Purchases and Sales Made in Q1 2025 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q1 2025. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
135K+ 157.77% |
$1.71M - $1.89M
|
221K
$3.14M
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
86.8KNew |
$1.1M - $1.21M
|
86.8K
$1.23M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
47.2K+ 22.56% |
$597K - $659K
|
256K
$3.64M
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
46.4K+ 149.62% |
$587K - $648K
|
77.4K
$1.1M
|
|
|
May 15, 2025
Q1 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
45.8K+ 259.6% |
$579K - $640K
|
63.4K
$900K
|
|
|
May 07, 2025
Q1 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
44.4K+ 4.25% |
$561K - $620K
|
1.09M
$15.5M
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
22.6KNew |
$286K - $315K
|
22.6K
$321K
|
|
|
May 15, 2025
Q1 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
17.7K+ 28.8% |
$224K - $247K
|
79.1K
$1.12M
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
16KNew |
$202K - $223K
|
16K
$227K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.7K+ 104.59% |
$198K - $219K
|
30.6K
$435K
|
|
|
May 13, 2025
Q1 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
12KNew |
$152K - $168K
|
12K
$170K
|
|
|
May 02, 2025
Q1 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
11.2K+ 11.84% |
$142K - $157K
|
106K
$1.51M
|
|
|
May 02, 2025
Q1 2025
|
Hardy Reed LLC
|
BUY
|
- |
10.2KNew |
$129K - $142K
|
10.2K
$144K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.1K+ 61.8% |
$128K - $141K
|
26.4K
$375K
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
10.1KNew |
$127K - $141K
|
10.1K
$143K
|
|
|
May 01, 2025
Q1 2025
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
10KNew |
$127K - $140K
|
10K
$142K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
8.46KNew |
$107K - $118K
|
8.46K
$120K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.72K+ 224.55% |
$85K - $93.9K
|
9.72K
$138K
|
|
|
May 09, 2025
Q1 2025
|
Blair William & CO
Chicago, IL |
BUY
|
- |
6.69K+ 4.14% |
$84.6K - $93.5K
|
168K
$2.39M
|
|
|
May 15, 2025
Q1 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
5.38K+ 18.09% |
$68K - $75.1K
|
35.1K
$498K
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5.28KNew |
$66.8K - $73.8K
|
5.28K
$75K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.83K+ 6.82% |
$61K - $67.4K
|
75.6K
$1.07M
|
|
|
May 05, 2025
Q1 2025
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
4.5K+ 4.17% |
$56.9K - $62.9K
|
113K
$1.6M
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.93K+ 15724.0% |
$49.7K - $54.9K
|
3.96K
$56.2K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.92K+ 42.61% |
$49.5K - $54.7K
|
13.1K
$186K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
3.31KNew |
$41.9K - $46.2K
|
3.31K
$47K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.99K+ 37400.0% |
$37.8K - $41.8K
|
3K
$42.6K
|
|
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.85K+ 8.6% |
$36K - $39.8K
|
36K
$511K
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.6K+ 15.64% |
$20.2K - $22.4K
|
11.8K
$168K
|
|
|
Apr 16, 2025
Q1 2025
|
Albert D Mason Inc
|
BUY
|
- |
1.33K+ 2.67% |
$16.8K - $18.6K
|
51.2K
$728K
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.24K+ 2534.69% |
$15.7K - $17.4K
|
1.29K
$18.3K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.15K+ 6.22% |
$14.5K - $16.1K
|
19.6K
$279K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
600+ 20.0% |
$7.59K - $8.38K
|
3.6K
$51.1K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
547+ 1.61% |
$6.92K - $7.64K
|
34.6K
$491K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
247+ 12.23% |
$3.12K - $3.45K
|
2.27K
$32.2K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
185+ 1.26% |
$2.34K - $2.58K
|
14.8K
$211K
|
|
|
May 12, 2025
Q1 2025
|
Simplex Trading, LLC
|
BUY
|
- |
148+ 2.19% |
$1.87K - $2.07K
|
6.91K
$98.1K
|
|
|
Apr 07, 2025
Q1 2025
|
Parallel Advisors, LLC
|
BUY
|
- |
120+ 48.98% |
$1.52K - $1.68K
|
365
$5.18K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
26+ 0.17% |
$329 - $363
|
15.6K
$222K
|
|
|
May 02, 2025
Q1 2025
|
Larson Financial Group LLC
|
BUY
|
- |
4+ 1.85% |
$50.6 - $55.9
|
220
$3.12K
|
|
|
May 08, 2025
Q1 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
2+ 2.22% |
$25.3 - $27.9
|
92
$1.31K
|
|
|
Apr 21, 2025
Q1 2025
|
United Advisor Group, LLC
Cincinnati, OH |
SELL
|
- |
-38- 0.05% |
$481 - $531
|
76.4K
$1.08M
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
SELL
|
- |
-45- 77.59% |
$569 - $629
|
13
$185
|
|
|
May 08, 2025
Q1 2025
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-46- 4.95% |
$582 - $643
|
884
$12.6K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-100Closed |
$1.27K - $1.4K
|
0
$0
|
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-199- 16.61% |
$2.52K - $2.78K
|
999
$14.2K
|
|
|
May 15, 2025
Q1 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-279- 0.11% |
$3.53K - $3.9K
|
243K
$3.44M
|
|
|
May 16, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-442- 90.02% |
$5.59K - $6.17K
|
49
$696
|
|
|
May 05, 2025
Q1 2025
|
Pfg Advisors
|
SELL
|
- |
-500- 0.5% |
$6.33K - $6.99K
|
100K
$1.43M
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.26K- 71.61% |
$16K - $17.6K
|
500
$7.1K
|