Latest Institutional Transactions on Nuveen Floating Rate Income Fund (JFR)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Fund (JFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 19, 2021
Q1 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-13.6KClosed |
$119K - $131K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-11KClosed |
$96.5K - $107K
|
0
$0
|
|
Q4 2020 | |||||||
Mar 05, 2021
Q4 2020
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-450Closed |
$3.57K - $3.98K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-500- 50.0% |
$3.97K - $4.43K
|
500
$4.19K
|
|
Feb 08, 2021
Q4 2020
|
North Rock Partners, LLC
|
SELL
|
- |
-10.5KClosed |
$83.6K - $93.2K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Bt Wealth Management LLC
|
SELL
|
- |
-15KClosed |
$119K - $133K
|
0
$0
|
|
Feb 03, 2021
Q4 2020
|
J. L. Bainbridge & Co., Inc.
|
SELL
|
- |
-10.7KClosed |
$85.2K - $95.1K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-68.7KClosed |
$545K - $608K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-21.1KClosed |
$165K - $179K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-11.2KClosed |
$87.5K - $94.8K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-1.93KClosed |
$15.1K - $16.4K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-520Closed |
$3.73K - $4.24K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-5.27KClosed |
$37.8K - $42.9K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-17.8KClosed |
$127K - $145K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-72.7KClosed |
$521K - $592K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-4Closed |
$28.7 - $32.6
|
0
$0
|
|
Q1 2020 | |||||||
May 15, 2020
Q1 2020
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-50KClosed |
$267K - $518K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-10.3KClosed |
$54.7K - $106K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-35.5KClosed |
$190K - $367K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-120KClosed |
$641K - $1.24M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-16.2KClosed |
$86.4K - $168K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-14Closed |
$74.8 - $145
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-31.7KClosed |
$169K - $328K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-75.9KClosed |
$405K - $786K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-10.2KClosed |
$54.5K - $106K
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Old National Bancorp
|
SELL
|
- |
-70.9KClosed |
$379K - $734K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-7.27KClosed |
$38.8K - $75.2K
|
0
$0
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-135KClosed |
$719K - $1.39M
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-5.2KClosed |
$27.8K - $53.8K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.3KNew |
$40.4K - $44.1K
|
4.3K
$36.1K
|
|
Feb 13, 2020
Q4 2019
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-11.7KClosed |
$110K - $120K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-403KClosed |
$3.79M - $4.13M
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
1.28KNew |
$12K - $13.1K
|
1.28K
$10.7K
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-896Closed |
$8.41K - $9.18K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-62KClosed |
$588K - $611K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.1KClosed |
$10.4K - $10.8K
|
0
$0
|
|
Oct 30, 2019
Q3 2019
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-1.05KClosed |
$9.94K - $10.3K
|
0
$0
|
|
Oct 04, 2019
Q3 2019
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
13.7KNew |
$130K - $135K
|
13.7K
$115K
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-10KClosed |
$96.4K - $101K
|
0
$0
|
|
Aug 09, 2019
Q2 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-10.9KClosed |
$105K - $110K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-484- 22.68% |
$4.67K - $4.9K
|
1.65K
$13.8K
|
|
Jul 30, 2019
Q2 2019
|
Hudock, Inc.
|
SELL
|
- |
-97Closed |
$935 - $982
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-4.79KClosed |
$46.2K - $48.5K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Parisi Gray Wealth Management
|
SELL
|
- |
-209Closed |
$2.01K - $2.12K
|
0
$0
|
|
Q1 2019 | |||||||
Feb 27, 2020
Q1 2019
|
Jsf Financial, LLC
|
SELL
|
- |
-15.1KClosed |
$141K - $152K
|
0
$0
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-9KClosed |
$84K - $91.1K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-304KClosed |
$2.7M - $3.18M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-57.7KClosed |
$511K - $603K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-10.4KClosed |
$91.9K - $108K
|
0
$0
|