Purchases and Sales Made in Q3 2021 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q3 2021. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
353KNew |
$5.47M - $5.65M
|
353K
$4.24M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
137KNew |
$2.13M - $2.2M
|
137K
$1.65M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
38.7K+ 19.5% |
$599K - $619K
|
237K
$2.85M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
34.4K+ 25.38% |
$532K - $550K
|
170K
$2.04M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
26KNew |
$402K - $416K
|
26K
$312K
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
14.1KNew |
$218K - $226K
|
14.1K
$169K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
13.4KNew |
$208K - $215K
|
13.4K
$161K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.1K+ 8.03% |
$172K - $178K
|
149K
$1.79M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.81K+ 6.92% |
$105K - $109K
|
105K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.94K+ 7.53% |
$76.5K - $79K
|
70.5K
$847K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4.6KNew |
$71.2K - $73.6K
|
4.6K
$55.2K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
3.97K+ 19.09% |
$61.4K - $63.5K
|
24.8K
$297K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.23K+ 20.7% |
$50K - $51.7K
|
18.8K
$226K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.72KNew |
$42.1K - $43.5K
|
2.72K
$32.6K
|
|
|
Oct 29, 2021
Q3 2021
|
True Link Financial Advisors, LLC
|
BUY
|
- |
1.78KNew |
$27.5K - $28.4K
|
1.78K
$21.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.18K+ 1.22% |
$18.2K - $18.8K
|
97.5K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
625+ 3.95% |
$9.68K - $9.99K
|
16.5K
$197K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
356+ 1.36% |
$5.51K - $5.69K
|
26.6K
$319K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
9+ 0.81% |
$139 - $144
|
1.12K
$13.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-11Closed |
$170 - $176
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-61Closed |
$944 - $975
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-180- 0.89% |
$2.79K - $2.88K
|
20K
$240K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-233- 0.81% |
$3.61K - $3.73K
|
28.5K
$343K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-500- 14.29% |
$7.74K - $8K
|
3K
$36K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-537- 0.81% |
$8.31K - $8.59K
|
66.1K
$794K
|
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-1.2K- 0.37% |
$18.6K - $19.2K
|
328K
$3.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.4K- 4.13% |
$21.7K - $22.4K
|
32.5K
$390K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.59K- 0.99% |
$24.6K - $25.4K
|
159K
$1.91M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2KClosed |
$31K - $32K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.39KClosed |
$37K - $38.2K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-5.21K- 1.37% |
$80.7K - $83.3K
|
375K
$4.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-5.52KClosed |
$85.4K - $88.2K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-8.5K- 5.78% |
$132K - $136K
|
138K
$1.66M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-11.5KClosed |
$178K - $184K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-15.5K- 2.36% |
$240K - $248K
|
642K
$7.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-21.7KClosed |
$335K - $347K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-23K- 7.83% |
$357K - $368K
|
271K
$3.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-57.4K- 11.02% |
$889K - $918K
|
464K
$5.56M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-99.7K- 84.27% |
$1.54M - $1.59M
|
18.6K
$223K
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-112K- 66.3% |
$1.73M - $1.79M
|
56.8K
$681K
|
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-594K- 26.93% |
$9.19M - $9.49M
|
1.61M
$19.3M
|