Latest Institutional Transactions on Highland Income Fund\Ma (HFRO)
This table provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 03, 2023
Q1 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-3.45K- 2.82% |
$29.9K - $37K
|
119K
$645K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
506New |
$4.38K - $5.43K
|
506
$2.75K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-4.7K- 38.52% |
$40.7K - $50.5K
|
7.5K
$40.7K
|
|
|
Apr 20, 2023
Q1 2023
|
Lvz, Inc.
|
BUY
|
- |
36.4K+ 26.66% |
$316K - $391K
|
173K
$940K
|
|
| Q4 2022 | |||||||
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
8New |
$78.8 - $92.3
|
8
$43.4
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
717New |
$7.06K - $8.27K
|
717
$3.89K
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.2K+ 70.09% |
$80.8K - $94.6K
|
19.9K
$108K
|
|
|
Feb 01, 2023
Q4 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
528+ 1.15% |
$5.2K - $6.09K
|
46.3K
$251K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
16K+ 38.07% |
$155K - $380K
|
58K
$315K
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
147+ 0.67% |
$1.42K - $3.49K
|
22.1K
$120K
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-8.26K- 13.03% |
$80K - $196K
|
55.1K
$299K
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
218+ 1.87% |
$2.11K - $5.18K
|
11.9K
$64.4K
|
|
|
Nov 02, 2022
Q3 2022
|
Retirement Guys Formula LLC
|
SELL
|
- |
-10.5K- 18.27% |
$101K - $248K
|
46.8K
$254K
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-16.4K- 18.36% |
$159K - $390K
|
72.9K
$396K
|
|
| Q2 2022 | |||||||
|
Jan 27, 2023
Q2 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-4.54K- 26.35% |
$48.8K - $54.7K
|
12.7K
$68.8K
|
|
|
Aug 15, 2022
Q2 2022
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
9.33K+ 482.41% |
$100K - $113K
|
11.3K
$61.1K
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
25.7KNew |
$276K - $310K
|
25.7K
$139K
|
|
|
Aug 12, 2022
Q2 2022
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-13.5KClosed |
$145K - $163K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-18.5K- 28.68% |
$199K - $223K
|
46K
$250K
|
|
|
Aug 10, 2022
Q2 2022
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
4.34KNew |
$46.7K - $52.4K
|
4.34K
$23.6K
|
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-21.1KClosed |
$226K - $254K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Mba Advisors LLC
Hermitage, PA |
SELL
|
- |
-11KClosed |
$118K - $133K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Segantii Capital Management LTD
|
SELL
|
- |
-63.3KClosed |
$681K - $764K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Arnhold LLC
|
BUY
|
- |
22.5K+ 30.78% |
$242K - $272K
|
95.6K
$519K
|
|
|
Jul 22, 2022
Q2 2022
|
Financial Connections Group, Inc.
|
SELL
|
- |
-333Closed |
$3.58K - $4.02K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-16.4KClosed |
$179K - $196K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-970KClosed |
$10.6M - $11.6M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-29.6KClosed |
$322K - $354K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
720New |
$7.83K - $8.6K
|
720
$3.91K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.62KNew |
$17.6K - $19.3K
|
1.62K
$8.79K
|
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-606Closed |
$6.59K - $7.24K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Kfa Private Wealth Group, LLC
|
SELL
|
- |
-12.8KClosed |
$140K - $153K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-6.58KClosed |
$70.6K - $75.3K
|
0
$0
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.8KNew |
$19.3K - $20.6K
|
1.8K
$9.77K
|
|
|
Feb 14, 2022
Q4 2021
|
Cowen And Company, LLC
|
SELL
|
- |
-500KClosed |
$5.37M - $5.72M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-53.6KClosed |
$575K - $613K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.9KClosed |
$139K - $148K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-10KClosed |
$107K - $114K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Antara Capital LP
New York, NY |
SELL
|
- |
-575KClosed |
$6.17M - $6.58M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-6.26KClosed |
$67.2K - $71.6K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-1KClosed |
$10.7K - $11.4K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-7.16KClosed |
$76.8K - $81.9K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-64.9KClosed |
$696K - $742K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.85KClosed |
$19.9K - $21.2K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-14.7KClosed |
$158K - $168K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.13KNew |
$12.1K - $12.9K
|
1.13K
$6.11K
|
|
|
Jan 27, 2022
Q4 2021
|
Beach Point Capital Management LP
Santa Monica, CA |
SELL
|
- |
-325KClosed |
$3.48M - $3.71M
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.5KClosed |
$37.6K - $40K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4KClosed |
$40.8K - $44.3K
|
0
$0
|
|