Purchases and Sales Made in Q4 2023 in Dws Strategic Municipal Income Trust (KSM)
This table provides information about the institutional ownership of Dws Strategic Municipal Income Trust (KSM) during Q4 2023. The information is specifically focused on institutions that hold shares of DWS STRATEGIC MUNICIPAL INCOME TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
385K+ 115.37% |
$2.8M - $3.35M
|
718K
$7.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
356K+ 29.76% |
$2.59M - $3.1M
|
1.55M
$15.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
137K+ 46.49% |
$995K - $1.19M
|
431K
$4.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
27.9K+ 91.04% |
$203K - $243K
|
58.6K
$590K
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
19.2KNew |
$140K - $167K
|
19.2K
$193K
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
14.9K+ 10.0% |
$108K - $129K
|
163K
$1.65M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
14.3K+ 20.19% |
$104K - $125K
|
85.3K
$859K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
14.2K+ 6.84% |
$103K - $124K
|
222K
$2.23M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.4KNew |
$97.8K - $117K
|
13.4K
$135K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
12KNew |
$87.5K - $105K
|
12K
$121K
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
11.4KNew |
$82.9K - $99.2K
|
11.4K
$115K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.7K+ 113.06% |
$77.7K - $92.9K
|
20.1K
$202K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
4.91KNew |
$35.7K - $42.7K
|
4.91K
$49.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
1.02K+ 8.48% |
$7.43K - $8.89K
|
13.1K
$131K
|
|
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
599+ 0.93% |
$4.36K - $5.22K
|
65.3K
$658K
|
|
|
Jan 24, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
599+ 0.93% |
$4.36K - $5.22K
|
65.3K
$658K
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
69+ 0.21% |
$502 - $601
|
33.6K
$339K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-422- 38.16% |
$3.07K - $3.68K
|
684
$6.89K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-460- 2.94% |
$3.35K - $4.01K
|
15.2K
$153K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-775- 40.79% |
$5.64K - $6.75K
|
1.13K
$11.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.8K- 7.91% |
$13.1K - $15.7K
|
20.9K
$211K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.21K- 2.58% |
$16.1K - $19.2K
|
83.4K
$840K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-3.1K- 0.59% |
$22.6K - $27K
|
521K
$5.25M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.47K- 3.55% |
$25.2K - $30.2K
|
94.1K
$948K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.17K- 31.64% |
$30.3K - $36.3K
|
9K
$90.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.85K- 21.27% |
$35.3K - $42.3K
|
18K
$181K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.21K- 10.78% |
$52.5K - $62.8K
|
59.7K
$601K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-9.84K- 26.57% |
$71.6K - $85.7K
|
27.2K
$274K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12.7K- 83.55% |
$92.5K - $111K
|
2.5K
$25.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.6K- 25.35% |
$106K - $127K
|
43K
$433K
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-20.2K- 6.15% |
$147K - $176K
|
308K
$3.1M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.6K- 66.49% |
$259K - $310K
|
18K
$181K
|