Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2020
Q4 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-11.8KClosed |
$157K - $164K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-5.6KClosed |
$74.4K - $77.5K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-84.7KClosed |
$1.13M - $1.17M
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-24KClosed |
$319K - $333K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-914Closed |
$12.1K - $12.6K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-39Closed |
$518 - $540
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Counselors Inc
|
SELL
|
- |
-10.5KClosed |
$139K - $145K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-900Closed |
$12K - $12.5K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Cordasco Financial Network
|
SELL
|
- |
-159Closed |
$2.11K - $2.2K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
15KNew |
$199K - $208K
|
15K
$169K
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
20.7KNew |
$275K - $291K
|
20.7K
$233K
|
|
|
Oct 24, 2019
Q3 2019
|
Trust CO Of Vermont
|
SELL
|
- |
-670Closed |
$8.91K - $9.43K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Arlington Partners LLC
|
SELL
|
- |
-2.6KClosed |
$34.6K - $36.6K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Nov 19, 2019
Q2 2019
|
Global Retirement Partners, LLC
|
SELL
|
- |
-260Closed |
$3.51K - $3.73K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-174Closed |
$2.35K - $2.5K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
New World Advisors LLC
Hingham, MA |
SELL
|
- |
-7.76KClosed |
$105K - $111K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-19.3KClosed |
$260K - $277K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-211KClosed |
$2.84M - $3.02M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-237KClosed |
$3.19M - $3.4M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.09KClosed |
$14.7K - $15.7K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-912Closed |
$12.3K - $13.1K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-83.1KClosed |
$1.06M - $1.18M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-50.9KClosed |
$651K - $721K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-400Closed |
$5.11K - $5.66K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-17KClosed |
$217K - $241K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Nov 09, 2023
Q4 2018
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-240Closed |
$2.94K - $3.32K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Alberta Investment Management Corp
Edmonton, A0 |
BUY
|
- |
46.5K+ 61.73% |
$570K - $643K
|
122K
$1.37M
|
|
|
Feb 14, 2019
Q4 2018
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-14KClosed |
$172K - $194K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Barclays PLC
London, X0 |
BUY
|
PUT |
600New |
$7.35K - $8.3K
|
600
$6.76K
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.94KClosed |
$23.7K - $26.8K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-30KClosed |
$368K - $415K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-7.92KClosed |
$97K - $110K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Dec 06, 2018
Q3 2018
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-1KClosed |
$13.5K - $14.3K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-15.1KClosed |
$204K - $215K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
187KNew |
$2.52M - $2.66M
|
187K
$2.11M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.25KClosed |
$30.4K - $32.1K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-3.6KClosed |
$48.5K - $51.2K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-120KClosed |
$1.62M - $1.71M
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.38KClosed |
$45.6K - $48.1K
|
0
$0
|
|
|
Oct 05, 2018
Q3 2018
|
Kempner Capital Management Inc.
|
SELL
|
- |
-12.4KClosed |
$167K - $177K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Magnetar Financial LLC
Evanston, IL |
SELL
|
- |
-51.7K- 78.09% |
$686K - $722K
|
14.5K
$164K
|
|
|
Aug 14, 2018
Q2 2018
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-10KClosed |
$133K - $140K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$139K - $147K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.5KClosed |
$19.9K - $20.9K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-39.3KClosed |
$521K - $548K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-932Closed |
$12.3K - $13K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-242Closed |
$3.21K - $3.38K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
- |
100KNew |
$1.26M - $1.38M
|
100K
$1.13M
|
|
|
May 14, 2018
Q1 2018
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-11KClosed |
$138K - $151K
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Versant Capital Management, Inc
|
SELL
|
- |
-1KClosed |
$12.6K - $13.8K
|
0
$0
|
|