Purchases and Sales Made in Q1 2022 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q1 2022. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
79.7K+ 23.88% |
$1.07M - $1.26M
|
413K
$4.96M
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
47.9K+ 92.06% |
$640K - $755K
|
99.9K
$1.2M
|
|
|
May 02, 2022
Q1 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
46.9K+ 76.29% |
$627K - $740K
|
108K
$1.3M
|
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
36.6KNew |
$489K - $577K
|
36.6K
$439K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
36K+ 10.03% |
$482K - $568K
|
395K
$4.74M
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
33.6K+ 10.65% |
$449K - $530K
|
349K
$4.19M
|
|
|
Apr 20, 2022
Q1 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
30.1KNew |
$402K - $475K
|
30.1K
$361K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
18.6K+ 4.93% |
$249K - $293K
|
395K
$4.74M
|
|
|
May 06, 2022
Q1 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
16.4K+ 9.73% |
$220K - $259K
|
185K
$2.22M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.6K+ 3.6% |
$195K - $230K
|
419K
$5.02M
|
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7.66K+ 3.86% |
$102K - $121K
|
206K
$2.47M
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
5.85KNew |
$78.2K - $92.3K
|
5.85K
$70.2K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.65K+ 4.93% |
$48.8K - $57.5K
|
77.7K
$932K
|
|
|
May 28, 2024
Q1 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
3.04KNew |
$40.6K - $47.9K
|
3.04K
$36.5K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.01K+ 13.33% |
$40.3K - $47.5K
|
25.6K
$307K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.97K+ 1.96% |
$26.4K - $31.1K
|
103K
$1.23M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
638New |
$8.53K - $10.1K
|
638
$7.66K
|
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
500New |
$6.69K - $7.89K
|
500
$6K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
103+ 0.5% |
$1.38K - $1.62K
|
20.5K
$246K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
76+ 0.04% |
$1.02K - $1.2K
|
172K
$2.06M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3+ 1.37% |
$40.1 - $47.3
|
222
$2.66K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-139- 0.02% |
$1.86K - $2.19K
|
655K
$7.86M
|
|
|
May 16, 2022
Q1 2022
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-170- 1.03% |
$2.27K - $2.68K
|
16.3K
$195K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-212- 1.56% |
$2.83K - $3.34K
|
13.4K
$161K
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-700Closed |
$9.36K - $11K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.05K- 7.6% |
$14.1K - $16.6K
|
12.8K
$154K
|
|
|
May 10, 2022
Q1 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-1.17K- 5.85% |
$15.6K - $18.5K
|
18.8K
$226K
|
|
|
May 16, 2022
Q1 2022
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-1.64KClosed |
$22K - $25.9K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
E&G Advisors, LP
|
SELL
|
- |
-2.21K- 1.6% |
$29.5K - $34.8K
|
135K
$1.62M
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.81K- 9.86% |
$37.5K - $44.2K
|
25.7K
$308K
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.81K- 11.29% |
$37.6K - $44.3K
|
22.1K
$265K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.3K- 17.53% |
$70.8K - $83.5K
|
24.9K
$299K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.36K- 7.66% |
$71.7K - $84.6K
|
64.7K
$776K
|
|
|
Apr 20, 2022
Q1 2022
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-7.81K- 2.39% |
$104K - $123K
|
319K
$3.83M
|
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-12.4K- 4.98% |
$166K - $195K
|
237K
$2.84M
|
|
|
May 13, 2022
Q1 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-13.6KClosed |
$182K - $215K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-13.8KClosed |
$184K - $217K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-16.1KClosed |
$215K - $254K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-20.5K- 12.79% |
$274K - $323K
|
140K
$1.68M
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-23.1KClosed |
$309K - $364K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-31.7K- 30.17% |
$424K - $501K
|
73.5K
$882K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-31.9K- 18.98% |
$427K - $503K
|
136K
$1.64M
|