Purchases and Sales Made in Q3 2021 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q3 2021. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
633KNew |
$18.6M - $19.5M
|
633K
$15.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
88.4K+ 6.78% |
$2.6M - $2.73M
|
1.39M
$33.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
68K+ 24.94% |
$2M - $2.1M
|
341K
$8.28M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
40.8K+ 19.31% |
$1.2M - $1.26M
|
252K
$6.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
22.3K+ 20.54% |
$655K - $687K
|
131K
$3.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
20.5K+ 5.26% |
$604K - $634K
|
411K
$10M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
20K+ 17.99% |
$587K - $616K
|
131K
$3.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.8K+ 6.96% |
$581K - $610K
|
303K
$7.38M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.6K+ 15.26% |
$548K - $575K
|
141K
$3.42M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.7K+ 54.47% |
$461K - $484K
|
44.5K
$1.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
9.72KNew |
$286K - $300K
|
9.72K
$236K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.17KNew |
$240K - $252K
|
8.17K
$199K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
7.76KNew |
$228K - $240K
|
7.76K
$189K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.9KNew |
$203K - $213K
|
6.9K
$168K
|
|
|
Dec 13, 2021
Q3 2021
|
Tnf LLC
|
BUY
|
- |
6.84KNew |
$201K - $211K
|
6.84K
$166K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.29K+ 5.12% |
$156K - $163K
|
109K
$2.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.02K+ 11.57% |
$88.7K - $93.1K
|
29.1K
$707K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.69K+ 9.05% |
$49.6K - $52K
|
20.3K
$494K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.5K+ 2.8% |
$44.1K - $46.2K
|
55.1K
$1.34M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.06K+ 2.47% |
$31.1K - $32.6K
|
44K
$1.07M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
500+ 4.4% |
$14.7K - $15.4K
|
11.9K
$288K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
359+ 0.85% |
$10.6K - $11.1K
|
42.8K
$1.04M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
324+ 2.02% |
$9.53K - $10K
|
16.4K
$398K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
47+ 0.22% |
$1.38K - $1.45K
|
21.1K
$512K
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
BUY
|
- |
29+ 0.07% |
$853 - $895
|
40.9K
$993K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
25+ 0.14% |
$735 - $771
|
18.5K
$450K
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
22+ 0.26% |
$647 - $679
|
8.38K
$204K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
20+ 0.2% |
$588 - $617
|
10K
$243K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
8New |
$235 - $247
|
8
$194
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
7+ 0.1% |
$206 - $216
|
7.12K
$173K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-1- -0.0% |
$29.4 - $30.9
|
24.8K
$603K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2- -0.0% |
$58.8 - $61.7
|
123K
$2.98M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-68- 5.29% |
$2K - $2.1K
|
1.22K
$29.6K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-94- 21.41% |
$2.76K - $2.9K
|
345
$8.39K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-205- 9.3% |
$6.03K - $6.32K
|
2K
$48.6K
|
|
|
Oct 26, 2021
Q3 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-359- 2.25% |
$10.6K - $11.1K
|
15.6K
$380K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-399- 1.96% |
$11.7K - $12.3K
|
19.9K
$485K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-400- 21.62% |
$11.8K - $12.3K
|
1.45K
$35.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-434Closed |
$12.8K - $13.4K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-550Closed |
$16.2K - $17K
|
0
$0
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1K- 12.46% |
$29.4K - $30.9K
|
7.03K
$171K
|
|
|
Nov 10, 2021
Q3 2021
|
Column Capital Advisors, LLC
|
SELL
|
- |
-1.08K- 76.76% |
$31.8K - $33.3K
|
327
$7.95K
|
|
|
Oct 21, 2021
Q3 2021
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
SELL
|
- |
-1.51K- 0.88% |
$44.3K - $46.4K
|
169K
$4.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.04K- 10.45% |
$60K - $62.9K
|
17.5K
$425K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2.66KClosed |
$78.3K - $82.2K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
SELL
|
- |
-6.71KClosed |
$197K - $207K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-7KClosed |
$206K - $216K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-7.6K- 19.2% |
$223K - $234K
|
32K
$778K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-8.34K- 1.19% |
$245K - $257K
|
690K
$16.8M
|