Purchases and Sales Made in Q3 2021 in Gabelli Convertible & Income Securities Fund Inc (GCV)
This table provides information about the institutional ownership of Gabelli Convertible & Income Securities Fund Inc (GCV) during Q3 2021. The information is specifically focused on institutions that hold shares of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
824KNew |
$5.01M - $5.47M
|
824K
$3.21M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
12.8KNew |
$77.9K - $85K
|
12.8K
$49.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.1KNew |
$67.4K - $73.6K
|
11.1K
$43.1K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5.8KNew |
$35.3K - $38.5K
|
5.8K
$22.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
5.68K+ 15.09% |
$34.5K - $37.7K
|
43.3K
$168K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
4.5K+ 22.84% |
$27.4K - $29.9K
|
24.2K
$94.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.43K+ 13.94% |
$20.9K - $22.8K
|
28K
$109K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.33K+ 88.8% |
$8.1K - $8.84K
|
2.83K
$11K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
271+ 1.81% |
$1.65K - $1.8K
|
15.3K
$59.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
92+ 0.28% |
$559 - $611
|
32.9K
$128K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-56- 0.32% |
$340 - $372
|
17.2K
$66.9K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-473- 8.91% |
$2.88K - $3.14K
|
4.84K
$18.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-1.36K- 2.01% |
$8.27K - $9.03K
|
66.2K
$258K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.95K- 22.49% |
$11.9K - $13K
|
6.73K
$26.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-4.94K- 5.53% |
$30K - $32.8K
|
84.3K
$328K
|
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-6.59K- 7.3% |
$40.1K - $43.7K
|
83.7K
$325K
|
|
|
Nov 12, 2021
Q3 2021
|
Windsor Capital Management, LLC
|
SELL
|
- |
-6.7K- 11.15% |
$40.7K - $44.5K
|
53.4K
$208K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.1K- 2.16% |
$61.5K - $67.2K
|
458K
$1.78M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-67.2K- 33.34% |
$408K - $446K
|
134K
$522K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-177K- 70.57% |
$1.08M - $1.18M
|
74K
$288K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-260KClosed |
$1.58M - $1.73M
|
0
$0
|