Latest Institutional Transactions on Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information on the latest institutional transactions involving Western Asset High Yield Defined Opportunity Fund Inc. (HYI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-13.6KClosed |
$182K - $215K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-700Closed |
$9.36K - $11K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
2KNew |
$29.9K - $32.9K
|
2K
$23.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
18.4KNew |
$275K - $303K
|
18.4K
$217K
|
|
|
Feb 11, 2022
Q4 2021
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
1.53KNew |
$22.9K - $25.2K
|
1.53K
$18.1K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-2.72KClosed |
$40.6K - $44.7K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-8.5K- 5.78% |
$132K - $136K
|
138K
$1.64M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.39KClosed |
$37K - $38.2K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2KClosed |
$31K - $32K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-11Closed |
$170 - $176
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
26KNew |
$402K - $416K
|
26K
$307K
|
|
|
Nov 01, 2021
Q3 2021
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-61Closed |
$944 - $975
|
0
$0
|
|
| Q2 2021 | |||||||
|
Nov 07, 2023
Q2 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-2.03KClosed |
$31K - $31.9K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-10.2KClosed |
$155K - $160K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-53.3KClosed |
$813K - $837K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1.2K- 9.84% |
$18.3K - $18.8K
|
11K
$130K
|
|
|
Aug 09, 2021
Q2 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-19.3KClosed |
$294K - $303K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-1.25KClosed |
$19K - $19.6K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-21Closed |
$315 - $326
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-17.2KClosed |
$259K - $268K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Berkeley Capital Partners, LLC
|
SELL
|
- |
-10.6KClosed |
$159K - $165K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.02KClosed |
$14.4K - $15.8K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Time Scale Financial, Inc.
|
SELL
|
- |
-500Closed |
$7.04K - $7.71K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-3.43KClosed |
$47.5K - $50.6K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-62Closed |
$859 - $916
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 17, 2020
Q2 2020
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-10.8KClosed |
$125K - $159K
|
0
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-397Closed |
$4.61K - $5.84K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-8.93KClosed |
$104K - $131K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-16.3KClosed |
$189K - $240K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-11.8KClosed |
$137K - $173K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-604Closed |
$7.01K - $8.88K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-7.92KClosed |
$91.9K - $116K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-13KClosed |
$151K - $192K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-5.4KClosed |
$62.6K - $79.4K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-52Closed |
$536 - $851
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-13Closed |
$134 - $213
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
-15KClosed |
$155K - $245K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-530Closed |
$7.9K - $8.32K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.51KClosed |
$22.4K - $23.4K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-11.6KClosed |
$172K - $180K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-2.67KClosed |
$39.6K - $41.4K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3.61KClosed |
$53.5K - $56K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Gofen & Glossberg LLC
|
SELL
|
- |
-50KClosed |
$742K - $776K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 15, 2019
Q2 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-150Closed |
$2.15K - $2.28K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Sep 07, 2021
Q1 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-210Closed |
$2.79K - $3.11K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-120KClosed |
$1.6M - $1.78M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-23Closed |
$305 - $340
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-5.42KClosed |
$71.9K - $80.2K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3.29KClosed |
$43.6K - $48.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.97KClosed |
$38.5K - $43.5K
|
0
$0
|
|