Purchases and Sales Made in Q4 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.93M+ 43.94% |
$21.5M - $27.1M
|
6.31M
$97.1M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
368K+ 1052.93% |
$4.11M - $5.18M
|
403K
$6.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
325K+ 81.26% |
$3.63M - $4.58M
|
725K
$11.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
324K+ 84.55% |
$3.62M - $4.57M
|
708K
$10.9M
|
|
|
Jan 24, 2024
Q4 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
304K+ 35.04% |
$3.4M - $4.29M
|
1.17M
$18.1M
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
172KNew |
$1.92M - $2.42M
|
172K
$2.65M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
123K+ 62.83% |
$1.37M - $1.73M
|
318K
$4.89M
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
96.1KNew |
$1.07M - $1.35M
|
96.1K
$1.48M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
85.3KNew |
$952K - $1.2M
|
85.3K
$1.31M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
85.1K+ 8.81% |
$950K - $1.2M
|
1.05M
$16.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
80.4K+ 31.73% |
$897K - $1.13M
|
334K
$5.14M
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
78KNew |
$871K - $1.1M
|
78K
$1.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
73.1KNew |
$816K - $1.03M
|
73.1K
$1.13M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
62.1K+ 68.04% |
$693K - $875K
|
153K
$2.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
61.1K+ 39.3% |
$682K - $860K
|
217K
$3.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
58.8K+ 3269.17% |
$657K - $829K
|
60.6K
$934K
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
58.7K+ 15.4% |
$655K - $827K
|
440K
$6.78M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
58.1K+ 60.87% |
$648K - $817K
|
153K
$2.36M
|
|
|
Feb 06, 2024
Q4 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
57.1KNew |
$637K - $804K
|
57.1K
$879K
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
55.9K+ 26.75% |
$624K - $787K
|
265K
$4.08M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
50.2K+ 39.86% |
$561K - $708K
|
176K
$2.72M
|
|
|
Feb 05, 2024
Q4 2023
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
50KNew |
$558K - $704K
|
50K
$770K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
47.1KNew |
$526K - $663K
|
47.1K
$725K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
45.9KNew |
$512K - $646K
|
45.9K
$707K
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
42.6KNew |
$476K - $600K
|
42.6K
$656K
|
|
|
Feb 12, 2024
Q4 2023
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
39.5KNew |
$441K - $557K
|
39.5K
$609K
|
|
|
Feb 08, 2024
Q4 2023
|
Richmond Brothers, Inc.
Jackson, MI |
BUY
|
- |
36.6K+ 14.03% |
$408K - $515K
|
297K
$4.58M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
34.5K+ 30.18% |
$385K - $485K
|
149K
$2.29M
|
|
|
Jan 29, 2024
Q4 2023
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
BUY
|
- |
26.7K+ 12.09% |
$298K - $376K
|
247K
$3.81M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
25.9K+ 7.15% |
$289K - $365K
|
388K
$5.98M
|
|
|
Feb 09, 2024
Q4 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
20.4K+ 5.0% |
$227K - $287K
|
428K
$6.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
18.7K+ 6.65% |
$209K - $264K
|
300K
$4.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
18.4K+ 125.74% |
$205K - $259K
|
33K
$509K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
17.9K+ 13.06% |
$200K - $252K
|
155K
$2.39M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
17.7K+ 4.35% |
$197K - $249K
|
424K
$6.53M
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
17.5K+ 42.01% |
$196K - $247K
|
59.3K
$913K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
BUY
|
- |
16.5K+ 49.44% |
$184K - $232K
|
49.7K
$766K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
16.3KNew |
$182K - $230K
|
16.3K
$251K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
16.2KNew |
$181K - $229K
|
16.2K
$250K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
14.9KNew |
$166K - $210K
|
14.9K
$229K
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
14.8KNew |
$165K - $209K
|
14.8K
$228K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.4KNew |
$139K - $175K
|
12.4K
$192K
|
|
|
Feb 13, 2024
Q4 2023
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
11.8KNew |
$132K - $166K
|
11.8K
$182K
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
11.4KNew |
$127K - $161K
|
11.4K
$176K
|
|
|
Jan 08, 2024
Q4 2023
|
Capital Cs Group, LLC
|
BUY
|
- |
10.7KNew |
$120K - $151K
|
10.7K
$165K
|
|
|
Feb 14, 2024
Q4 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
10.6KNew |
$119K - $150K
|
10.6K
$164K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
8.35K+ 15.13% |
$93.2K - $118K
|
63.6K
$979K
|
|
|
Jan 08, 2024
Q4 2023
|
Capital Market Strategies LLC
|
BUY
|
- |
5.68K+ 19.88% |
$63.4K - $80K
|
34.2K
$527K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.36K+ 4.55% |
$59.8K - $75.4K
|
123K
$1.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
5.15K+ 9.21% |
$57.5K - $72.5K
|
61.1K
$941K
|