Purchases and Sales Made in Q3 2021 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q3 2021. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.13MNew |
$24.5M - $26.2M
|
1.13M
$17.9M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
185KNew |
$4.02M - $4.29M
|
185K
$2.93M
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
138KNew |
$2.98M - $3.19M
|
138K
$2.18M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
91.9KNew |
$1.99M - $2.13M
|
91.9K
$1.45M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
30.9KNew |
$670K - $716K
|
30.9K
$489K
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
BUY
|
- |
23.7K+ 102.27% |
$513K - $549K
|
46.9K
$742K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
20.3K+ 43.85% |
$440K - $470K
|
66.6K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
15K+ 35.82% |
$325K - $348K
|
57K
$902K
|
|
|
Oct 18, 2021
Q3 2021
|
Walter & Keenan Wealth Management LLC
|
BUY
|
- |
12.3KNew |
$266K - $285K
|
12.3K
$195K
|
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
11.6K+ 14.47% |
$252K - $270K
|
92.1K
$1.46M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
11.1K+ 14.24% |
$241K - $257K
|
89.2K
$1.41M
|
|
|
Oct 18, 2021
Q3 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
10.5K+ 13.07% |
$228K - $244K
|
91.1K
$1.44M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.98K+ 1.7% |
$216K - $231K
|
596K
$9.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.73K+ 13.29% |
$124K - $133K
|
48.8K
$772K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.1K+ 10.89% |
$88.8K - $94.9K
|
41.8K
$661K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.3K+ 8.46% |
$71.4K - $76.4K
|
42.3K
$670K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.75K+ 2.46% |
$59.6K - $63.7K
|
114K
$1.81M
|
|
|
Nov 15, 2021
Q3 2021
|
Legacy Financial Strategies, LLC
Leawood, KS |
BUY
|
- |
2.71K+ 4.3% |
$58.7K - $62.7K
|
65.8K
$1.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
2.11K+ 14.13% |
$45.6K - $48.8K
|
17K
$269K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.83K+ 5.35% |
$39.5K - $42.3K
|
35.9K
$569K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.81K+ 1.15% |
$39.2K - $41.9K
|
159K
$2.51M
|
|
|
Nov 05, 2021
Q3 2021
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
900+ 1.38% |
$19.5K - $20.8K
|
66.1K
$1.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
667New |
$14.4K - $15.4K
|
667
$10.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
484+ 0.62% |
$10.5K - $11.2K
|
79K
$1.25M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
400New |
$8.66K - $9.26K
|
400
$6.33K
|
|
|
Nov 02, 2021
Q3 2021
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
315+ 1.15% |
$6.82K - $7.29K
|
27.8K
$439K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
303+ 162.9% |
$6.56K - $7.01K
|
489
$7.74K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
303+ 6.6% |
$6.56K - $7.01K
|
4.9K
$77.5K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
144+ 1.07% |
$3.12K - $3.33K
|
13.6K
$215K
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
110+ 1.14% |
$2.38K - $2.55K
|
9.73K
$154K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
38+ 0.22% |
$823 - $880
|
17.3K
$274K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-7Closed |
$152 - $162
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-197- 4.01% |
$4.27K - $4.56K
|
4.72K
$74.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-534- 29.37% |
$11.6K - $12.4K
|
1.28K
$20.3K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.83K- 11.44% |
$61.2K - $65.5K
|
21.9K
$346K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-3KClosed |
$64.9K - $69.5K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5.71K- 1.54% |
$124K - $132K
|
365K
$5.78M
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-10KClosed |
$217K - $232K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-11.3KClosed |
$245K - $262K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-16.1K- 1.78% |
$349K - $373K
|
887K
$14M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-18.7K- 59.99% |
$405K - $433K
|
12.5K
$197K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-22.5K- 10.14% |
$488K - $521K
|
200K
$3.16M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-23.4K- 25.26% |
$507K - $542K
|
69.3K
$1.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23.5KClosed |
$508K - $544K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-39.4K- 21.48% |
$853K - $912K
|
144K
$2.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-133K- 36.69% |
$2.87M - $3.07M
|
229K
$3.62M
|