Latest Institutional Transactions on Highland Income Fund\Ma (HFRO)
This table provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 30, 2020
Q4 2019
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-11KClosed |
$125K - $145K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
82New |
$936 - $1.08K
|
82
$427
|
|
|
Jan 29, 2020
Q4 2019
|
Ursa Fund Management, LLC
|
SELL
|
- |
-1.55MClosed |
$17.7M - $20.5M
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Deltec Asset Management LLC
|
SELL
|
- |
-13KClosed |
$148K - $172K
|
0
$0
|
|
|
Jan 07, 2020
Q4 2019
|
Sound Income Strategies, LLC
|
BUY
|
- |
382New |
$4.36K - $5.05K
|
382
$1.99K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Vr Advisory Services LTD
Camana Bay, Grand Cayman, E9 |
SELL
|
- |
-188KClosed |
$2.4M - $2.62M
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.18KClosed |
$15.1K - $16.5K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
578New |
$7.37K - $8.05K
|
578
$3.01K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-186Closed |
$2.47K - $2.57K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-17KClosed |
$226K - $236K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-82Closed |
$1.09K - $1.13K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
2.36KNew |
$31.4K - $32.7K
|
2.36K
$12.3K
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-7.82KClosed |
$104K - $108K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.28KClosed |
$17K - $17.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-208Closed |
$2.69K - $2.93K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-6.04KClosed |
$73.6K - $93.8K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-6.92KClosed |
$84.4K - $108K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-112Closed |
$1.37K - $1.74K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-990Closed |
$12.1K - $15.4K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-263Closed |
$3.21K - $4.09K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-109K- 90.63% |
$1.69M - $1.75M
|
11.3K
$58.9K
|
|
|
Oct 29, 2018
Q3 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-4.63KClosed |
$71.4K - $74K
|
0
$0
|
|
|
Oct 10, 2018
Q3 2018
|
Cordasco Financial Network
|
SELL
|
- |
-2.23KClosed |
$34.4K - $35.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-23.4KClosed |
$364K - $377K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Arcadia Investment Management Corp
|
SELL
|
- |
-1.66KClosed |
$25.8K - $26.7K
|
0
$0
|
|
|
Jul 13, 2018
Q2 2018
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-706Closed |
$11K - $11.4K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Luxor Capital Group, LP
New York, NY |
SELL
|
- |
-18.8KClosed |
$288K - $305K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Stonehill Capital Management LLC
New York, NY |
SELL
|
- |
-650KClosed |
$9.94M - $10.6M
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-2.77KClosed |
$42.4K - $45K
|
0
$0
|
|