Latest Institutional Transactions on Highland Income Fund\Ma (HFRO)
This table provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 26, 2022
Q2 2022
|
Arnhold LLC
|
BUY
|
- |
22.5K+ 30.78% |
$242K - $272K
|
95.6K
$498K
|
|
Jul 22, 2022
Q2 2022
|
Financial Connections Group, Inc.
|
SELL
|
- |
-333Closed |
$3.58K - $4.02K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-16.4KClosed |
$179K - $196K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-970KClosed |
$10.6M - $11.6M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-29.6KClosed |
$322K - $354K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
720New |
$7.83K - $8.6K
|
720
$3.75K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.62KNew |
$17.6K - $19.3K
|
1.62K
$8.43K
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-606Closed |
$6.59K - $7.24K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Kfa Private Wealth Group, LLC
|
SELL
|
- |
-12.8KClosed |
$140K - $153K
|
0
$0
|
|
Q4 2021 | |||||||
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-6.58KClosed |
$70.6K - $75.3K
|
0
$0
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.8KNew |
$19.3K - $20.6K
|
1.8K
$9.38K
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-6.26KClosed |
$67.2K - $71.6K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.9KClosed |
$139K - $148K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Cowen And Company, LLC
|
SELL
|
- |
-500KClosed |
$5.37M - $5.72M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-53.6KClosed |
$575K - $613K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-10KClosed |
$107K - $114K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Antara Capital LP
New York, NY |
SELL
|
- |
-575KClosed |
$6.17M - $6.58M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-1KClosed |
$10.7K - $11.4K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-7.16KClosed |
$76.8K - $81.9K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.85KClosed |
$19.9K - $21.2K
|
0
$0
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-14.7KClosed |
$158K - $168K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.13KNew |
$12.1K - $12.9K
|
1.13K
$5.86K
|
|
Jan 27, 2022
Q4 2021
|
Beach Point Capital Management LP
Santa Monica, CA |
SELL
|
- |
-325KClosed |
$3.48M - $3.71M
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.5KClosed |
$37.6K - $40K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4KClosed |
$40.8K - $44.3K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
17KNew |
$173K - $188K
|
17K
$88.6K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-12.1KClosed |
$124K - $134K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-168Closed |
$1.71K - $1.86K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-902Closed |
$9.2K - $9.99K
|
0
$0
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-466Closed |
$4.75K - $5.16K
|
0
$0
|
|
Q2 2021 | |||||||
Apr 19, 2024
Q2 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-314KClosed |
$3.12M - $3.79M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-268KClosed |
$2.65M - $3.22M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2KClosed |
$19.8K - $24.1K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-16.8KClosed |
$167K - $203K
|
0
$0
|
|
Aug 09, 2021
Q2 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
220+ 22.61% |
$2.18K - $2.65K
|
1.19K
$6.22K
|
|
Aug 06, 2021
Q2 2021
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-107KClosed |
$1.06M - $1.29M
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-122Closed |
$1.21K - $1.47K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
SELL
|
- |
-6.67KClosed |
$66.2K - $80.4K
|
0
$0
|
|
Jul 20, 2021
Q2 2021
|
Oakworth Capital, Inc.
|
SELL
|
- |
-83Closed |
$823 - $1K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-16.9KClosed |
$168K - $204K
|
0
$0
|
|
Q1 2021 | |||||||
Jun 15, 2021
Q1 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-992Closed |
$10K - $11K
|
0
$0
|
|
May 27, 2021
Q1 2021
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-36KClosed |
$364K - $400K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-10.3KClosed |
$104K - $115K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-918Closed |
$9.28K - $10.2K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-5.55KClosed |
$56.1K - $61.8K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-850Closed |
$8.59K - $9.46K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Planned Solutions, Inc.
|
SELL
|
- |
-8KClosed |
$80.9K - $89K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-200Closed |
$2.02K - $2.23K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 22, 2021
Q4 2020
|
Retirement Group, LLC
|
SELL
|
- |
-324Closed |
$2.54K - $3.33K
|
0
$0
|