Purchases and Sales Made in Q4 2024 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2024. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2025
Q4 2024
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
SELL
|
- |
-64- 3.62% |
$1.19K - $1.29K
|
1.7K
$31.6K
|
|
|
Jun 30, 2025
Q4 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-70- 2.21% |
$1.3K - $1.42K
|
3.1K
$57.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-147- 1.14% |
$2.72K - $2.97K
|
12.7K
$236K
|
|
|
Jan 30, 2025
Q4 2024
|
Monument Capital Management
|
SELL
|
- |
-149- 0.86% |
$2.76K - $3.01K
|
17.2K
$319K
|
|
|
Feb 10, 2025
Q4 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-164- 1.05% |
$3.04K - $3.32K
|
15.4K
$286K
|
|
|
Jan 24, 2025
Q4 2024
|
Abundance Wealth Counselors
|
SELL
|
- |
-168- 0.3% |
$3.11K - $3.4K
|
55.7K
$1.03M
|
|
|
Feb 14, 2025
Q4 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-200- 0.25% |
$3.71K - $4.04K
|
80.2K
$1.49M
|
|
|
Jan 29, 2025
Q4 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-219- 2.11% |
$4.06K - $4.43K
|
10.2K
$189K
|
|
|
Jan 15, 2025
Q4 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-229- 0.41% |
$4.24K - $4.63K
|
55.6K
$1.03M
|
|
|
Jan 13, 2025
Q4 2024
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 16.25% |
$5.56K - $6.07K
|
1.55K
$28.7K
|
|
|
Jan 10, 2025
Q4 2024
|
West Oak Capital, LLC
|
SELL
|
- |
-390- 78.0% |
$7.23K - $7.89K
|
110
$2.04K
|
|
|
Feb 14, 2025
Q4 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-505- 3.41% |
$9.36K - $10.2K
|
14.3K
$266K
|
|
|
May 29, 2025
Q4 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-532- 3.66% |
$9.86K - $10.8K
|
14K
$260K
|
|
|
May 30, 2025
Q4 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-532- 3.66% |
$9.86K - $10.8K
|
14K
$260K
|
|
|
Jan 17, 2025
Q4 2024
|
Dakota Wealth Management
|
SELL
|
- |
-650- 1.65% |
$12K - $13.1K
|
38.7K
$719K
|
|
|
Feb 04, 2025
Q4 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-750- 88.24% |
$13.9K - $15.2K
|
100
$1.86K
|
|
|
Jan 13, 2025
Q4 2024
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-750- 2.4% |
$13.9K - $15.2K
|
30.6K
$567K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-794- 0.2% |
$14.7K - $16.1K
|
406K
$7.54M
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-800- 1.84% |
$14.8K - $16.2K
|
42.6K
$791K
|
|
|
Jan 16, 2025
Q4 2024
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-815- 3.22% |
$15.1K - $16.5K
|
24.5K
$455K
|
|
|
Jan 17, 2025
Q4 2024
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-826- 3.56% |
$15.3K - $16.7K
|
22.4K
$415K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-935- 5.86% |
$17.3K - $18.9K
|
15K
$279K
|
|
|
Feb 18, 2025
Q4 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-979- 6.74% |
$18.1K - $19.8K
|
13.5K
$251K
|
|
|
Feb 14, 2025
Q4 2024
|
Brown Advisory Inc
|
SELL
|
- |
-1K- 5.58% |
$18.5K - $20.2K
|
16.9K
$314K
|
|
|
Feb 14, 2025
Q4 2024
|
Triumph Capital Management
|
SELL
|
- |
-1.03K- 6.63% |
$19K - $20.8K
|
14.5K
$269K
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.03K- 3.86% |
$19K - $20.8K
|
25.5K
$474K
|
|
|
Jan 22, 2025
Q4 2024
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-1.08K- 7.91% |
$19.9K - $21.7K
|
12.5K
$232K
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.48K- 3.88% |
$27.4K - $29.9K
|
36.6K
$679K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
SELL
|
- |
-1.73K- 69.52% |
$32.1K - $35K
|
759
$14.1K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1.81K- 11.53% |
$33.6K - $36.7K
|
13.9K
$258K
|
|
|
Jan 29, 2025
Q4 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-1.91K- 3.03% |
$35.3K - $38.5K
|
60.9K
$1.13M
|
|
|
Feb 04, 2025
Q4 2024
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-1.96K- 1.69% |
$36.2K - $39.5K
|
114K
$2.11M
|
|
|
Jan 17, 2025
Q4 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-2K- 34.48% |
$37.1K - $40.4K
|
3.8K
$70.5K
|
|
|
Jan 27, 2025
Q4 2024
|
Mas Advisors LLC
Miami, FL |
SELL
|
- |
-2.04K- 9.72% |
$37.7K - $41.2K
|
18.9K
$351K
|
|
|
Jan 08, 2025
Q4 2024
|
Fulton Bank, N.A.
|
SELL
|
- |
-2.1K- 13.62% |
$38.9K - $42.5K
|
13.3K
$247K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-2.11K- 27.08% |
$39.1K - $42.7K
|
5.69K
$106K
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.15K- 8.56% |
$39.9K - $43.6K
|
23K
$427K
|
|
|
Feb 13, 2025
Q4 2024
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-2.34K- 4.22% |
$43.3K - $47.2K
|
53K
$984K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-2.68K- 8.31% |
$49.7K - $54.3K
|
29.6K
$550K
|
|
|
Jan 27, 2025
Q4 2024
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-2.73K- 6.61% |
$50.5K - $55.1K
|
38.5K
$715K
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-3.58K- 5.67% |
$66.4K - $72.4K
|
59.6K
$1.11M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.7K- 68.11% |
$68.6K - $74.8K
|
1.73K
$32.1K
|
|
|
Jan 30, 2025
Q4 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.28K- 4.59% |
$79.3K - $86.5K
|
88.9K
$1.65M
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.54K- 17.13% |
$84.2K - $91.9K
|
22K
$408K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.52K- 98.96% |
$102K - $112K
|
58
$1.08K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-7.29K- 38.72% |
$135K - $147K
|
11.5K
$214K
|
|
|
Feb 13, 2025
Q4 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-7.57K- 5.94% |
$140K - $153K
|
120K
$2.22M
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-8.1K- 37.66% |
$150K - $164K
|
13.4K
$249K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.53K- 14.25% |
$158K - $172K
|
51.3K
$953K
|
|
|
Feb 04, 2025
Q4 2024
|
Denali Advisors LLC
|
SELL
|
- |
-9.08K- 2.53% |
$168K - $184K
|
350K
$6.49M
|