Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-2.65K- 10.9% |
$30.2K - $33.9K
|
21.6K
$240K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
40New |
$456 - $512
|
40
$444
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
18.9K+ 60.59% |
$215K - $242K
|
50.1K
$556K
|
|
|
Feb 13, 2023
Q4 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
1New |
$11.4 - $12.8
|
1
$11.1
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-14K- 79.73% |
$160K - $179K
|
3.56K
$39.5K
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-15.2K- 72.04% |
$173K - $195K
|
5.9K
$65.5K
|
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
925New |
$10.5K - $11.8K
|
925
$10.3K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
132New |
$1.5K - $1.69K
|
132
$1.47K
|
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO
|
SELL
|
- |
-5.16K- 9.7% |
$58.9K - $66.1K
|
48.1K
$534K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
400New |
$4.56K - $5.12K
|
400
$4.44K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
6.57KNew |
$74.8K - $84K
|
6.57K
$72.9K
|
|
| Q3 2022 | |||||||
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
900+ 180.0% |
$10.1K - $12.2K
|
1.4K
$15.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-2.36K- 16.56% |
$26.6K - $31.9K
|
11.9K
$132K
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-8.36K- 42.65% |
$94.2K - $113K
|
11.2K
$125K
|
|
|
Nov 14, 2022
Q3 2022
|
Ncm Capital Management, LLC
Ramsey, NJ |
SELL
|
- |
-548- 0.5% |
$6.17K - $7.4K
|
109K
$1.22M
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-2.75K- 26.57% |
$31K - $37.1K
|
7.6K
$84.4K
|
|
|
Nov 09, 2022
Q3 2022
|
Perennial Advisors, LLC
New York, NY |
BUY
|
- |
5+ 0.05% |
$56.3 - $67.5
|
10.1K
$112K
|
|
|
Nov 09, 2022
Q3 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2KNew |
$22.5K - $27K
|
2K
$22.2K
|
|
|
Oct 25, 2022
Q3 2022
|
Round Table Services, LLC
|
BUY
|
- |
171K+ 4.72% |
$1.93M - $2.31M
|
3.8M
$42.1M
|
|
|
Oct 20, 2022
Q3 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
19.9KNew |
$224K - $268K
|
19.9K
$221K
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-900- 3.55% |
$10.1K - $12.2K
|
24.5K
$271K
|
|
|
Oct 18, 2022
Q3 2022
|
Zhang Financial LLC
|
BUY
|
- |
11.9KNew |
$134K - $160K
|
11.9K
$132K
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
2.03KNew |
$22.9K - $27.4K
|
2.03K
$22.6K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
118New |
$1.33K - $1.59K
|
118
$1.31K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
11.5KNew |
$128K - $159K
|
11.5K
$127K
|
|
|
Aug 15, 2022
Q2 2022
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
4.09KNew |
$45.9K - $56.9K
|
4.09K
$45.4K
|
|
|
Aug 12, 2022
Q2 2022
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-25.7K- 55.03% |
$288K - $357K
|
21K
$233K
|
|
|
Aug 12, 2022
Q2 2022
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-150- 33.33% |
$1.68K - $2.09K
|
300
$3.33K
|
|
|
Aug 12, 2022
Q2 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
102+ 0.75% |
$1.14K - $1.42K
|
13.6K
$151K
|
|
|
Aug 11, 2022
Q2 2022
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-500Closed |
$5.6K - $6.96K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-9KClosed |
$101K - $125K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-35.9K- 37.49% |
$402K - $500K
|
59.9K
$665K
|
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-182Closed |
$2.04K - $2.53K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Victory Capital Management Inc
|
BUY
|
- |
217+ 1.71% |
$2.43K - $3.02K
|
12.9K
$143K
|
|
|
Aug 01, 2022
Q2 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-135- 50.0% |
$1.51K - $1.88K
|
135
$1.5K
|
|
|
Jul 27, 2022
Q2 2022
|
Assenagon Asset Management S.A.
|
BUY
|
- |
159KNew |
$1.78M - $2.21M
|
159K
$1.76M
|
|
|
Jul 25, 2022
Q2 2022
|
Maryland Capital Advisors Inc.
|
SELL
|
- |
-1.8KClosed |
$20.1K - $25K
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Analyst Ims Investment Management Services Ltd.
|
BUY
|
- |
2.36K+ 2.17% |
$26.4K - $32.8K
|
111K
$1.23M
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
BUY
|
- |
30+ 0.15% |
$336 - $417
|
20.3K
$225K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-942- 62.63% |
$10.6K - $13.1K
|
562
$6.24K
|
|
|
Jul 13, 2022
Q2 2022
|
Rockland Trust CO
|
SELL
|
- |
-29.8KClosed |
$334K - $415K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.5K+ 5.54% |
$16.8K - $20.9K
|
28.6K
$317K
|
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
3.26KNew |
$36.5K - $45.3K
|
3.26K
$36.1K
|
|
|
Jul 12, 2022
Q2 2022
|
Calton & Associates, Inc.
|
SELL
|
- |
-17.6KClosed |
$197K - $245K
|
0
$0
|
|
|
Jul 07, 2022
Q2 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.1K- 80.59% |
$12.3K - $15.3K
|
265
$2.94K
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
403KNew |
$4.52M - $5.61M
|
403K
$4.48M
|
|
| Q1 2022 | |||||||
|
Jul 24, 2024
Q1 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-66KClosed |
$854K - $914K
|
0
$0
|
|
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-6.78KClosed |
$87.7K - $93.9K
|
0
$0
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-2.92KClosed |
$37.8K - $40.5K
|
0
$0
|
|