Latest Institutional Transactions on Nuveen Floating Rate Income Fund (JFR)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Fund (JFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
54.5KNew |
$417K - $448K
|
54.5K
$457K
|
|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
40KNew |
$306K - $329K
|
40K
$335K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
149New |
$1.14K - $1.22K
|
149
$1.25K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
42.3K+ 158.93% |
$324K - $348K
|
69K
$578K
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
10.4KNew |
$79.8K - $85.8K
|
10.4K
$87.4K
|
|
|
Feb 06, 2024
Q4 2023
|
Bogart Wealth, LLC
|
BUY
|
- |
1.58KNew |
$12.1K - $13K
|
1.58K
$13.2K
|
|
|
Feb 05, 2024
Q4 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-2.92KClosed |
$22.3K - $24K
|
0
$0
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.64KNew |
$20.2K - $21.7K
|
2.64K
$22.1K
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
SELL
|
- |
-8.67K- 33.77% |
$66.3K - $71.2K
|
17K
$142K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
2.03KNew |
$15.5K - $16.7K
|
2.03K
$17K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
43+ 3.27% |
$329 - $353
|
1.36K
$11.4K
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
470New |
$3.6K - $3.86K
|
470
$3.94K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1.63KNew |
$12.7K - $13.4K
|
1.63K
$13.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.59KNew |
$51.6K - $54.4K
|
6.59K
$55.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.03M+ 1467.07% |
$8.05M - $8.48M
|
1.1M
$9.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
340New |
$2.67K - $2.81K
|
340
$2.85K
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
37.6KNew |
$295K - $310K
|
37.6K
$315K
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
17.8KNew |
$139K - $147K
|
17.8K
$149K
|
|
|
Nov 14, 2023
Q3 2023
|
Coston, Mc Isaac & Partners
Bar Harbor, ME |
BUY
|
- |
958New |
$7.51K - $7.91K
|
958
$8.03K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2.93KNew |
$22.9K - $24.2K
|
2.93K
$24.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
3.4KNew |
$26.7K - $28.1K
|
3.4K
$28.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
1.19MNew |
$9.35M - $9.85M
|
1.19M
$9.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
12.3KNew |
$96.3K - $101K
|
12.3K
$103K
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
24.3KNew |
$191K - $201K
|
24.3K
$204K
|
|
|
Nov 02, 2023
Q3 2023
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
635New |
$4.98K - $5.25K
|
635
$5.32K
|
|
|
Oct 30, 2023
Q3 2023
|
Klingman & Associates, LLC
|
BUY
|
- |
20.1KNew |
$158K - $166K
|
20.1K
$169K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
2.69KNew |
$21.1K - $22.2K
|
2.69K
$22.6K
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.03KNew |
$8.04K - $8.47K
|
1.03K
$8.6K
|
|
|
Oct 27, 2023
Q3 2023
|
Gsg Advisors LLC
Mount Laurel, NJ |
BUY
|
- |
11.6KNew |
$90.9K - $95.7K
|
11.6K
$97.1K
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
111KNew |
$873K - $919K
|
111K
$933K
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
66+ 122.22% |
$517 - $545
|
120
$1.01K
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
12.2KNew |
$95.4K - $101K
|
12.2K
$102K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
32+ 2.97% |
$251 - $264
|
1.11K
$9.29K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
592New |
$4.64K - $4.89K
|
592
$4.96K
|
|
|
Oct 10, 2023
Q3 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
11.7KNew |
$92K - $97K
|
11.7K
$98.4K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-5.54K- 5.51% |
$42.9K - $47.2K
|
95.1K
$797K
|
|
|
Aug 11, 2023
Q2 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
10.9KNew |
$84.7K - $93.1K
|
10.9K
$91.7K
|
|
|
Aug 01, 2023
Q2 2023
|
Carson Allaria Wealth Management, Ltd.
|
BUY
|
- |
4.27KNew |
$33.1K - $36.4K
|
4.27K
$35.8K
|
|
|
Jul 14, 2023
Q2 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
3New |
$23.2 - $25.5
|
3
$25.1
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1K- 39.62% |
$7.73K - $8.72K
|
1.52K
$12.8K
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-8.94K- 99.99% |
$69.1K - $78K
|
1
$8.38
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-5.73K- 7.56% |
$44.3K - $49.9K
|
70K
$587K
|
|
| Q4 2022 | |||||||
|
Feb 27, 2023
Q4 2022
|
Gallagher Benefit Services, Inc.
Rolling Meadows, IL |
BUY
|
- |
104KNew |
$816K - $891K
|
104K
$872K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
33New |
$259 - $283
|
33
$277
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
BUY
|
- |
29.9K+ 40.41% |
$235K - $257K
|
104K
$872K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
14.8KNew |
$116K - $127K
|
14.8K
$124K
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
48.5KNew |
$380K - $416K
|
48.5K
$406K
|
|
|
Feb 09, 2023
Q4 2022
|
Ota Financial Group L.P.
|
SELL
|
- |
-15.7K- 32.24% |
$123K - $134K
|
32.9K
$276K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
1KNew |
$7.84K - $8.57K
|
1K
$8.38K
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|