Purchases and Sales Made in Q1 2022 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q1 2022. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2022
Q1 2022
|
Xml Financial, LLC
|
BUY
|
- |
88.2K+ 64.07% |
$1.62M - $1.89M
|
226K
$3.36M
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
77.1K+ 139.42% |
$1.42M - $1.65M
|
132K
$1.97M
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
70K+ 400.86% |
$1.29M - $1.5M
|
87.5K
$1.3M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
66K+ 26.21% |
$1.22M - $1.42M
|
318K
$4.73M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
53.9K+ 1088.86% |
$992K - $1.16M
|
58.9K
$877K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
51.2K+ 4.45% |
$941K - $1.1M
|
1.2M
$17.9M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31.4K+ 15.64% |
$578K - $673K
|
232K
$3.46M
|
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
23.1KNew |
$425K - $495K
|
23.1K
$344K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15.5K+ 83.13% |
$285K - $331K
|
34.1K
$507K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.9K+ 7.36% |
$220K - $256K
|
174K
$2.59M
|
|
|
Apr 27, 2022
Q1 2022
|
Comerica Bank
|
BUY
|
- |
11.9KNew |
$219K - $255K
|
11.9K
$177K
|
|
|
May 12, 2022
Q1 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
6.76K+ 21.53% |
$124K - $145K
|
38.2K
$568K
|
|
|
Apr 20, 2022
Q1 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
5K+ 30.56% |
$92.1K - $107K
|
21.4K
$318K
|
|
|
Apr 22, 2022
Q1 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
4.17K+ 17.22% |
$76.7K - $89.3K
|
28.4K
$422K
|
|
|
Apr 29, 2022
Q1 2022
|
Walter & Keenan Wealth Management LLC
|
BUY
|
- |
2.58K+ 9.36% |
$47.5K - $55.3K
|
30.1K
$449K
|
|
|
Apr 13, 2022
Q1 2022
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
2.54K+ 105.71% |
$46.7K - $54.3K
|
4.94K
$73.5K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.85K+ 4.93% |
$33.9K - $39.5K
|
39.2K
$584K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
783+ 0.94% |
$14.4K - $16.8K
|
84.4K
$1.26M
|
|
|
May 06, 2022
Q1 2022
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
699+ 0.99% |
$12.9K - $15K
|
71.2K
$1.06M
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
576New |
$10.6K - $12.3K
|
576
$8.58K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
556+ 0.79% |
$10.2K - $11.9K
|
71.2K
$1.06M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
532+ 0.46% |
$9.79K - $11.4K
|
115K
$1.71M
|
|
|
Apr 29, 2022
Q1 2022
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
368+ 1.31% |
$6.77K - $7.89K
|
28.5K
$424K
|
|
|
May 26, 2022
Q1 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
170+ 1.24% |
$3.13K - $3.64K
|
13.9K
$207K
|
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
162+ 1.14% |
$2.98K - $3.47K
|
14.4K
$215K
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
153+ 1.21% |
$2.82K - $3.28K
|
12.8K
$190K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
45+ 0.27% |
$828 - $964
|
17K
$253K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-42- 0.1% |
$773 - $900
|
42.1K
$627K
|
|
|
May 26, 2022
Q1 2022
|
Gradient Investments LLC
|
SELL
|
- |
-80Closed |
$1.47K - $1.71K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-209- 0.11% |
$3.85K - $4.48K
|
185K
$2.76M
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.06K- 2.26% |
$19.5K - $22.7K
|
45.8K
$682K
|
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.42K- 16.11% |
$62.9K - $73.2K
|
17.8K
$265K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.9K- 8.57% |
$71.7K - $83.5K
|
41.6K
$619K
|
|
|
May 16, 2022
Q1 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-4.11K- 26.2% |
$75.6K - $88K
|
11.6K
$172K
|
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-4.5K- 4.56% |
$82.8K - $96.5K
|
94.1K
$1.4M
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.87K- 13.17% |
$89.5K - $104K
|
32.1K
$478K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-6.35KClosed |
$117K - $136K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.57K- 1.34% |
$139K - $162K
|
555K
$8.27M
|
|
|
May 06, 2022
Q1 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-9.84KClosed |
$181K - $211K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-10.4K- 9.38% |
$192K - $223K
|
101K
$1.5M
|
|
|
May 13, 2022
Q1 2022
|
Parisi Gray Wealth Management
|
SELL
|
- |
-12KClosed |
$222K - $258K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-13.8KClosed |
$254K - $296K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-13.8K- 19.06% |
$255K - $297K
|
58.8K
$875K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-19.8K- 50.46% |
$364K - $424K
|
19.4K
$289K
|
|
|
May 02, 2022
Q1 2022
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-20.9K- 21.73% |
$384K - $448K
|
75.3K
$1.12M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-31.8K- 3.65% |
$585K - $681K
|
839K
$12.5M
|
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-36.8KClosed |
$677K - $788K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-36.9K- 18.24% |
$678K - $790K
|
165K
$2.46M
|
|
|
May 05, 2022
Q1 2022
|
Chemistry Wealth Management LLC
New York, NY |
SELL
|
- |
-48.9KClosed |
$899K - $1.05M
|
0
$0
|