Latest Institutional Transactions on Highland Income Fund\Ma (HFRO)
This table provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2020
Q3 2020
|
Jgp Wealth Management, LLC
|
SELL
|
- |
-13.7KClosed |
$103K - $124K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-286Closed |
$2.15K - $2.59K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
47+ 2.9% |
$335 - $454
|
1.67K
$9.05K
|
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-97.5KClosed |
$695K - $941K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Empyrean Capital Partners, LP
Los Angeles, CA |
SELL
|
- |
-401KClosed |
$2.86M - $3.87M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-492KClosed |
$3.51M - $4.75M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.29MClosed |
$16.3M - $22.1M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Assetmark, Inc
|
SELL
|
- |
-4.29KClosed |
$30.6K - $41.4K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-524Closed |
$3.74K - $5.06K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-22.2KClosed |
$158K - $214K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Transform Wealth, LLC
|
SELL
|
- |
-16.9KClosed |
$121K - $163K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 20, 2020
Q1 2020
|
Belpointe Asset Management LLC
|
SELL
|
- |
-8.38KClosed |
$70.2K - $107K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Moore Capital Management, LP
New York, NY |
SELL
|
- |
-67.2KClosed |
$563K - $854K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-78.1KClosed |
$654K - $993K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-79.9KClosed |
$670K - $1.02M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-68.3KClosed |
$572K - $869K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-20KClosed |
$168K - $254K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-322KClosed |
$2.7M - $4.09M
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-50.3KClosed |
$422K - $640K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-20.3KClosed |
$170K - $259K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Bardin Hill Management Partners LP
New York, NY |
SELL
|
- |
-1.36MClosed |
$15.5M - $18M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-63.3KClosed |
$723K - $837K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Northern Right Capital Management, L.P.
Darien, CT |
SELL
|
- |
-231KClosed |
$2.63M - $3.05M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-174KClosed |
$1.99M - $2.31M
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-11KClosed |
$125K - $145K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
82New |
$936 - $1.08K
|
82
$445
|
|
|
Jan 29, 2020
Q4 2019
|
Ursa Fund Management, LLC
|
SELL
|
- |
-1.55MClosed |
$17.7M - $20.5M
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Deltec Asset Management LLC
|
SELL
|
- |
-13KClosed |
$148K - $172K
|
0
$0
|
|
|
Jan 07, 2020
Q4 2019
|
Sound Income Strategies, LLC
|
BUY
|
- |
382New |
$4.36K - $5.05K
|
382
$2.07K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Vr Advisory Services LTD
Camana Bay, Grand Cayman, E9 |
SELL
|
- |
-188KClosed |
$2.4M - $2.62M
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.18KClosed |
$15.1K - $16.5K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
578New |
$7.37K - $8.05K
|
578
$3.14K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-186Closed |
$2.47K - $2.57K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-20.1KClosed |
$267K - $278K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-17KClosed |
$226K - $236K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-82Closed |
$1.09K - $1.13K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
2.36KNew |
$31.4K - $32.7K
|
2.36K
$12.8K
|
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.28KClosed |
$17K - $17.7K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-7.82KClosed |
$104K - $108K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-208Closed |
$2.69K - $2.93K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-6.04KClosed |
$73.6K - $93.8K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-112Closed |
$1.37K - $1.74K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-6.92KClosed |
$84.4K - $108K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-990Closed |
$12.1K - $15.4K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-263Closed |
$3.21K - $4.09K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-109K- 90.63% |
$1.69M - $1.75M
|
11.3K
$61.4K
|
|
|
Oct 29, 2018
Q3 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-4.63KClosed |
$71.4K - $74K
|
0
$0
|
|
|
Oct 10, 2018
Q3 2018
|
Cordasco Financial Network
|
SELL
|
- |
-2.23KClosed |
$34.4K - $35.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-23.4KClosed |
$364K - $377K
|
0
$0
|
|