Purchases and Sales Made in Q4 2022 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q4 2022. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
148K+ 585.81% |
$2.7M - $3.27M
|
174K
$4.22M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
80.2K+ 25.78% |
$1.46M - $1.76M
|
391K
$9.51M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
30.3K+ 108.53% |
$550K - $666K
|
58.1K
$1.41M
|
|
|
Feb 15, 2023
Q4 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
23.2K+ 9.06% |
$421K - $510K
|
279K
$6.78M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
20.6K+ 78.41% |
$375K - $454K
|
46.9K
$1.14M
|
|
|
Feb 23, 2023
Q4 2022
|
Centurion Wealth Management LLC
Mclean, VA |
BUY
|
- |
19.9KNew |
$362K - $438K
|
19.9K
$484K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
19KNew |
$345K - $418K
|
19K
$462K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
14.9K+ 957.16% |
$271K - $328K
|
16.5K
$400K
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$267K - $324K
|
14.7K
$358K
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
14.5KNew |
$263K - $318K
|
14.5K
$351K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.4KNew |
$262K - $317K
|
14.4K
$351K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.8KNew |
$251K - $304K
|
13.8K
$336K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.9K+ 4.17% |
$234K - $284K
|
322K
$7.83M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.5KNew |
$208K - $252K
|
11.5K
$279K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.9KNew |
$197K - $239K
|
10.9K
$264K
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
9.44K+ 17.66% |
$172K - $208K
|
62.9K
$1.53M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
8.3K+ 4.1% |
$151K - $183K
|
211K
$5.13M
|
|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
7.46K+ 1.27% |
$135K - $164K
|
594K
$14.4M
|
|
|
Feb 08, 2023
Q4 2022
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
5.85K+ 3.1% |
$106K - $129K
|
194K
$4.72M
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
5.34K+ 46.57% |
$97K - $117K
|
16.8K
$408K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.16K+ 25.34% |
$75.5K - $91.5K
|
20.6K
$500K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
3.36KNew |
$61K - $73.9K
|
3.36K
$81.6K
|
|
|
Feb 07, 2023
Q4 2022
|
Keystone Financial Group
|
BUY
|
- |
3.07K+ 7.53% |
$55.7K - $67.4K
|
43.8K
$1.06M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
2.52K+ 15.26% |
$45.7K - $55.4K
|
19K
$462K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
1.5K+ 169.68% |
$27.3K - $33K
|
2.38K
$58K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
1.5KNew |
$27.3K - $33K
|
1.5K
$36.5K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
847+ 2.15% |
$15.4K - $18.6K
|
40.3K
$979K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
635+ 0.67% |
$11.5K - $14K
|
95.2K
$2.31M
|
|
|
Jul 19, 2024
Q4 2022
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
424New |
$7.7K - $9.33K
|
424
$10.3K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
175+ 0.66% |
$3.18K - $3.85K
|
26.5K
$644K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
153+ 0.93% |
$2.78K - $3.37K
|
16.6K
$403K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
143+ 0.87% |
$2.6K - $3.15K
|
16.6K
$404K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
66New |
$1.2K - $1.45K
|
66
$1.6K
|
|
|
Feb 06, 2023
Q4 2022
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
10+ 2.59% |
$182 - $220
|
396
$9.63K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3- 1.05% |
$54.5 - $66
|
284
$6.9K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-8- 53.33% |
$145 - $176
|
7
$170
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-303- 0.48% |
$5.51K - $6.67K
|
63K
$1.53M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-446- 0.12% |
$8.1K - $9.81K
|
363K
$8.82M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-531- 49.91% |
$9.65K - $11.7K
|
533
$13K
|
|
|
Feb 02, 2023
Q4 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-595- 3.59% |
$10.8K - $13.1K
|
16K
$389K
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-812- 1.86% |
$14.8K - $17.9K
|
42.8K
$1.04M
|
|
|
Jan 19, 2023
Q4 2022
|
Rothschild Investment Corp
|
SELL
|
- |
-1K- 3.14% |
$18.2K - $22K
|
30.8K
$749K
|
|
|
Jan 11, 2023
Q4 2022
|
Stolper CO
|
SELL
|
- |
-1.08K- 3.61% |
$19.6K - $23.7K
|
28.8K
$700K
|
|
|
Feb 03, 2023
Q4 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.16K- 23.63% |
$21.1K - $25.5K
|
3.75K
$91.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Smh Capital Advisors Inc
|
SELL
|
- |
-1.25K- 6.23% |
$22.7K - $27.5K
|
18.8K
$458K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-1.75K- 14.59% |
$31.7K - $38.4K
|
10.2K
$249K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.52K- 10.79% |
$45.7K - $55.3K
|
20.8K
$506K
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
SELL
|
- |
-3.21K- 15.31% |
$58.3K - $70.6K
|
17.7K
$431K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.34K- 4.63% |
$60.7K - $73.5K
|
68.8K
$1.67M
|