Purchases and Sales Made in Q4 2021 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q4 2021. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
108K+ 74.93% |
$2.23M - $2.35M
|
252K
$3.85M
|
|
|
Feb 11, 2022
Q4 2021
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
48.9KNew |
$1.01M - $1.07M
|
48.9K
$747K
|
|
|
Feb 11, 2022
Q4 2021
|
Chemistry Wealth Management LLC
New York, NY |
BUY
|
- |
48.9KNew |
$1.01M - $1.07M
|
48.9K
$747K
|
|
|
Jan 20, 2022
Q4 2021
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
24.2KNew |
$500K - $528K
|
24.2K
$370K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
21.9K+ 24.53% |
$452K - $477K
|
111K
$1.7M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.5KNew |
$361K - $381K
|
17.5K
$267K
|
|
|
Feb 10, 2022
Q4 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
16.4KNew |
$338K - $357K
|
16.4K
$250K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.4K+ 1.36% |
$318K - $336K
|
1.15M
$17.6M
|
|
|
Jan 24, 2022
Q4 2021
|
Walter & Keenan Wealth Management LLC
|
BUY
|
- |
15.3K+ 124.07% |
$315K - $333K
|
27.6K
$421K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14.3K+ 20.6% |
$295K - $311K
|
83.6K
$1.28M
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
14.3KNew |
$295K - $311K
|
14.3K
$218K
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
13.2K+ 2077.95% |
$273K - $288K
|
13.8K
$211K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
12.6KNew |
$261K - $275K
|
12.6K
$193K
|
|
|
Jan 31, 2022
Q4 2021
|
Legacy Financial Strategies, LLC
Leawood, KS |
BUY
|
- |
6.85K+ 10.41% |
$141K - $149K
|
72.6K
$1.11M
|
|
|
Jan 18, 2022
Q4 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
6.5K+ 7.06% |
$134K - $142K
|
98.6K
$1.51M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
6.35KNew |
$131K - $138K
|
6.35K
$97K
|
|
|
Feb 07, 2022
Q4 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
5.02K+ 5.51% |
$104K - $109K
|
96.1K
$1.47M
|
|
|
Jan 12, 2022
Q4 2021
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
4.38K+ 6.61% |
$90.4K - $95.4K
|
70.5K
$1.08M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.41K+ 2.15% |
$70.4K - $74.3K
|
162K
$2.48M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
2KNew |
$41.3K - $43.6K
|
2K
$30.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
1.67K+ 4.46% |
$34.6K - $36.5K
|
39.2K
$599K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.46K+ 4.07% |
$30.2K - $31.8K
|
37.4K
$572K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.2K+ 0.6% |
$24.8K - $26.2K
|
201K
$3.07M
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
670New |
$13.8K - $14.6K
|
670
$10.2K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
480+ 1.55% |
$9.92K - $10.5K
|
31.4K
$480K
|
|
|
Jan 24, 2022
Q4 2021
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
331+ 1.19% |
$6.84K - $7.22K
|
28.1K
$429K
|
|
|
Feb 14, 2022
Q4 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
247+ 1.2% |
$5.1K - $5.38K
|
20.8K
$318K
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
153+ 1.13% |
$3.16K - $3.34K
|
13.7K
$210K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
117+ 1.2% |
$2.42K - $2.55K
|
9.84K
$151K
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
89+ 0.05% |
$1.84K - $1.94K
|
186K
$2.84M
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
80New |
$1.65K - $1.74K
|
80
$1.22K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
56+ 1.14% |
$1.16K - $1.22K
|
4.95K
$75.7K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-200- 0.47% |
$4.13K - $4.36K
|
42.1K
$644K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-359- 2.07% |
$7.42K - $7.83K
|
17K
$260K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-400Closed |
$8.26K - $8.72K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-489Closed |
$10.1K - $10.7K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-671- 3.07% |
$13.9K - $14.6K
|
21.2K
$324K
|
|
|
Feb 15, 2022
Q4 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-1.35K- 7.92% |
$27.9K - $29.4K
|
15.7K
$240K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.69K- 2.97% |
$35K - $36.9K
|
55.3K
$845K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.93K- 3.96% |
$39.9K - $42.1K
|
46.9K
$717K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.72KClosed |
$97.5K - $103K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.8K- 11.49% |
$99.1K - $105K
|
37K
$565K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.37K- 10.59% |
$173K - $182K
|
70.6K
$1.08M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-16K- 1.8% |
$330K - $348K
|
871K
$13.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-21.1K- 31.73% |
$437K - $461K
|
45.5K
$695K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-26.5K- 11.59% |
$547K - $578K
|
202K
$3.09M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-33.3K- 5.59% |
$689K - $727K
|
563K
$8.61M
|
|
|
Feb 08, 2022
Q4 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-34.8K- 74.31% |
$720K - $759K
|
12K
$184K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-91.9KClosed |
$1.9M - $2M
|
0
$0
|