Latest Institutional Transactions on Nuveen Floating Rate Income Fund (JFR)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Fund (JFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-98Closed |
$942 - $995
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-17KClosed |
$163K - $172K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-715Closed |
$6.82K - $7.16K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
22.7KNew |
$216K - $227K
|
22.7K
$195K
|
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-28.9KClosed |
$276K - $290K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-25.5KClosed |
$243K - $255K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-2.78KClosed |
$26.5K - $27.8K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-380Closed |
$3.63K - $3.81K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-40KClosed |
$351K - $388K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-426- 3.25% |
$3.74K - $4.13K
|
12.7K
$109K
|
|
|
May 11, 2021
Q1 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
12.6KNew |
$111K - $122K
|
12.6K
$108K
|
|
|
May 11, 2021
Q1 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
11.1KNew |
$97K - $107K
|
11.1K
$95.1K
|
|
|
May 05, 2021
Q1 2021
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-14KClosed |
$123K - $136K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-13.6KClosed |
$119K - $131K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-11KClosed |
$96.5K - $107K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-450Closed |
$3.57K - $3.98K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-500- 50.0% |
$3.97K - $4.43K
|
500
$4.3K
|
|
|
Feb 08, 2021
Q4 2020
|
North Rock Partners, LLC
|
SELL
|
- |
-10.5KClosed |
$83.6K - $93.2K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Bt Wealth Management LLC
|
SELL
|
- |
-15KClosed |
$119K - $133K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
J. L. Bainbridge & Co., Inc.
|
SELL
|
- |
-10.7KClosed |
$85.2K - $95.1K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-68.7KClosed |
$545K - $608K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-21.1KClosed |
$165K - $179K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-11.2KClosed |
$87.5K - $94.8K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-1.93KClosed |
$15.1K - $16.4K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-520Closed |
$3.73K - $4.24K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-72.7KClosed |
$521K - $592K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-17.8KClosed |
$127K - $145K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-5.27KClosed |
$37.8K - $42.9K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-4Closed |
$28.7 - $32.6
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-120KClosed |
$641K - $1.24M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$82.6K - $160K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-50KClosed |
$267K - $518K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-10.3KClosed |
$54.7K - $106K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-35.5KClosed |
$190K - $367K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-16.2KClosed |
$86.4K - $168K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-14Closed |
$74.8 - $145
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-31.7KClosed |
$169K - $328K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-75.9KClosed |
$405K - $786K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-10.2KClosed |
$54.5K - $106K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Old National Bancorp
|
SELL
|
- |
-70.9KClosed |
$379K - $734K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-7.27KClosed |
$38.8K - $75.2K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-135KClosed |
$719K - $1.39M
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-5.2KClosed |
$27.8K - $53.8K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.3KNew |
$40.4K - $44.1K
|
4.3K
$37K
|
|
|
Feb 13, 2020
Q4 2019
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-11.7KClosed |
$110K - $120K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-403KClosed |
$3.79M - $4.13M
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
1.28KNew |
$12K - $13.1K
|
1.28K
$11K
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-896Closed |
$8.41K - $9.18K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-62KClosed |
$588K - $611K
|
0
$0
|
|