Purchases and Sales Made in Q1 2024 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q1 2024. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 09, 2024
Q1 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
946KNew |
$12.7M - $14.1M
|
946K
$13.2M
|
|
|
May 15, 2024
Q1 2024
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
93K+ 63.12% |
$1.25M - $1.39M
|
240K
$3.36M
|
|
|
Apr 30, 2024
Q1 2024
|
Van Eck Associates Corp
|
BUY
|
- |
85.8K+ 13.87% |
$1.16M - $1.28M
|
704K
$9.85M
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
35.7K+ 79.51% |
$481K - $534K
|
80.6K
$1.13M
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
25K+ 308.42% |
$336K - $373K
|
33K
$462K
|
|
|
May 14, 2024
Q1 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
24K+ 67.8% |
$324K - $359K
|
59.4K
$831K
|
|
|
May 14, 2024
Q1 2024
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
18.9K+ 7.32% |
$254K - $282K
|
276K
$3.86M
|
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.8K+ 36.44% |
$254K - $282K
|
70.5K
$985K
|
|
|
May 15, 2024
Q1 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
18.3K+ 83.09% |
$246K - $273K
|
40.3K
$563K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.8K+ 16.29% |
$214K - $237K
|
113K
$1.58M
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.9KNew |
$188K - $209K
|
13.9K
$195K
|
|
|
May 14, 2024
Q1 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
12.8KNew |
$172K - $191K
|
12.8K
$178K
|
|
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.4KNew |
$140K - $155K
|
10.4K
$145K
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10K+ 6.57% |
$135K - $150K
|
162K
$2.27M
|
|
|
May 14, 2024
Q1 2024
|
Monograph Wealth Advisors, LLC
|
BUY
|
- |
10KNew |
$135K - $150K
|
10K
$140K
|
|
|
May 14, 2024
Q1 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
9.11K+ 85.29% |
$123K - $136K
|
19.8K
$277K
|
|
|
May 10, 2024
Q1 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
4.35K+ 2.52% |
$58.7K - $65.1K
|
177K
$2.48M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
3.86K+ 12.54% |
$52.1K - $57.8K
|
34.7K
$485K
|
|
|
May 16, 2024
Q1 2024
|
Garner Asset Management Corp
|
BUY
|
- |
3.45K+ 9.11% |
$46.5K - $51.6K
|
41.3K
$578K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.4KNew |
$18.9K - $20.9K
|
1.4K
$19.6K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.39K+ 49.77% |
$18.8K - $20.8K
|
4.19K
$58.6K
|
|
|
May 15, 2024
Q1 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
1.1K+ 9.29% |
$14.8K - $16.5K
|
13K
$181K
|
|
|
May 13, 2024
Q1 2024
|
National Bank Of Canada
|
BUY
|
- |
1KNew |
$13.5K - $15K
|
1K
$14K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
788+ 1.1% |
$10.6K - $11.8K
|
72.4K
$1.01M
|
|
|
Apr 24, 2024
Q1 2024
|
Albert D Mason Inc
|
BUY
|
- |
704+ 1.04% |
$9.49K - $10.5K
|
68.5K
$958K
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
650New |
$8.76K - $9.72K
|
650
$9.09K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
632+ 95.47% |
$8.52K - $9.45K
|
1.29K
$18.1K
|
|
|
May 15, 2024
Q1 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
500New |
$6.74K - $7.48K
|
500
$6.99K
|
|
|
May 09, 2024
Q1 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
335+ 0.22% |
$4.52K - $5.01K
|
155K
$2.16M
|
|
|
May 10, 2024
Q1 2024
|
Citigroup Inc
|
BUY
|
- |
302+ 51.01% |
$4.07K - $4.52K
|
894
$12.5K
|
|
|
May 13, 2024
Q1 2024
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
200+ 1.41% |
$2.7K - $2.99K
|
14.4K
$201K
|
|
|
Apr 25, 2024
Q1 2024
|
Simplex Trading, LLC
|
BUY
|
- |
176+ 17.71% |
$2.37K - $2.63K
|
1.17K
$16.4K
|
|
|
Apr 11, 2024
Q1 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
135+ 1.32% |
$1.82K - $2.02K
|
10.3K
$144K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
2+ 0.99% |
$27 - $29.9
|
204
$2.85K
|
|
|
May 08, 2024
Q1 2024
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
1+ 1.35% |
$13.5 - $15
|
75
$1.05K
|
|
|
Apr 25, 2024
Q1 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-33- 3.8% |
$445 - $494
|
835
$11.7K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-33- 0.13% |
$445 - $494
|
25.6K
$358K
|
|
|
May 06, 2024
Q1 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-142- 29.77% |
$1.91K - $2.12K
|
335
$4.68K
|
|
|
May 15, 2024
Q1 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-163- 5.87% |
$2.2K - $2.44K
|
2.61K
$36.5K
|
|
|
May 15, 2024
Q1 2024
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-250- 0.67% |
$3.37K - $3.74K
|
36.8K
$514K
|
|
|
May 13, 2024
Q1 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-329- 1.09% |
$4.43K - $4.92K
|
30K
$419K
|
|
|
May 03, 2024
Q1 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-385- 13.89% |
$5.19K - $5.76K
|
2.39K
$33.4K
|
|
|
Apr 19, 2024
Q1 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-405- 2.9% |
$5.46K - $6.06K
|
13.6K
$190K
|
|
|
May 06, 2024
Q1 2024
|
Pfg Advisors
|
SELL
|
- |
-500- 0.48% |
$6.74K - $7.48K
|
103K
$1.44M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-774- 3.25% |
$10.4K - $11.6K
|
23.1K
$322K
|
|
|
May 09, 2024
Q1 2024
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-790- 3.5% |
$10.6K - $11.8K
|
21.8K
$305K
|
|
|
May 03, 2024
Q1 2024
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 0.48% |
$13.5K - $15K
|
207K
$2.89M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.41K- 6.55% |
$19K - $21K
|
20.1K
$280K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.59K- 3.2% |
$21.4K - $23.8K
|
48K
$671K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1.77K- 5.85% |
$23.9K - $26.5K
|
28.5K
$398K
|
|