Purchases and Sales Made in Q3 2022 in Gabelli Convertible & Income Securities Fund Inc (GCV)
This table provides information about the institutional ownership of Gabelli Convertible & Income Securities Fund Inc (GCV) during Q3 2022. The information is specifically focused on institutions that hold shares of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
202K+ 53.1% |
$980K - $1.18M
|
582K
$2.3M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
22.3KNew |
$109K - $131K
|
22.3K
$88.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
15.4K+ 24.63% |
$75K - $90.6K
|
78.1K
$308K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.6KNew |
$61.2K - $74K
|
12.6K
$49.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.5KNew |
$60.9K - $73.6K
|
12.5K
$49.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.1K+ 43.87% |
$59K - $71.2K
|
39.8K
$157K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.31KNew |
$25.8K - $31.2K
|
5.31K
$21K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.71K+ 23.9% |
$18K - $21.8K
|
19.2K
$75.9K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.15K+ 4.73% |
$10.5K - $12.6K
|
47.6K
$188K
|
|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
BUY
|
- |
1.72K+ 2.34% |
$8.33K - $10.1K
|
75K
$296K
|
|
|
Oct 27, 2022
Q3 2022
|
Asset Dedication, LLC
|
BUY
|
- |
1.22KNew |
$5.95K - $7.18K
|
1.22K
$4.83K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
1.2KNew |
$5.83K - $7.04K
|
1.2K
$4.74K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1K+ 3.4% |
$4.86K - $5.87K
|
30.4K
$120K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
363+ 2.22% |
$1.76K - $2.13K
|
16.7K
$66K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
267+ 0.93% |
$1.3K - $1.57K
|
29.1K
$115K
|
|
|
Nov 03, 2022
Q3 2022
|
Windsor Capital Management, LLC
|
BUY
|
- |
249+ 0.58% |
$1.21K - $1.46K
|
43.3K
$171K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
200New |
$972 - $1.17K
|
200
$790
|
|
|
Oct 03, 2022
Q3 2022
|
M&R Capital Management Inc
|
BUY
|
- |
34+ 2.3% |
$165 - $200
|
1.51K
$5.97K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.01% |
$4.86 - $5.87
|
6.93K
$27.4K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 19, 2022
Q3 2022
|
L.M. Kohn & Company
|
SELL
|
- |
-1- -0.0% |
$4.86 - $5.87
|
28.8K
$114K
|
|
|
Nov 09, 2022
Q3 2022
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-2.32K- 3.66% |
$11.3K - $13.6K
|
61.1K
$241K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.42K- 3.28% |
$11.8K - $14.2K
|
71.3K
$281K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.77K- 11.93% |
$13.5K - $16.3K
|
20.4K
$80.8K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-22.1K- 4.59% |
$107K - $130K
|
459K
$1.81M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-40.7K- 4.35% |
$198K - $239K
|
894K
$3.53M
|