Purchases and Sales Made in Q4 2021 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q4 2021. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
198KNew |
$2.97M - $3.26M
|
198K
$2.39M
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
169KNew |
$2.52M - $2.78M
|
169K
$2.03M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
96.6K+ 40.75% |
$1.44M - $1.59M
|
334K
$4.02M
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
61.5KNew |
$919K - $1.01M
|
61.5K
$741K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
52KNew |
$778K - $856K
|
52K
$626K
|
|
|
Apr 27, 2022
Q4 2021
|
Triad Investment Management
|
BUY
|
- |
28.7KNew |
$429K - $472K
|
28.7K
$346K
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
23.1KNew |
$345K - $380K
|
23.1K
$278K
|
|
|
Feb 11, 2022
Q4 2021
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
18.4KNew |
$275K - $303K
|
18.4K
$221K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
16.1KNew |
$241K - $265K
|
16.1K
$194K
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
13.8KNew |
$206K - $227K
|
13.8K
$166K
|
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
13.7K+ 2.13% |
$205K - $225K
|
655K
$7.89M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.6KNew |
$204K - $224K
|
13.6K
$164K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.7K+ 7.99% |
$190K - $209K
|
172K
$2.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11K+ 7.39% |
$165K - $182K
|
160K
$1.93M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.13K+ 1.74% |
$91.7K - $101K
|
359K
$4.33M
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
6.1KNew |
$91.2K - $100K
|
6.1K
$73.4K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.91K+ 5.92% |
$58.5K - $64.4K
|
70.1K
$844K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.47K+ 4.91% |
$51.8K - $57K
|
74K
$891K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.18K+ 3.26% |
$47.5K - $52.2K
|
101K
$1.21M
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
2KNew |
$29.9K - $32.9K
|
2K
$24.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.58K+ 8.39% |
$23.6K - $26K
|
20.4K
$246K
|
|
|
Feb 11, 2022
Q4 2021
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
1.53KNew |
$22.9K - $25.2K
|
1.53K
$18.4K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1.23KNew |
$18.4K - $20.2K
|
1.23K
$14.8K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
439+ 3.27% |
$6.56K - $7.22K
|
13.9K
$167K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
134+ 0.54% |
$2K - $2.2K
|
24.9K
$300K
|
|
|
Jan 13, 2022
Q4 2021
|
E&G Advisors, LP
|
BUY
|
- |
100+ 0.07% |
$1.5K - $1.65K
|
138K
$1.66M
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-85- 0.3% |
$1.27K - $1.4K
|
28.5K
$343K
|
|
|
Feb 01, 2022
Q4 2021
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-132- 7.43% |
$1.97K - $2.17K
|
1.64K
$19.8K
|
|
|
Jan 27, 2022
Q4 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-650- 0.2% |
$9.72K - $10.7K
|
327K
$3.94M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-901- 80.45% |
$13.5K - $14.8K
|
219
$2.64K
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-1.33K- 11.74% |
$19.9K - $21.9K
|
10K
$120K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.74K- 1.02% |
$26K - $28.6K
|
168K
$2.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.32K- 7.12% |
$34.6K - $38.1K
|
30.2K
$364K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-2.72KClosed |
$40.6K - $44.7K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-3K- 21.27% |
$44.9K - $49.4K
|
11.1K
$134K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3KClosed |
$44.9K - $49.4K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.97K- 14.96% |
$59.4K - $65.4K
|
22.6K
$272K
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-18.6KClosed |
$278K - $306K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-22.2K- 8.2% |
$332K - $366K
|
249K
$3M
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-56.8KClosed |
$849K - $934K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-59.5K- 12.83% |
$889K - $978K
|
404K
$4.87M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-59.7K- 15.92% |
$893K - $983K
|
316K
$3.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.61MClosed |
$24.1M - $26.5M
|
0
$0
|