Purchases and Sales Made in Q1 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q1 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Kohlberg Kravis Roberts & Co. L.P.
New York, NY |
BUY
|
- |
1.12MNew |
$9.73M - $10.8M
|
1.12M
$0
|
|
May 14, 2021
Q1 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
105K+ 156.39% |
$909K - $1.01M
|
172K
$0
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
101KNew |
$869K - $966K
|
101K
$0
|
|
Apr 27, 2021
Q1 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
67.2KNew |
$581K - $645K
|
67.2K
$0
|
|
May 17, 2021
Q1 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
59.9K+ 19.34% |
$518K - $576K
|
370K
$0
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
53.2K+ 59.19% |
$461K - $512K
|
143K
$0
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
52.2K+ 12.96% |
$451K - $501K
|
455K
$0
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
45.4K+ 8.11% |
$393K - $436K
|
605K
$0
|
|
May 17, 2021
Q1 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
40.7KNew |
$352K - $391K
|
40.7K
$0
|
|
Apr 27, 2021
Q1 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
23.8K+ 5.06% |
$206K - $228K
|
493K
$0
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
21.3KNew |
$184K - $205K
|
21.3K
$0
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
BUY
|
- |
20.3K+ 126.97% |
$176K - $195K
|
36.3K
$0
|
|
May 04, 2021
Q1 2021
|
Ieq Capital, LLC
|
BUY
|
- |
17.8KNew |
$154K - $171K
|
17.8K
$0
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
16.9K+ 294.44% |
$147K - $163K
|
22.7K
$0
|
|
May 10, 2021
Q1 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
12.1KNew |
$105K - $117K
|
12.1K
$0
|
|
May 17, 2021
Q1 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
11.5KNew |
$99.3K - $110K
|
11.5K
$0
|
|
Apr 29, 2021
Q1 2021
|
Klingman & Associates, LLC
|
BUY
|
- |
10.5KNew |
$90.9K - $101K
|
10.5K
$0
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
10.1KNew |
$87.8K - $97.5K
|
10.1K
$0
|
|
May 12, 2021
Q1 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
9.48K+ 3.55% |
$82K - $91.1K
|
276K
$0
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
6KNew |
$51.9K - $57.7K
|
6K
$0
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5.5K+ 20.45% |
$47.6K - $52.9K
|
32.4K
$0
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
4.3K+ 16.24% |
$37.2K - $41.3K
|
30.8K
$0
|
|
May 10, 2021
Q1 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.4K+ 32.54% |
$29.4K - $32.7K
|
13.8K
$0
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3K+ 14.78% |
$26K - $28.9K
|
23.3K
$0
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
2.68K+ 3.02% |
$23.1K - $25.7K
|
91.3K
$0
|
|
Apr 19, 2021
Q1 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
2.53K+ 1.35% |
$21.9K - $24.3K
|
189K
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.41K+ 2.65% |
$12.2K - $13.6K
|
54.7K
$0
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.41K+ 11.37% |
$12.2K - $13.5K
|
13.8K
$0
|
|
Apr 28, 2021
Q1 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.38K+ 10.11% |
$11.9K - $13.3K
|
15K
$0
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
1.26K+ 3.43% |
$10.9K - $12.1K
|
37.9K
$0
|
|
May 12, 2021
Q1 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1.05K+ 420.0% |
$9.08K - $10.1K
|
1.3K
$0
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
525+ 3.01% |
$4.54K - $5.05K
|
18K
$0
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
500+ 3.56% |
$4.33K - $4.81K
|
14.6K
$0
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
141New |
$1.22K - $1.36K
|
141
$0
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
109+ 0.23% |
$943 - $1.05K
|
48.4K
$0
|
|
May 10, 2021
Q1 2021
|
Accel Wealth Management
|
BUY
|
- |
6+ 1.02% |
$51.9 - $57.7
|
593
$0
|
|
Apr 14, 2021
Q1 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-43Closed |
$372 - $413
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-127- 1.06% |
$1.1K - $1.22K
|
11.9K
$0
|
|
Apr 29, 2021
Q1 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-170- 38.64% |
$1.47K - $1.63K
|
270
$0
|
|
May 05, 2021
Q1 2021
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-200Closed |
$1.73K - $1.92K
|
0
$0
|
|
Apr 22, 2021
Q1 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-283- 1.02% |
$2.45K - $2.72K
|
27.6K
$0
|
|
May 14, 2021
Q1 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-400- 0.2% |
$3.46K - $3.84K
|
202K
$0
|
|
Apr 21, 2021
Q1 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-788Closed |
$6.82K - $7.57K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.25K- 4.21% |
$10.8K - $12K
|
28.5K
$0
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.86K- 10.29% |
$16.1K - $17.8K
|
16.2K
$0
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.24K- 4.42% |
$19.4K - $21.5K
|
48.4K
$0
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.81K- 6.97% |
$33K - $36.6K
|
50.9K
$0
|
|
May 05, 2021
Q1 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-5K- 50.0% |
$43.3K - $48.1K
|
5K
$0
|
|
Apr 26, 2021
Q1 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-5.09K- 4.48% |
$44K - $48.9K
|
108K
$0
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.84K- 36.52% |
$50.6K - $56.2K
|
10.2K
$0
|