Latest Institutional Transactions on Highland Income Fund\Ma (HFRO)
This table provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-251KClosed |
$1.96M - $2.58M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Mackay Shields LLC
|
SELL
|
- |
-46.7KClosed |
$366K - $480K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
SELL
|
- |
-70K- 14.89% |
$548K - $720K
|
400K
$2.08M
|
|
|
Feb 16, 2021
Q4 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-936KClosed |
$7.33M - $9.62M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-3.12KClosed |
$24.4K - $32.1K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-81KClosed |
$634K - $832K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-79.4KClosed |
$622K - $816K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-10.9KClosed |
$85.3K - $112K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-310Closed |
$2.43K - $3.19K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-14.3KClosed |
$112K - $147K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-14.5KClosed |
$114K - $149K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-414Closed |
$3.24K - $4.26K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-16.9KClosed |
$132K - $173K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Costello Asset Management, Inc
|
BUY
|
- |
1.67KNew |
$13.1K - $17.2K
|
1.67K
$8.72K
|
|
|
Jan 27, 2021
Q4 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Ota Financial Group L.P.
|
SELL
|
- |
-71.3KClosed |
$559K - $733K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Davidson Kempner Capital Management LP
New York, NY |
SELL
|
- |
-343K- 16.29% |
$2.57M - $3.1M
|
1.76M
$9.17M
|
|
|
Nov 16, 2020
Q3 2020
|
Cruiser Capital Advisors, LLC
Stamford, CT |
SELL
|
- |
-56.5KClosed |
$423K - $511K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-3.8KClosed |
$28.5K - $34.3K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-8.32KClosed |
$62.4K - $75.3K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Os, LLC
|
SELL
|
- |
-31.5KClosed |
$236K - $285K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-87KClosed |
$653K - $788K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-67.5KClosed |
$506K - $610K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Hudock, Inc.
|
SELL
|
- |
-761Closed |
$5.71K - $6.89K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
BUY
|
PUT |
16.3KNew |
$122K - $147K
|
16.3K
$84.7K
|
|
|
Oct 22, 2020
Q3 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-319Closed |
$2.39K - $2.89K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Jgp Wealth Management, LLC
|
SELL
|
- |
-13.7KClosed |
$103K - $124K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-286Closed |
$2.15K - $2.59K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
47+ 2.9% |
$335 - $454
|
1.67K
$8.69K
|
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-97.5KClosed |
$695K - $941K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Empyrean Capital Partners, LP
Los Angeles, CA |
SELL
|
- |
-401KClosed |
$2.86M - $3.87M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-492KClosed |
$3.51M - $4.75M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.29MClosed |
$16.3M - $22.1M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Assetmark, Inc
|
SELL
|
- |
-4.29KClosed |
$30.6K - $41.4K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-524Closed |
$3.74K - $5.06K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-22.2KClosed |
$158K - $214K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Transform Wealth, LLC
|
SELL
|
- |
-16.9KClosed |
$121K - $163K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 20, 2020
Q1 2020
|
Belpointe Asset Management LLC
|
SELL
|
- |
-8.38KClosed |
$70.2K - $107K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-78.1KClosed |
$654K - $993K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Moore Capital Management, LP
New York, NY |
SELL
|
- |
-67.2KClosed |
$563K - $854K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-79.9KClosed |
$670K - $1.02M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-68.3KClosed |
$572K - $869K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-20KClosed |
$168K - $254K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-322KClosed |
$2.7M - $4.09M
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-50.3KClosed |
$422K - $640K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-20.3KClosed |
$170K - $259K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-63.3KClosed |
$723K - $837K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-174KClosed |
$1.99M - $2.31M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Northern Right Capital Management, L.P.
Darien, CT |
SELL
|
- |
-231KClosed |
$2.63M - $3.05M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Bardin Hill Management Partners LP
New York, NY |
SELL
|
- |
-1.36MClosed |
$15.5M - $18M
|
0
$0
|
|