Latest Institutional Transactions on Nuveen Floating Rate Income Fund (JFR)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Fund (JFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-111K- 14.66% |
$931K - $1M
|
648K
$5.54M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
16.8K+ 32.28% |
$140K - $151K
|
68.9K
$589K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-11.7K- 18.94% |
$97.7K - $105K
|
50K
$428K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.3K- 0.51% |
$120K - $129K
|
2.78M
$23.7M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
87K+ 9.36% |
$728K - $783K
|
1.02M
$8.69M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
530K+ 138.61% |
$4.43M - $4.77M
|
912K
$7.8M
|
|
|
Nov 07, 2024
Q3 2024
|
Centurion Wealth Management LLC
Mclean, VA |
SELL
|
- |
-1.45K- 5.71% |
$12.1K - $13.1K
|
23.9K
$205K
|
|
|
Nov 07, 2024
Q3 2024
|
Next Capital Management LLC
|
SELL
|
- |
-307K- 56.31% |
$2.56M - $2.76M
|
238K
$2.03M
|
|
|
Nov 07, 2024
Q3 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-13.1K- 8.91% |
$109K - $117K
|
133K
$1.14M
|
|
|
Nov 07, 2024
Q3 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.2K+ 0.71% |
$10K - $10.8K
|
169K
$1.45M
|
|
|
Nov 06, 2024
Q3 2024
|
Seelaus Asset Management LLC
|
SELL
|
- |
-1.25K- 1.99% |
$10.5K - $11.3K
|
61.5K
$526K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-97.5K- 20.28% |
$815K - $878K
|
383K
$3.28M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.89K+ 3.96% |
$24.1K - $26K
|
75.8K
$648K
|
|
|
Nov 04, 2024
Q3 2024
|
Ashton Thomas Securities, LLC
Rochester, NY |
BUY
|
- |
1.97KNew |
$16.5K - $17.7K
|
1.97K
$16.9K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
177KNew |
$1.48M - $1.59M
|
177K
$1.51M
|
|
|
Oct 31, 2024
Q3 2024
|
Hollencrest Capital Management
|
BUY
|
- |
134+ 2.91% |
$1.12K - $1.21K
|
4.73K
$40.5K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-125- 0.25% |
$1.05K - $1.13K
|
50.2K
$429K
|
|
|
Oct 30, 2024
Q3 2024
|
Ifg Advisory, LLC
|
SELL
|
- |
-60- 0.49% |
$502 - $540
|
12.3K
$105K
|
|
|
Oct 29, 2024
Q3 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-1.38K- 31.81% |
$11.5K - $12.4K
|
2.96K
$25.3K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.17K- 3.45% |
$68.3K - $73.5K
|
229K
$1.95M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.12K- 3.27% |
$9.35K - $10.1K
|
33.1K
$283K
|
|
|
Oct 21, 2024
Q3 2024
|
Calton & Associates, Inc.
|
BUY
|
- |
20.2K+ 149.3% |
$169K - $182K
|
33.8K
$289K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
154+ 2.92% |
$1.29K - $1.39K
|
5.43K
$46.4K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.56K- 0.78% |
$29.8K - $32.1K
|
451K
$3.85M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
27.7K+ 7.91% |
$231K - $249K
|
378K
$3.23M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.2K+ 1.1% |
$85.4K - $92K
|
935K
$8M
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$10K - $10.8K
|
1.2K
$10.3K
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
11.7KNew |
$97.8K - $105K
|
11.7K
$100K
|
|
|
Oct 17, 2024
Q3 2024
|
Andrew Hill Investment Advisors, Inc.
Naples, FL |
BUY
|
- |
1K+ 1.72% |
$8.36K - $9K
|
59.1K
$505K
|
|
|
Oct 15, 2024
Q3 2024
|
Investment Advisory Group, LLC
|
BUY
|
- |
1+ 0.01% |
$8.36 - $9
|
18K
$154K
|
|
|
Oct 11, 2024
Q3 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
7.32KNew |
$61.2K - $65.9K
|
7.32K
$62.6K
|
|
|
Oct 10, 2024
Q3 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.38K- 2.35% |
$11.5K - $12.4K
|
57.3K
$490K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
332+ 21.42% |
$2.78K - $2.99K
|
1.88K
$16.1K
|
|
| Q2 2024 | |||||||
|
Aug 19, 2024
Q2 2024
|
Kimelman & Baird, LLC
New York, NY |
BUY
|
- |
1.82KNew |
$15.4K - $16.1K
|
1.82K
$15.6K
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-14.9K- 27.94% |
$126K - $132K
|
38.5K
$329K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
34.2K+ 24.62% |
$289K - $302K
|
173K
$1.48M
|
|
|
Aug 14, 2024
Q2 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-747K- 90.68% |
$6.31M - $6.59M
|
76.7K
$656K
|
|
|
Aug 14, 2024
Q2 2024
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2K+ 11.53% |
$16.9K - $17.7K
|
19.3K
$165K
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-35K- 9.09% |
$296K - $309K
|
350K
$2.99M
|
|
|
Aug 14, 2024
Q2 2024
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-19.6K- 13.26% |
$166K - $173K
|
128K
$1.1M
|
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
26.1KNew |
$221K - $231K
|
26.1K
$223K
|
|
|
Aug 13, 2024
Q2 2024
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
25.8KNew |
$218K - $227K
|
25.8K
$220K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
5.94K+ 8.65% |
$50.2K - $52.4K
|
74.6K
$638K
|
|
|
Aug 12, 2024
Q2 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
1.81K+ 13.24% |
$15.3K - $15.9K
|
15.4K
$132K
|
|
|
Aug 12, 2024
Q2 2024
|
Dcf Advisers, LLC
Greenwich, CT |
BUY
|
- |
29.5KNew |
$249K - $260K
|
29.5K
$252K
|
|
|
Aug 12, 2024
Q2 2024
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-789- 4.44% |
$6.67K - $6.97K
|
17K
$145K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.2K+ 36.36% |
$10.1K - $10.6K
|
4.5K
$38.5K
|
|
|
Aug 09, 2024
Q2 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
1.1KNew |
$9.3K - $9.71K
|
1.1K
$9.41K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-9.87K- 98.42% |
$83.4K - $87.1K
|
158
$1.35K
|
|