Purchases and Sales Made in Q4 2021 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q4 2021. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
211KNew |
$6.12M - $6.76M
|
211K
$5.26M
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
199KNew |
$5.77M - $6.37M
|
199K
$4.95M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
110K+ 43.55% |
$3.19M - $3.52M
|
362K
$9.03M
|
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
54.5KNew |
$1.58M - $1.75M
|
54.5K
$1.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
29.9KNew |
$868K - $958K
|
29.9K
$746K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
27.2K+ 6.6% |
$788K - $870K
|
438K
$10.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
24.6KNew |
$713K - $788K
|
24.6K
$613K
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
21.3KNew |
$619K - $683K
|
21.3K
$532K
|
|
|
Feb 09, 2022
Q4 2021
|
55 I, LLC
Boston, MA |
BUY
|
- |
16.7KNew |
$485K - $536K
|
16.7K
$417K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.9K+ 2.52% |
$462K - $510K
|
649K
$16.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
11.8K+ 36.86% |
$342K - $378K
|
43.8K
$1.09M
|
|
|
Apr 06, 2023
Q4 2021
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
9.89KNew |
$287K - $317K
|
9.89K
$247K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
9.48K+ 6.73% |
$275K - $304K
|
150K
$3.75M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
8.87KNew |
$257K - $284K
|
8.87K
$221K
|
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
6.95KNew |
$202K - $223K
|
6.95K
$173K
|
|
|
Feb 09, 2022
Q4 2021
|
Birchcreek Wealth Management, LLC
Miami Township, OH |
BUY
|
- |
6.85KNew |
$199K - $219K
|
6.85K
$171K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.77K+ 1.77% |
$196K - $217K
|
389K
$9.71M
|
|
|
Feb 08, 2022
Q4 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
6.71KNew |
$195K - $215K
|
6.71K
$167K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
5.72K+ 4.36% |
$166K - $183K
|
137K
$3.41M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.94K+ 60.44% |
$143K - $158K
|
13.1K
$327K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
4.79KNew |
$139K - $153K
|
4.79K
$119K
|
|
|
Feb 14, 2022
Q4 2021
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
4.62KNew |
$134K - $148K
|
4.62K
$115K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.45K+ 11.86% |
$100K - $111K
|
32.5K
$811K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.06K+ 21.98% |
$88.7K - $97.9K
|
17K
$423K
|
|
|
Feb 08, 2022
Q4 2021
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
2.29K+ 1.35% |
$66.3K - $73.2K
|
171K
$4.27M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.13K+ 3.87% |
$61.8K - $68.2K
|
57.2K
$1.43M
|
|
|
Feb 03, 2022
Q4 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
2.03KNew |
$58.8K - $64.9K
|
2.03K
$50.5K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.87K+ 4.2% |
$54.2K - $59.8K
|
46.3K
$1.16M
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.44K+ 7.08% |
$41.7K - $46.1K
|
21.7K
$542K
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
1.42K+ 6.73% |
$41.2K - $45.5K
|
22.5K
$561K
|
|
|
Feb 11, 2022
Q4 2021
|
Keystone Financial Group
|
BUY
|
- |
1.3K+ 3.18% |
$37.7K - $41.7K
|
42.2K
$1.05M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
1.26KNew |
$36.5K - $40.3K
|
1.26K
$31.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.03KNew |
$29.7K - $32.8K
|
1.03K
$25.6K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
1KNew |
$29K - $32K
|
1K
$24.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
984+ 4.93% |
$28.6K - $31.5K
|
20.9K
$522K
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
850New |
$24.7K - $27.2K
|
850
$21.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
566+ 0.52% |
$16.4K - $18.1K
|
109K
$2.72M
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
546New |
$15.8K - $17.5K
|
546
$13.6K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
396+ 0.9% |
$11.5K - $12.7K
|
44.4K
$1.11M
|
|
|
Apr 04, 2022
Q4 2021
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
337New |
$9.78K - $10.8K
|
337
$8.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
179+ 1.79% |
$5.19K - $5.74K
|
10.2K
$254K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
128+ 0.04% |
$3.71K - $4.1K
|
304K
$7.57M
|
|
|
Feb 04, 2022
Q4 2021
|
First Personal Financial Services
|
BUY
|
- |
25New |
$726 - $801
|
25
$624
|
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
BUY
|
- |
9New |
$261 - $288
|
9
$224
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-8Closed |
$232 - $256
|
0
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-68- 5.29% |
$1.97K - $2.18K
|
1.22K
$30.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-69- 0.42% |
$2K - $2.21K
|
16.3K
$407K
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-141- 0.84% |
$4.09K - $4.52K
|
16.7K
$415K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-201- 10.06% |
$5.83K - $6.44K
|
1.8K
$44.8K
|