Purchases and Sales Made in Q4 2021 in Gabelli Convertible & Income Securities Fund Inc (GCV)
This table provides information about the institutional ownership of Gabelli Convertible & Income Securities Fund Inc (GCV) during Q4 2021. The information is specifically focused on institutions that hold shares of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
156KNew |
$939K - $1.1M
|
156K
$617K
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
95.7KNew |
$575K - $674K
|
95.7K
$378K
|
|
|
Feb 07, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
52.6KNew |
$316K - $371K
|
52.6K
$208K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
50.7K+ 6.15% |
$305K - $357K
|
875K
$3.46M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
22.7KNew |
$137K - $160K
|
22.7K
$89.7K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.6K+ 113.87% |
$75.8K - $89K
|
23.7K
$93.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
10K+ 15.04% |
$60.1K - $70.5K
|
76.5K
$302K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.55K+ 14.66% |
$33.3K - $39.1K
|
43.4K
$171K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4.18KNew |
$25.1K - $29.4K
|
4.18K
$16.5K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
3K+ 12.4% |
$18K - $21.2K
|
27.2K
$107K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.46KNew |
$8.79K - $10.3K
|
1.46K
$5.77K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
BUY
|
- |
1.14K+ 1.72% |
$6.85K - $8.03K
|
67.3K
$266K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
372+ 2.44% |
$2.24K - $2.62K
|
15.6K
$61.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4New |
$24 - $28.2
|
4
$15.8
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-351- 6.61% |
$2.11K - $2.47K
|
4.96K
$19.6K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-418- 0.5% |
$2.51K - $2.95K
|
83.9K
$331K
|
|
|
Feb 07, 2022
Q4 2021
|
Windsor Capital Management, LLC
|
SELL
|
- |
-756- 1.42% |
$4.54K - $5.33K
|
52.6K
$208K
|
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-758- 4.41% |
$4.56K - $5.34K
|
16.4K
$64.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-830- 2.52% |
$4.99K - $5.85K
|
32.1K
$127K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.33K- 47.03% |
$8.01K - $9.39K
|
1.5K
$5.93K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.36K- 15.55% |
$26.2K - $30.7K
|
23.7K
$93.6K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5.8KClosed |
$34.9K - $40.9K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-9K- 0.8% |
$54.1K - $63.5K
|
1.12M
$4.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-10.9K- 12.97% |
$65.2K - $76.5K
|
72.8K
$288K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-12.8KClosed |
$77K - $90.3K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-27.6K- 63.72% |
$166K - $194K
|
15.7K
$62K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-74KClosed |
$444K - $521K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-114K- 84.84% |
$685K - $803K
|
20.4K
$80.4K
|