Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1KClosed |
$11.4K - $13.4K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-10.2KClosed |
$116K - $137K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-1.08KClosed |
$12.2K - $14.4K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-365Closed |
$3.31K - $4.44K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
23.4K+ 32.55% |
$212K - $285K
|
95.3K
$1.06M
|
|
Feb 16, 2021
Q4 2020
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-92.2KClosed |
$836K - $1.12M
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-67.9KClosed |
$616K - $826K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-11.9KClosed |
$108K - $145K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-45KClosed |
$408K - $547K
|
0
$0
|
|
Feb 03, 2021
Q4 2020
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-149KClosed |
$1.35M - $1.81M
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Selective Wealth Management, Inc.
|
BUY
|
- |
18+ 6.12% |
$163 - $219
|
312
$3.46K
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q3 2020 | |||||||
Feb 11, 2021
Q3 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-300Closed |
$2.64K - $3.18K
|
0
$0
|
|
Nov 18, 2020
Q3 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-27Closed |
$238 - $286
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-900Closed |
$7.93K - $9.55K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-2.66KClosed |
$23.4K - $28.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-12.1KClosed |
$107K - $128K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-12.5KClosed |
$110K - $132K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-113KClosed |
$995K - $1.2M
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Aigen Investment Management, LP
|
SELL
|
- |
-21.4KClosed |
$189K - $227K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Eastern Bank
|
SELL
|
- |
-13.8KClosed |
$122K - $146K
|
0
$0
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-300Closed |
$2.64K - $3.18K
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-575Closed |
$5.07K - $6.1K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 10.21% |
$1K - $2.09K
|
1.76K
$19.5K
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-121KClosed |
$605K - $1.26M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Partners Group Holding Ag
Baar Zug, V8 |
SELL
|
- |
-1.01MClosed |
$5.05M - $10.5M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-25.9KClosed |
$130K - $271K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-122KClosed |
$610K - $1.27M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-273Closed |
$1.37K - $2.85K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-39.1KClosed |
$196K - $408K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-10.8KClosed |
$54.2K - $113K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-14KClosed |
$70.3K - $146K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-13.7KClosed |
$68.6K - $143K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-532KClosed |
$2.67M - $5.55M
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.3KClosed |
$6.53K - $13.6K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-10KClosed |
$50.4K - $105K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Jul 30, 2020
Q2 2020
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-1.18KClosed |
$5.9K - $12.3K
|
0
$0
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-76Closed |
$382 - $794
|
0
$0
|
|
Jul 16, 2020
Q2 2020
|
Monument Capital Management
|
SELL
|
- |
-113KClosed |
$569K - $1.19M
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-11.1KClosed |
$55.6K - $116K
|
0
$0
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-7- 70.0% |
$35.1 - $73.1
|
3
$33.3
|
|
Jul 08, 2020
Q2 2020
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-54.6KClosed |
$274K - $571K
|
0
$0
|
|
Q1 2020 | |||||||
May 18, 2020
Q1 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-35.4KClosed |
$182K - $512K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-136KClosed |
$701K - $1.97M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-77.3KClosed |
$398K - $1.12M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-39.8KClosed |
$205K - $575K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-11.9KClosed |
$61.3K - $172K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-9.05KClosed |
$46.6K - $131K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-98.8KClosed |
$509K - $1.43M
|
0
$0
|