Purchases and Sales Made in Q3 2023 in Dws Strategic Municipal Income Trust (KSM)
This table provides information about the institutional ownership of Dws Strategic Municipal Income Trust (KSM) during Q3 2023. The information is specifically focused on institutions that hold shares of DWS STRATEGIC MUNICIPAL INCOME TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
438K+ 57.76% |
$3.3M - $3.75M
|
1.2M
$12M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
328KNew |
$2.47M - $2.81M
|
328K
$3.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
144K+ 95.46% |
$1.08M - $1.23M
|
294K
$2.96M
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
56.4K+ 61.27% |
$425K - $483K
|
149K
$1.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.2K+ 17.69% |
$235K - $267K
|
208K
$2.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
23.1K+ 24.77% |
$174K - $198K
|
117K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
16.6K+ 117.19% |
$125K - $142K
|
30.7K
$309K
|
|
|
Nov 08, 2023
Q3 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
15.9KNew |
$119K - $136K
|
15.9K
$160K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
9.44KNew |
$71.1K - $80.8K
|
9.44K
$95K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.28K+ 12.21% |
$54.8K - $62.3K
|
66.9K
$674K
|
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
4.91K+ 8.2% |
$36.9K - $42K
|
64.7K
$652K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.73K+ 13.65% |
$20.5K - $23.4K
|
22.7K
$229K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.26K+ 937.31% |
$9.46K - $10.8K
|
1.39K
$14K
|
|
|
Nov 13, 2023
Q3 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
1.08K+ 0.45% |
$8.14K - $9.25K
|
240K
$2.41M
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
104+ 0.31% |
$783 - $890
|
33.6K
$338K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-231- 1.0% |
$1.74K - $1.98K
|
22.8K
$230K
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-496- 3.07% |
$3.73K - $4.25K
|
15.6K
$158K
|
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-599- 0.92% |
$4.51K - $5.13K
|
64.7K
$652K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-644- 0.75% |
$4.85K - $5.51K
|
85.6K
$862K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.36K- 9.43% |
$10.2K - $11.6K
|
13.1K
$131K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.73K- 3.68% |
$28.1K - $32K
|
97.6K
$983K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.98K- 9.7% |
$30K - $34.1K
|
37K
$373K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.2K- 11.37% |
$39.1K - $44.5K
|
40.5K
$408K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.33K- 8.47% |
$40.1K - $45.6K
|
57.5K
$579K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-5.7K- 7.43% |
$42.9K - $48.8K
|
71K
$715K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-8.01K- 39.96% |
$60.3K - $68.6K
|
12K
$121K
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-63.4K- 15.97% |
$477K - $543K
|
334K
$3.36M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-256K- 77.95% |
$1.93M - $2.19M
|
72.4K
$729K
|