Purchases and Sales Made in Q3 2022 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q3 2022. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
332K+ 130.84% |
$6.75M - $8.07M
|
586K
$14.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
76.6K+ 42.78% |
$1.56M - $1.86M
|
256K
$6.22M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
42.3K+ 9.78% |
$859K - $1.03M
|
475K
$11.5M
|
|
|
Oct 07, 2022
Q3 2022
|
Stolper CO
|
BUY
|
- |
29.9KNew |
$607K - $726K
|
29.9K
$727K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
27.5K+ 61.5% |
$558K - $667K
|
72.1K
$1.75M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.7K+ 6.44% |
$380K - $455K
|
309K
$7.52M
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
13.5K+ 33.92% |
$275K - $329K
|
53.5K
$1.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
12.3K+ 28.21% |
$251K - $300K
|
56.1K
$1.36M
|
|
|
Nov 14, 2022
Q3 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
12KNew |
$245K - $293K
|
12K
$293K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11.8K+ 0.97% |
$240K - $287K
|
1.22M
$29.8M
|
|
|
Nov 10, 2022
Q3 2022
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
11KNew |
$223K - $267K
|
11K
$267K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11K+ 3.12% |
$223K - $267K
|
363K
$8.83M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.49K+ 2.2% |
$172K - $206K
|
395K
$9.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
8.25K+ 9.56% |
$168K - $201K
|
94.5K
$2.3M
|
|
|
Nov 09, 2022
Q3 2022
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
5.31KNew |
$108K - $129K
|
5.31K
$129K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.23K+ 26.0% |
$106K - $127K
|
25.3K
$616K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.05K+ 95.14% |
$102K - $123K
|
10.4K
$252K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.14K+ 6.64% |
$84.2K - $101K
|
66.6K
$1.62M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.76K+ 16.69% |
$76.4K - $91.4K
|
26.3K
$639K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.58K+ 74.74% |
$32.1K - $38.4K
|
3.69K
$89.8K
|
|
|
Nov 02, 2022
Q3 2022
|
Smh Capital Advisors Inc
|
BUY
|
- |
1.56K+ 8.4% |
$31.6K - $37.8K
|
20.1K
$488K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.29KNew |
$26.1K - $31.2K
|
1.29K
$31.3K
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.18K+ 3.71% |
$23.9K - $28.6K
|
32.9K
$800K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
966+ 1.55% |
$19.6K - $23.5K
|
63.3K
$1.54M
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
250+ 2.49% |
$5.08K - $6.08K
|
10.3K
$250K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
247+ 1.52% |
$5.02K - $6K
|
16.5K
$401K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
100+ 12.76% |
$2.03K - $2.43K
|
884
$21.5K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
65New |
$1.32K - $1.58K
|
65
$1.58K
|
|
|
Oct 14, 2022
Q3 2022
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
26+ 0.14% |
$528 - $632
|
19.1K
$465K
|
|
|
Nov 03, 2022
Q3 2022
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
18+ 4.89% |
$366 - $437
|
386
$9.38K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
12New |
$244 - $292
|
12
$292
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-10- 3.37% |
$203 - $243
|
287
$6.98K
|
|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
SELL
|
- |
-20- 0.1% |
$406 - $486
|
21K
$509K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-518- 9.55% |
$10.5K - $12.6K
|
4.91K
$119K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-578- 6.43% |
$11.7K - $14K
|
8.42K
$205K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-603- 36.17% |
$12.2K - $14.7K
|
1.06K
$25.9K
|
|
|
Nov 04, 2022
Q3 2022
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
SELL
|
- |
-707- 0.37% |
$14.4K - $17.2K
|
188K
$4.58M
|
|
|
Oct 11, 2022
Q3 2022
|
Telemus Capital, LLC
|
SELL
|
- |
-985- 8.14% |
$20K - $23.9K
|
11.1K
$270K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.4K- 3.44% |
$28.5K - $34.1K
|
39.4K
$958K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.61K- 91.48% |
$32.7K - $39.1K
|
150
$3.65K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.67K- 9.24% |
$33.9K - $40.6K
|
16.4K
$399K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.07K- 1.64% |
$41.9K - $50.2K
|
124K
$3M
|
|
|
Nov 10, 2022
Q3 2022
|
Keystone Financial Group
|
SELL
|
- |
-2.29K- 5.33% |
$46.5K - $55.6K
|
40.7K
$989K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.41K- 5.23% |
$48.8K - $58.4K
|
43.6K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.05K- 2.29% |
$61.8K - $74K
|
130K
$3.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.53K- 16.54% |
$112K - $134K
|
27.9K
$678K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-17.9K- 60.93% |
$363K - $434K
|
11.5K
$279K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-19.5K- 90.71% |
$397K - $475K
|
2K
$48.6K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-40.6K- 29.03% |
$824K - $986K
|
99.2K
$2.41M
|