Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
15.2KNew |
$186K - $198K
|
15.2K
$169K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
19.7KNew |
$241K - $257K
|
19.7K
$219K
|
|
| Q4 2023 | |||||||
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
207New |
$2.54K - $2.73K
|
207
$2.3K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
765+ 13.7% |
$9.37K - $10.1K
|
6.35K
$70.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
36.3K+ 131.14% |
$444K - $479K
|
63.9K
$709K
|
|
|
Feb 14, 2024
Q4 2023
|
Cynosure Management, LLC
Salt Lake City, UT |
SELL
|
- |
-3.63K- 4.25% |
$44.5K - $48K
|
81.8K
$908K
|
|
|
Feb 13, 2024
Q4 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-2.4KClosed |
$29.4K - $31.7K
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
325KNew |
$3.98M - $4.29M
|
325K
$3.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
11.2K+ 38.29% |
$137K - $148K
|
40.5K
$449K
|
|
|
Feb 07, 2024
Q4 2023
|
Wambolt & Associates, LLC
|
SELL
|
- |
-2.08K- 12.97% |
$25.5K - $27.5K
|
14K
$155K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-48.3K- 59.25% |
$591K - $638K
|
33.2K
$368K
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
29New |
$355 - $383
|
29
$322
|
|
|
Jan 29, 2024
Q4 2023
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-13.4K- 18.29% |
$164K - $177K
|
59.9K
$664K
|
|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
30KNew |
$368K - $396K
|
30K
$333K
|
|
|
Jan 26, 2024
Q4 2023
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
2.77KNew |
$33.9K - $36.6K
|
2.77K
$30.8K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.55KNew |
$19K - $20.5K
|
1.55K
$17.2K
|
|
|
Jan 19, 2024
Q4 2023
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 11, 2024
Q4 2023
|
West Financial Advisors, LLC
|
BUY
|
- |
2+ 1.75% |
$24.5 - $26.4
|
116
$1.29K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-3.31K- 17.23% |
$41.2K - $43.3K
|
15.9K
$176K
|
|
|
Nov 13, 2023
Q3 2023
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
1.65K+ 5.05% |
$20.6K - $21.6K
|
34.3K
$381K
|
|
|
Nov 07, 2023
Q3 2023
|
South State Corp
|
BUY
|
- |
1.79KNew |
$22.4K - $23.5K
|
1.79K
$19.9K
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
4.9KNew |
$61.2K - $64.2K
|
4.9K
$54.4K
|
|
|
Nov 02, 2023
Q3 2023
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
10.3KNew |
$129K - $135K
|
10.3K
$114K
|
|
|
Oct 25, 2023
Q3 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-113- 1.05% |
$1.41K - $1.48K
|
10.6K
$118K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.81K- 10.21% |
$22.5K - $23.6K
|
15.9K
$176K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
13.6KNew |
$170K - $179K
|
13.6K
$151K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
10K+ 95.06% |
$125K - $131K
|
20.5K
$228K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
20.8KNew |
$238K - $264K
|
20.8K
$231K
|
|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11.8KNew |
$135K - $150K
|
11.8K
$131K
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-336- 1.53% |
$3.84K - $4.26K
|
21.6K
$240K
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
500New |
$5.71K - $6.35K
|
500
$5.55K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10.1KNew |
$115K - $128K
|
10.1K
$112K
|
|
|
Aug 07, 2023
Q2 2023
|
Allen Investment Management LLC
|
SELL
|
- |
-1.47K- 7.19% |
$16.8K - $18.7K
|
19K
$211K
|
|
|
Aug 03, 2023
Q2 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-2.04K- 0.56% |
$23.3K - $25.9K
|
360K
$4M
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-6.55K- 84.52% |
$74.8K - $83.1K
|
1.2K
$13.3K
|
|
|
Jul 31, 2023
Q2 2023
|
Brown Advisory Inc
|
SELL
|
- |
-4.16K- 29.37% |
$47.5K - $52.8K
|
10K
$111K
|
|
|
Jul 20, 2023
Q2 2023
|
Bourgeon Capital Management LLC
|
BUY
|
- |
3.39KNew |
$38.7K - $43K
|
3.39K
$37.7K
|
|
|
Jul 10, 2023
Q2 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
39.4KNew |
$449K - $499K
|
39.4K
$437K
|
|
| Q1 2023 | |||||||
|
May 17, 2024
Q1 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
200New |
$2.33K - $2.62K
|
200
$2.22K
|
|
|
May 25, 2023
Q1 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
BUY
|
- |
22.2KNew |
$258K - $291K
|
22.2K
$246K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
135+ 6.13% |
$1.57K - $1.77K
|
2.34K
$25.9K
|
|
|
May 15, 2023
Q1 2023
|
Kula Investments, LLC
Chicago, IL |
BUY
|
- |
20.4KNew |
$237K - $267K
|
20.4K
$226K
|
|
|
May 15, 2023
Q1 2023
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
34New |
$395 - $446
|
34
$377
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-1.17K- 51.43% |
$13.6K - $15.4K
|
1.11K
$12.3K
|
|
|
Apr 26, 2023
Q1 2023
|
Caprock Group, Inc.
|
BUY
|
- |
31.7KNew |
$369K - $416K
|
31.7K
$352K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
733New |
$8.52K - $9.61K
|
733
$8.14K
|
|
|
Apr 12, 2023
Q1 2023
|
Worth Asset Management, LLC
|
SELL
|
- |
-1.77KClosed |
$20.6K - $23.2K
|
0
$0
|
|
| Q4 2022 | |||||||
|
Mar 28, 2023
Q4 2022
|
Acrisure Capital Management, LLC
Austin, TX |
BUY
|
- |
63KNew |
$719K - $807K
|
63K
$700K
|
|
|
Feb 14, 2023
Q4 2022
|
Caxton Associates LP
New York, NY |
BUY
|
- |
48.4KNew |
$551K - $619K
|
48.4K
$537K
|
|
|
Feb 14, 2023
Q4 2022
|
Ergoteles LLC
New York, NY |
BUY
|
- |
12.3KNew |
$141K - $158K
|
12.3K
$137K
|
|