Purchases and Sales Made in Q1 2023 in Dws Strategic Municipal Income Trust (KSM)
This table provides information about the institutional ownership of Dws Strategic Municipal Income Trust (KSM) during Q1 2023. The information is specifically focused on institutions that hold shares of DWS STRATEGIC MUNICIPAL INCOME TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
251K+ 63.64% |
$2.05M - $2.22M
|
646K
$6.5M
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
150K+ 61.46% |
$1.22M - $1.32M
|
393K
$3.96M
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
28.4KNew |
$232K - $251K
|
28.4K
$286K
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
13.2K+ 112.25% |
$108K - $117K
|
25K
$252K
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
9.24K+ 7.17% |
$75.5K - $81.6K
|
138K
$1.39M
|
|
May 10, 2023
Q1 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
6.6K+ 2.34% |
$53.9K - $58.3K
|
288K
$2.91M
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.63K+ 3.53% |
$21.4K - $23.2K
|
76.9K
$775K
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.11KNew |
$9.04K - $9.77K
|
1.11K
$11.1K
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
989+ 6.25% |
$8.08K - $8.73K
|
16.8K
$169K
|
|
Apr 20, 2023
Q1 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
613+ 5.33% |
$5.01K - $5.41K
|
12.1K
$122K
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
560New |
$4.58K - $4.94K
|
560
$5.64K
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
57+ 0.17% |
$466 - $503
|
33.4K
$336K
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-404- 0.67% |
$3.3K - $3.57K
|
59.6K
$600K
|
|
Apr 21, 2023
Q1 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-445- 0.68% |
$3.64K - $3.93K
|
65K
$654K
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-675- 1.57% |
$5.51K - $5.96K
|
42.4K
$427K
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-857- 7.61% |
$7K - $7.57K
|
10.4K
$105K
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.61K- 6.56% |
$13.2K - $14.2K
|
23K
$231K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3.74K- 66.31% |
$30.6K - $33K
|
1.9K
$19.1K
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-4.23K- 3.97% |
$34.5K - $37.3K
|
102K
$1.03M
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5K- 20.01% |
$40.9K - $44.2K
|
20K
$201K
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-7.7K- 7.51% |
$62.9K - $67.9K
|
94.8K
$955K
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.6K- 13.47% |
$78.4K - $84.7K
|
61.6K
$621K
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-11.4K- 2.98% |
$92.9K - $100K
|
370K
$3.73M
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-12.5K- 28.71% |
$102K - $111K
|
31.2K
$314K
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-13K- 10.81% |
$107K - $115K
|
108K
$1.08M
|
|
May 11, 2023
Q1 2023
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-16.7K- 13.59% |
$137K - $148K
|
106K
$1.07M
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-27.9K- 5.05% |
$228K - $246K
|
524K
$5.28M
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-42.6K- 68.46% |
$348K - $376K
|
19.6K
$198K
|