Purchases and Sales Made in Q4 2021 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q4 2021. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
41.4KNew |
$577K - $707K
|
41.4K
$548K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
37.5K+ 7.48% |
$522K - $640K
|
538K
$7.13M
|
|
|
Feb 15, 2022
Q4 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
21.8KNew |
$304K - $372K
|
21.8K
$289K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
19.5K+ 7.95% |
$272K - $333K
|
265K
$3.51M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
18.6KNew |
$260K - $318K
|
18.6K
$247K
|
|
|
Apr 07, 2022
Q4 2021
|
Greenspring Advisors, LLC
|
BUY
|
- |
17.2KNew |
$239K - $293K
|
17.2K
$227K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17K+ 6.16% |
$237K - $291K
|
293K
$3.89M
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
15KNew |
$209K - $256K
|
15K
$199K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
13.8K+ 11.72% |
$192K - $235K
|
131K
$1.74M
|
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
13.7KNew |
$191K - $234K
|
13.7K
$182K
|
|
|
Feb 14, 2022
Q4 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
5.71K+ 3.95% |
$79.5K - $97.4K
|
150K
$1.99M
|
|
|
Feb 14, 2022
Q4 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
3.29K+ 3.74% |
$45.8K - $56.1K
|
91.2K
$1.21M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.27K+ 8.64% |
$45.6K - $55.8K
|
41.1K
$545K
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
2.98KNew |
$41.6K - $50.9K
|
2.98K
$39.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.89K+ 7.81% |
$40.3K - $49.4K
|
39.9K
$529K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.95K+ 5.48% |
$27.2K - $33.3K
|
37.5K
$497K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.6K+ 2.14% |
$22.3K - $27.3K
|
76.4K
$1.01M
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
953New |
$13.3K - $16.3K
|
953
$12.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
800New |
$11.2K - $13.7K
|
800
$10.6K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
530+ 1.75% |
$7.39K - $9.05K
|
30.8K
$408K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
517+ 1.41% |
$7.21K - $8.83K
|
37.1K
$491K
|
|
|
Jan 25, 2022
Q4 2021
|
Albert D Mason Inc
|
BUY
|
- |
514+ 0.6% |
$7.17K - $8.78K
|
86.1K
$1.14M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
376+ 3.12% |
$5.24K - $6.42K
|
12.4K
$165K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
300+ 0.89% |
$4.18K - $5.12K
|
34K
$450K
|
|
|
Feb 07, 2022
Q4 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
251New |
$3.5K - $4.29K
|
251
$3.33K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
210New |
$2.93K - $3.59K
|
210
$2.78K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
200+ 0.21% |
$2.79K - $3.42K
|
96.7K
$1.28M
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
169+ 25.61% |
$2.36K - $2.89K
|
829
$11K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
125New |
$1.74K - $2.14K
|
125
$1.66K
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
120New |
$1.67K - $2.05K
|
120
$1.59K
|
|
|
Feb 14, 2022
Q4 2021
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
100New |
$1.39K - $1.71K
|
100
$1.33K
|
|
|
Jan 31, 2022
Q4 2021
|
Garner Asset Management Corp
|
BUY
|
- |
3+ 0.01% |
$41.8 - $51.2
|
41.3K
$548K
|
|
|
Jan 18, 2022
Q4 2021
|
Wolff Wiese Magana LLC
|
BUY
|
- |
1+ 0.92% |
$13.9 - $17.1
|
110
$1.46K
|
|
|
Feb 14, 2022
Q4 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
1+ 1.79% |
$13.9 - $17.1
|
57
$755
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-23- 1.05% |
$321 - $393
|
2.18K
$28.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-181- 53.87% |
$2.52K - $3.09K
|
155
$2.05K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-420- 3.52% |
$5.85K - $7.17K
|
11.5K
$153K
|
|
|
Sep 21, 2023
Q4 2021
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-837Closed |
$11.7K - $14.3K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-838- 0.98% |
$11.7K - $14.3K
|
84.8K
$1.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-929Closed |
$13K - $15.9K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.13K- 9.15% |
$15.8K - $19.3K
|
11.2K
$149K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$20.9K - $25.6K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.71K- 53.17% |
$23.9K - $29.2K
|
1.51K
$20K
|
|
|
Jan 19, 2022
Q4 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-2K- 1.66% |
$27.9K - $34.2K
|
119K
$1.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.54K- 2.24% |
$35.4K - $43.4K
|
111K
$1.47M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.71K- 10.89% |
$37.8K - $46.4K
|
22.2K
$294K
|
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
SELL
|
- |
-2.8K- 1.09% |
$39K - $47.8K
|
254K
$3.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-6.48K- 3.28% |
$90.4K - $111K
|
191K
$2.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-6.79K- 12.92% |
$94.7K - $116K
|
45.8K
$607K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-6.8K- 4.54% |
$94.8K - $116K
|
143K
$1.9M
|