Purchases and Sales Made in Q3 2021 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q3 2021. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.1MNew |
$22.9M - $25.7M
|
5.1M
$45.5M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
423K+ 7.33% |
$1.9M - $2.13M
|
6.2M
$55.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
187K+ 19.13% |
$840K - $941K
|
1.16M
$10.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
95.4K+ 16.58% |
$428K - $480K
|
671K
$5.98M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
47.1K+ 35.16% |
$211K - $237K
|
181K
$1.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
41.2K+ 7.69% |
$185K - $207K
|
577K
$5.15M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
25KNew |
$112K - $126K
|
25K
$223K
|
|
|
Nov 16, 2021
Q3 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
23.2KNew |
$104K - $117K
|
23.2K
$207K
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
BUY
|
- |
19.5K+ 216.67% |
$87.6K - $98.1K
|
28.5K
$254K
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
18.3KNew |
$82.1K - $92K
|
18.3K
$163K
|
|
|
Nov 15, 2021
Q3 2021
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
10.3K+ 3.42% |
$46.2K - $51.8K
|
312K
$2.78M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$44.9K - $50.3K
|
10K
$89.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
9.41K+ 120.85% |
$42.3K - $47.3K
|
17.2K
$153K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
8.71K+ 16439.62% |
$39.1K - $43.8K
|
8.77K
$78.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
4.65K+ 3.55% |
$20.9K - $23.4K
|
136K
$1.21M
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
4.6K+ 1.01% |
$20.6K - $23.1K
|
459K
$4.09M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.36K+ 4.87% |
$19.6K - $21.9K
|
93.9K
$837K
|
|
|
Nov 08, 2021
Q3 2021
|
Tower View Investment Management & Research LLC
|
BUY
|
- |
3KNew |
$13.5K - $15.1K
|
3K
$26.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
3KNew |
$13.5K - $15.1K
|
3K
$26.8K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.2K+ 11.58% |
$5.39K - $6.04K
|
11.6K
$103K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
140+ 0.96% |
$629 - $704
|
14.7K
$131K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
73+ 0.43% |
$328 - $367
|
17.1K
$153K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
24+ 0.18% |
$108 - $121
|
13.3K
$118K
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
24+ 0.18% |
$108 - $121
|
13.3K
$118K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
21+ 0.01% |
$94.3 - $106
|
278K
$2.48M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
6+ 0.96% |
$26.9 - $30.2
|
629
$5.61K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-407- 0.24% |
$1.83K - $2.05K
|
169K
$1.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Antonetti Capital Management LLC
|
SELL
|
- |
-425- 1.17% |
$1.91K - $2.14K
|
35.9K
$320K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-500Closed |
$2.25K - $2.52K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-750Closed |
$3.37K - $3.77K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.17K- 2.57% |
$5.24K - $5.88K
|
44.3K
$396K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.57K- 6.37% |
$7.06K - $7.91K
|
23.1K
$206K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-1.9K- 0.49% |
$8.53K - $9.56K
|
390K
$3.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2K- 7.6% |
$8.98K - $10.1K
|
24.3K
$217K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.19K- 4.08% |
$9.83K - $11K
|
51.5K
$460K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-3K- 60.0% |
$13.5K - $15.1K
|
2K
$17.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.6K- 5.78% |
$16.2K - $18.1K
|
58.7K
$524K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.73K- 15.8% |
$16.7K - $18.8K
|
19.9K
$177K
|
|
|
Nov 09, 2021
Q3 2021
|
Private Management Group Inc
|
SELL
|
- |
-4.05K- 0.12% |
$18.2K - $20.4K
|
3.45M
$30.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.49K- 1.22% |
$24.7K - $27.6K
|
444K
$3.96M
|
|
|
Nov 03, 2021
Q3 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-8.59K- 8.85% |
$38.6K - $43.2K
|
88.4K
$789K
|
|
|
Oct 19, 2021
Q3 2021
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-9K- 4.09% |
$40.4K - $45.2K
|
211K
$1.88M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-9.22K- 2.58% |
$41.4K - $46.4K
|
348K
$3.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-9.8K- 32.85% |
$44K - $49.3K
|
20K
$179K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-10.2K- 6.9% |
$46K - $51.5K
|
138K
$1.23M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.7KClosed |
$52.6K - $58.9K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-12.5K- 62.5% |
$56.1K - $62.9K
|
7.5K
$66.9K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-14.6K- 13.33% |
$65.7K - $73.6K
|
95.2K
$849K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-18.2K- 11.7% |
$81.7K - $91.5K
|
137K
$1.22M
|