Purchases and Sales Made in Q3 2024 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q3 2024. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
376K+ 15.68% |
$2.82M - $2.96M
|
2.78M
$20.2M
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
43.3K+ 7.05% |
$325K - $341K
|
658K
$4.77M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
16K+ 1209.43% |
$120K - $126K
|
17.4K
$126K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
13.5KNew |
$101K - $106K
|
13.5K
$97.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
9.52K+ 65.13% |
$71.4K - $75K
|
24.1K
$175K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.5K+ 12.3% |
$33.8K - $35.5K
|
41.1K
$298K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.16K+ 12.03% |
$31.2K - $32.8K
|
38.7K
$281K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
4.08K+ 886.74% |
$30.6K - $32.1K
|
4.54K
$33K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.03K+ 12.44% |
$15.2K - $16K
|
18.3K
$133K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
1.5K+ 1.33% |
$11.3K - $11.8K
|
114K
$829K
|
|
|
Oct 24, 2024
Q3 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1.46K+ 10.0% |
$10.9K - $11.5K
|
16K
$117K
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
846+ 1.58% |
$6.35K - $6.67K
|
54.5K
$396K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
673+ 0.93% |
$5.05K - $5.3K
|
73K
$530K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
555+ 209.43% |
$4.16K - $4.37K
|
820
$5.95K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
125+ 36.76% |
$938 - $985
|
465
$3.38K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-980- 1.47% |
$7.35K - $7.72K
|
65.8K
$478K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-2.67K- 17.06% |
$20K - $21K
|
13K
$94.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-9.29K- 3.56% |
$69.7K - $73.2K
|
252K
$1.83M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.8K- 34.01% |
$81K - $85.1K
|
21K
$152K
|
|
|
Oct 08, 2024
Q3 2024
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-13.3K- 9.43% |
$99.5K - $105K
|
127K
$925K
|
|
|
Oct 07, 2024
Q3 2024
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-15K- 60.0% |
$113K - $118K
|
10K
$72.6K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-31.2K- 8.38% |
$234K - $246K
|
341K
$2.48M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-33.4K- 14.18% |
$250K - $263K
|
202K
$1.47M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-35.1K- 18.18% |
$263K - $277K
|
158K
$1.15M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-45.8K- 23.66% |
$344K - $361K
|
148K
$1.07M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-46.5K- 5.32% |
$348K - $366K
|
827K
$6M
|