Purchases and Sales Made in Q4 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
565New |
$10.5K - $11.4K
|
565
$10.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
496+ 0.36% |
$9.19K - $10K
|
138K
$2.57M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
426+ 2.43% |
$7.89K - $8.61K
|
17.9K
$333K
|
|
|
Feb 12, 2025
Q4 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
410+ 3.44% |
$7.6K - $8.29K
|
12.3K
$229K
|
|
|
Jan 23, 2025
Q4 2024
|
Penbrook Management LLC
|
BUY
|
- |
408+ 1.69% |
$7.56K - $8.25K
|
24.6K
$457K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
405+ 0.04% |
$7.5K - $8.19K
|
987K
$18.3M
|
|
|
Jan 13, 2025
Q4 2024
|
West Oak Capital, LLC
|
BUY
|
- |
390+ 354.55% |
$7.23K - $7.89K
|
500
$9.28K
|
|
|
Jan 10, 2025
Q4 2024
|
Rmr Wealth Builders
|
BUY
|
- |
385+ 2.06% |
$7.13K - $7.78K
|
19.1K
$354K
|
|
|
Feb 10, 2025
Q4 2024
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
370+ 0.71% |
$6.86K - $7.48K
|
52.5K
$973K
|
|
|
Feb 14, 2025
Q4 2024
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
313New |
$5.8K - $6.33K
|
313
$5.81K
|
|
|
Feb 10, 2025
Q4 2024
|
Vsm Wealth Advisory, LLC
Hunt Valley, MD |
BUY
|
- |
300New |
$5.56K - $6.07K
|
300
$5.57K
|
|
|
Feb 06, 2025
Q4 2024
|
Synergy Investment Management, LLC
Altamonte Springs, FL |
BUY
|
- |
280New |
$5.19K - $5.66K
|
280
$5.2K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
270+ 0.11% |
$5K - $5.46K
|
253K
$4.7M
|
|
|
Jan 17, 2025
Q4 2024
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
269+ 2.36% |
$4.98K - $5.44K
|
11.7K
$217K
|
|
|
Feb 06, 2025
Q4 2024
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
243New |
$4.5K - $4.91K
|
243
$4.51K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
221+ 5.66% |
$4.1K - $4.47K
|
4.13K
$76.6K
|
|
|
Feb 13, 2025
Q4 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
220+ 73.33% |
$4.08K - $4.45K
|
520
$9.65K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
210+ 1750.0% |
$3.89K - $4.25K
|
222
$4.12K
|
|
|
Jan 15, 2025
Q4 2024
|
Hb Wealth Management, LLC
|
BUY
|
- |
202+ 1.93% |
$3.74K - $4.08K
|
10.7K
$198K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
187+ 0.16% |
$3.47K - $3.78K
|
115K
$2.13M
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
173+ 0.06% |
$3.21K - $3.5K
|
295K
$5.47M
|
|
|
Feb 06, 2025
Q4 2024
|
Assetmark, Inc
|
BUY
|
- |
127New |
$2.35K - $2.57K
|
127
$2.36K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
109+ 0.64% |
$2.02K - $2.2K
|
17.3K
$320K
|
|
|
Jan 23, 2025
Q4 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
107+ 0.68% |
$1.98K - $2.16K
|
15.8K
$293K
|
|
|
Feb 14, 2025
Q4 2024
|
Parvin Asset Management, LLC
Sioux Falls, SD |
BUY
|
- |
100New |
$1.85K - $2.02K
|
100
$1.86K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
94+ 4.59% |
$1.74K - $1.9K
|
2.14K
$39.8K
|
|
|
Jan 14, 2025
Q4 2024
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
76+ 1.41% |
$1.41K - $1.54K
|
5.46K
$101K
|
|
|
Feb 03, 2025
Q4 2024
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
74+ 2.12% |
$1.37K - $1.5K
|
3.57K
$66.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
74+ 2.45% |
$1.37K - $1.5K
|
3.1K
$57.5K
|
|
|
Feb 11, 2025
Q4 2024
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
58+ 0.18% |
$1.07K - $1.17K
|
31.7K
$588K
|
|
|
Jan 06, 2025
Q4 2024
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
58+ 2.15% |
$1.07K - $1.17K
|
2.76K
$51.2K
|
|
|
Feb 11, 2025
Q4 2024
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
54+ 2.11% |
$1K - $1.09K
|
2.61K
$48.4K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
52+ 2.15% |
$964 - $1.05K
|
2.47K
$45.9K
|
|
|
Jan 14, 2025
Q4 2024
|
West Financial Advisors, LLC
|
BUY
|
- |
50New |
$927 - $1.01K
|
50
$928
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
49New |
$908 - $991
|
49
$909
|
|
|
Jan 27, 2025
Q4 2024
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
48New |
$889 - $971
|
48
$891
|
|
|
Jan 27, 2025
Q4 2024
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
30+ 1.78% |
$556 - $607
|
1.71K
$31.8K
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
24+ 2.49% |
$445 - $485
|
987
$18.3K
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
22New |
$408 - $445
|
22
$408
|
|
|
Feb 14, 2025
Q4 2024
|
Diligent Investors, LLC
|
BUY
|
- |
21+ 0.09% |
$389 - $425
|
24.5K
$454K
|
|
|
Jan 22, 2025
Q4 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
20+ 0.13% |
$371 - $404
|
15.4K
$285K
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
16New |
$296 - $324
|
16
$297
|
|
|
Feb 05, 2025
Q4 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
6+ 2.47% |
$111 - $121
|
249
$4.62K
|
|
|
Feb 14, 2025
Q4 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5+ 2.19% |
$92.7 - $101
|
233
$4.32K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
3+ 0.22% |
$55.6 - $60.7
|
1.35K
$25.1K
|
|
|
Feb 12, 2025
Q4 2024
|
Horizon Financial Services, LLC
|
BUY
|
- |
2+ 2.5% |
$37.1 - $40.4
|
82
$1.52K
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1+ 0.01% |
$18.5 - $20.2
|
17.6K
$327K
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1+ 0.04% |
$18.5 - $20.2
|
2.39K
$44.4K
|
|
|
Jan 17, 2025
Q4 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-40- 1.0% |
$741 - $809
|
3.98K
$73.8K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-42- 0.34% |
$778 - $849
|
12.2K
$226K
|