspring Advisors, LLC
|
BUY
|
- |
17.3K+ 6096.47% |
$249K - $293K
|
17.5K
$236K
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
16.1K+ 5.49% |
$232K - $274K
|
309K
$4.17M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.5KNew |
$166K - $196K
|
11.5K
$155K
|
|
|
May 16, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
11.3KNew |
$163K - $192K
|
11.3K
$152K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.85K+ 7.55% |
$128K - $151K
|
126K
$1.7M
|
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
7.28K+ 37.0% |
$105K - $124K
|
26.9K
$363K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.01K+ 62.4% |
$101K - $119K
|
18.2K
$245K
|
|
|
Apr 28, 2022
Q1 2022
|
Hardy Reed LLC
|
BUY
|
- |
6.96KNew |
$100K - $118K
|
6.96K
$93.7K
|
|
|
Apr 22, 2022
Q1 2022
|
Concorde Asset Management, LLC
|
BUY
|
- |
6.59K+ 7.77% |
$95K - $112K
|
91.3K
$1.23M
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.23KNew |
$89.9K - $106K
|
6.23K
$83.9K
|
|
|
May 02, 2022
Q1 2022
|
Davenport & CO LLC
|
BUY
|
- |
5.36K+ 1.99% |
$77.2K - $91.1K
|
274K
$3.69M
|
|
|
May 13, 2022
Q1 2022
|
Blair William & CO
Chicago, IL |
BUY
|
- |
5.18K+ 3.45% |
$74.6K - $88K
|
155K
$2.09M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
3.27K+ 7.13% |
$47.1K - $55.5K
|
49K
$660K
|
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.87KNew |
$26.9K - $31.7K
|
1.87K
$25.1K
|
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.73K+ 5.08% |
$24.9K - $29.4K
|
35.7K
$481K
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.69K+ 7.59% |
$24.3K - $28.6K
|
23.9K
$322K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.37K+ 3.65% |
$19.7K - $23.3K
|
38.9K
$523K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.08K+ 0.97% |
$15.6K - $18.4K
|
112K
$1.51M
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1K+ 8.67% |
$14.4K - $17K
|
12.5K
$169K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
800New |
$11.5K - $13.6K
|
800
$10.8K
|
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
469+ 756.45% |
$6.76K - $7.97K
|
531
$7.15K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
450New |
$6.49K - $7.65K
|
450
$6.06K
|
|
|
May 12, 2022
Q1 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
159+ 5.33% |
$2.29K - $2.7K
|
3.14K
$42.3K
|
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
BUY
|
- |
126New |
$1.82K - $2.14K
|
126
$1.7K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
111+ 0.36% |
$1.6K - $1.89K
|
30.9K
$416K
|
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
BUY
|
- |
39New |
$562 - $663
|
39
$525
|
|
|
May 06, 2022
Q1 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
22New |
$317 - $374
|
22
$296
|
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
21New |
$303 - $357
|
21
$283
|
|
|
May 11, 2022
Q1 2022
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
4+ 1.59% |
$57.7 - $68
|
255
$3.43K
|
|
|
May 09, 2022
Q1 2022
|
Wolff Wiese Magana LLC
|
BUY
|
- |
2+ 1.82% |
$28.8 - $34
|
112
$1.51K
|
|
|
May 11, 2022
Q1 2022
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
1+ 1.75% |
$14.4 - $17
|
58
$781
|
|
|
Apr 29, 2022
Q1 2022
|
Garner Asset Management Corp
|
SELL
|
- |
-98- 0.24% |
$1.41K - $1.67K
|
41.2K
$555K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-108- 7.16% |
$1.56K - $1.84K
|
1.4K
$18.8K
|
|
|
May 16, 2022
Q1 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-200- 1.23% |
$2.88K - $3.4K
|
16.1K
$217K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-210Closed |
$3.03K - $3.57K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-313- 0.76% |
$4.51K - $5.32K
|
40.8K
$549K
|
|
|
May 12, 2022
Q1 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-390- 3.39% |
$5.62K - $6.63K
|
11.1K
$150K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-400- 1.0% |
$5.77K - $6.8K
|
39.5K
$532K
|
|
|
Apr 28, 2022
Q1 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-452- 54.52% |
$6.52K - $7.68K
|
377
$5.07K
|
|
|
Apr 25, 2022
Q1 2022
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-768- 5.6% |
$11.1K - $13.1K
|
12.9K
$174K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-974- 7.84% |
$14K - $16.6K
|
11.4K
$154K
|
|
|
May 03, 2022
Q1 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.6K- 2.09% |
$23.1K - $27.2K
|
74.8K
$1.01M
|
|
|
May 12, 2022
Q1 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-1.63K- 10.87% |
$23.5K - $27.7K
|
13.4K
$180K
|
|
|
Apr 26, 2022
Q1 2022
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-2.05K- 1.73% |
$29.6K - $34.9K
|
117K
$1.57M
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.18KClosed |
$31.4K - $37K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Pfg Advisors
|
SELL
|
- |
-2.5K- 1.75% |
$36.1K - $42.5K
|
141K
$1.89M
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-3.39K- 9.14% |
$48.9K - $57.6K
|
33.7K
$453K
|
|
|
May 16, 2022
Q1 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-5.1K- 4.25% |
$73.5K - $86.7K
|
115K
$1.55M
|