Purchases and Sales Made in Q1 2022 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q1 2022. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
173K+ 73.87% |
$1.56M - $1.74M
|
407K
$2.95M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
87.5KNew |
$791K - $880K
|
87.5K
$635K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
64.5KNew |
$583K - $648K
|
64.5K
$468K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
58.7K+ 13.99% |
$531K - $590K
|
478K
$3.47M
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
44.6K+ 372.25% |
$403K - $448K
|
56.6K
$411K
|
|
|
May 16, 2022
Q1 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
35.5KNew |
$321K - $357K
|
35.5K
$258K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
29.8K+ 60.85% |
$270K - $300K
|
78.8K
$572K
|
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
29.8KNew |
$269K - $300K
|
29.8K
$216K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
26.4K+ 3.8% |
$239K - $266K
|
721K
$5.24M
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
23.5K+ 25.44% |
$213K - $236K
|
116K
$841K
|
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
18.9K+ 183.9% |
$170K - $189K
|
29.1K
$211K
|
|
|
May 16, 2022
Q1 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
14K+ 17.95% |
$126K - $140K
|
91.8K
$666K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.5K+ 5.06% |
$122K - $136K
|
280K
$2.04M
|
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
13.5KNew |
$122K - $136K
|
13.5K
$97.9K
|
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.7KNew |
$106K - $118K
|
11.7K
$84.9K
|
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6K+ 20.34% |
$54.2K - $60.3K
|
35.5K
$258K
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
4.09K+ 9.67% |
$37K - $41.1K
|
46.4K
$337K
|
|
|
May 06, 2022
Q1 2022
|
Retirement Group, LLC
|
BUY
|
- |
3.95K+ 89.14% |
$35.7K - $39.7K
|
8.38K
$60.8K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.42KNew |
$21.9K - $24.4K
|
2.42K
$17.6K
|
|
|
May 13, 2022
Q1 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
670+ 0.94% |
$6.06K - $6.73K
|
72.2K
$524K
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
241+ 2.25% |
$2.18K - $2.42K
|
11K
$79.5K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
86New |
$777 - $864
|
86
$624
|
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
BUY
|
- |
50New |
$452 - $503
|
50
$363
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
25+ 2.43% |
$226 - $251
|
1.05K
$7.64K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-500- 12.5% |
$4.52K - $5.03K
|
3.5K
$25.4K
|
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-509- 52.04% |
$4.6K - $5.12K
|
469
$3.4K
|
|
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-2.05K- 2.32% |
$18.5K - $20.6K
|
86.2K
$626K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.88K- 4.58% |
$80.3K - $89.3K
|
185K
$1.34M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-9.36K- 76.52% |
$84.6K - $94.1K
|
2.87K
$20.8K
|
|
|
May 16, 2022
Q1 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-10.3KClosed |
$93.6K - $104K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-10.8KClosed |
$97.6K - $109K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.1KClosed |
$101K - $112K
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-16.5K- 2.23% |
$149K - $165K
|
721K
$5.24M
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-22.5KClosed |
$203K - $226K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-30.5K- 8.36% |
$276K - $306K
|
334K
$2.42M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-32.7K- 47.14% |
$295K - $329K
|
36.7K
$266K
|
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-58.1K- 57.73% |
$525K - $584K
|
42.5K
$309K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-70.7K- 57.22% |
$639K - $711K
|
52.9K
$384K
|
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-209KClosed |
$1.89M - $2.1M
|
0
$0
|