Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 09, 2021
Q2 2021
|
Edge Capital Group, LLC
|
BUY
|
- |
30KNew |
$377K - $410K
|
30K
$318K
|
|
Aug 09, 2021
Q2 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-46KClosed |
$577K - $629K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-522Closed |
$6.55K - $7.14K
|
0
$0
|
|
Aug 03, 2021
Q2 2021
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-13.7KClosed |
$172K - $188K
|
0
$0
|
|
Jul 29, 2021
Q2 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-11.3KClosed |
$141K - $154K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-34.3KClosed |
$431K - $470K
|
0
$0
|
|
Jul 12, 2021
Q2 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
SELL
|
- |
-856- 83.68% |
$10.7K - $11.7K
|
167
$1.77K
|
|
Q1 2021 | |||||||
Nov 12, 2021
Q1 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-119- 3.12% |
$1.35K - $1.59K
|
3.69K
$39.2K
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-58.9KClosed |
$669K - $789K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-522Closed |
$5.93K - $6.99K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-24.7KClosed |
$281K - $331K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1KClosed |
$11.4K - $13.4K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-19.6KClosed |
$222K - $262K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-10.2KClosed |
$116K - $137K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-1.08KClosed |
$12.2K - $14.4K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-67.9KClosed |
$616K - $826K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-92.2KClosed |
$836K - $1.12M
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-365Closed |
$3.31K - $4.44K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-11.9KClosed |
$108K - $145K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
23.4K+ 32.55% |
$212K - $285K
|
95.3K
$1.01M
|
|
Feb 08, 2021
Q4 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-45KClosed |
$408K - $547K
|
0
$0
|
|
Feb 03, 2021
Q4 2020
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-149KClosed |
$1.35M - $1.81M
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Selective Wealth Management, Inc.
|
BUY
|
- |
18+ 6.12% |
$163 - $219
|
312
$3.31K
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q3 2020 | |||||||
Feb 11, 2021
Q3 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-300Closed |
$2.64K - $3.18K
|
0
$0
|
|
Nov 18, 2020
Q3 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-27Closed |
$238 - $286
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-900Closed |
$7.93K - $9.55K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-12.1KClosed |
$107K - $128K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-2.66KClosed |
$23.4K - $28.2K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-12.5KClosed |
$110K - $132K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-113KClosed |
$995K - $1.2M
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Aigen Investment Management, LP
|
SELL
|
- |
-21.4KClosed |
$189K - $227K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Eastern Bank
|
SELL
|
- |
-13.8KClosed |
$122K - $146K
|
0
$0
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-300Closed |
$2.64K - $3.18K
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-575Closed |
$5.07K - $6.1K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 10.21% |
$1K - $2.09K
|
1.76K
$18.7K
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-121KClosed |
$605K - $1.26M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Partners Group Holding Ag
Baar Zug, V8 |
SELL
|
- |
-1.01MClosed |
$5.05M - $10.5M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-25.9KClosed |
$130K - $271K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-122KClosed |
$610K - $1.27M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-13.7KClosed |
$68.6K - $143K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-10.8KClosed |
$54.2K - $113K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-14KClosed |
$70.3K - $146K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-273Closed |
$1.37K - $2.85K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-39.1KClosed |
$196K - $408K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-532KClosed |
$2.67M - $5.55M
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.3KClosed |
$6.53K - $13.6K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-10KClosed |
$50.4K - $105K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Jul 30, 2020
Q2 2020
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-1.18KClosed |
$5.9K - $12.3K
|
0
$0
|