Purchases and Sales Made in Q1 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.28M+ 17.9% |
$47.8M - $54.6M
|
8.44M
$382M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
248K+ 4049.22% |
$9.23M - $10.6M
|
254K
$11.5M
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
193K+ 70.98% |
$7.18M - $8.21M
|
464K
$21M
|
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
119K+ 203.54% |
$4.45M - $5.09M
|
178K
$8.05M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
119K+ 17.5% |
$4.44M - $5.07M
|
799K
$36.2M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
79.6K+ 13.35% |
$2.97M - $3.39M
|
676K
$30.6M
|
|
|
May 13, 2022
Q1 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
75.8KNew |
$2.83M - $3.23M
|
75.8K
$3.43M
|
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
66.2K+ 29.9% |
$2.47M - $2.82M
|
288K
$13M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
65.2K+ 959.81% |
$2.43M - $2.78M
|
72K
$3.26M
|
|
|
Apr 25, 2022
Q1 2022
|
Mission Wealth Management, LP
|
BUY
|
- |
45.2K+ 9.08% |
$1.69M - $1.93M
|
544K
$24.6M
|
|
|
May 31, 2023
Q1 2022
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
37.8K+ 5.43% |
$1.41M - $1.61M
|
733K
$33.2M
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
36.5K+ 162.02% |
$1.36M - $1.56M
|
59K
$2.67M
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
35.9KNew |
$1.34M - $1.53M
|
35.9K
$1.62M
|
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
32.8K+ 68.0% |
$1.22M - $1.4M
|
81.1K
$3.67M
|
|
|
May 02, 2022
Q1 2022
|
Corundum Group, Inc.
|
BUY
|
- |
31.8K+ 607.59% |
$1.18M - $1.35M
|
37K
$1.67M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
31.2K+ 21.02% |
$1.16M - $1.33M
|
180K
$8.14M
|
|
|
May 09, 2022
Q1 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
28.3KNew |
$1.06M - $1.21M
|
28.3K
$1.28M
|
|
|
Apr 26, 2022
Q1 2022
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
26.2KNew |
$976K - $1.12M
|
26.2K
$1.18M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.9K+ 20.8% |
$927K - $1.06M
|
144K
$6.53M
|
|
|
Apr 21, 2022
Q1 2022
|
Eastern Bank
|
BUY
|
- |
24.2K+ 20.73% |
$901K - $1.03M
|
141K
$6.37M
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
24K+ 11.87% |
$895K - $1.02M
|
226K
$10.2M
|
|
|
Apr 11, 2022
Q1 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
21.4K+ 57.84% |
$798K - $912K
|
58.4K
$2.64M
|
|
|
May 12, 2022
Q1 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
20.8KNew |
$774K - $885K
|
20.8K
$940K
|
|
|
May 04, 2022
Q1 2022
|
First Ascent Asset Management, LLC
|
BUY
|
- |
19.2K+ 144.72% |
$717K - $820K
|
32.5K
$1.47M
|
|
|
Apr 14, 2022
Q1 2022
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
19.2K+ 26.28% |
$714K - $817K
|
92.1K
$4.17M
|
|
|
May 03, 2022
Q1 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
17.5KNew |
$652K - $745K
|
17.5K
$791K
|
|
|
Apr 13, 2022
Q1 2022
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
16.6K+ 31.86% |
$619K - $708K
|
68.7K
$3.11M
|
|
|
May 26, 2022
Q1 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
16.5K+ 83.7% |
$615K - $703K
|
36.2K
$1.64M
|
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
BUY
|
- |
16.2K+ 88.69% |
$606K - $693K
|
34.6K
$1.56M
|
|
|
May 09, 2022
Q1 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
15.5KNew |
$578K - $660K
|
15.5K
$701K
|
|
|
Apr 04, 2022
Q1 2022
|
Impac Tfolio, LLC
|
BUY
|
- |
14K+ 7.45% |
$524K - $599K
|
203K
$9.17M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.7K+ 22.43% |
$474K - $541K
|
69.3K
$3.14M
|
|
|
May 03, 2022
Q1 2022
|
Modera Wealth Management, LLC
|
BUY
|
- |
11.5KNew |
$427K - $489K
|
11.5K
$519K
|
|
|
May 10, 2022
Q1 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.4K+ 219.77% |
$426K - $487K
|
16.6K
$753K
|
|
|
May 13, 2022
Q1 2022
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
11.4K+ 139.1% |
$425K - $486K
|
19.6K
$887K
|
|
|
May 02, 2022
Q1 2022
|
Sage Financial Group Inc
|
BUY
|
- |
11.1KNew |
$415K - $475K
|
11.1K
$504K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
10.7KNew |
$399K - $456K
|
10.7K
$484K
|
|
|
Apr 25, 2022
Q1 2022
|
First Pacific Financial
|
BUY
|
- |
10.2K+ 13.84% |
$381K - $435K
|
84K
$3.8M
|
|
|
Apr 25, 2022
Q1 2022
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
9.88K+ 33.65% |
$369K - $421K
|
39.3K
$1.78M
|
|
|
May 13, 2022
Q1 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
9.85KNew |
$367K - $420K
|
9.85K
$446K
|
|
|
May 04, 2022
Q1 2022
|
Brio Consultants, LLC
|
BUY
|
- |
9.03K+ 83.25% |
$337K - $385K
|
19.9K
$900K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
7.76K+ 14.87% |
$289K - $331K
|
59.9K
$2.71M
|
|
|
Apr 08, 2022
Q1 2022
|
Trust CO
|
BUY
|
- |
7.2KNew |
$268K - $307K
|
7.2K
$326K
|
|
|
Apr 20, 2022
Q1 2022
|
Compass Ion Advisors, LLC
|
BUY
|
- |
6.71K+ 1.01% |
$250K - $286K
|
672K
$30.4M
|
|
|
Apr 22, 2022
Q1 2022
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
6.25KNew |
$233K - $266K
|
6.25K
$283K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.17K+ 21.17% |
$230K - $263K
|
35.3K
$1.6M
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5.8K+ 49.9% |
$216K - $247K
|
17.4K
$789K
|
|
|
Apr 26, 2022
Q1 2022
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
5.72K+ 30.33% |
$213K - $244K
|
24.6K
$1.11M
|
|
|
Apr 29, 2022
Q1 2022
|
Bigelow Investment Advisors, LLC
|
BUY
|
- |
5.34KNew |
$199K - $227K
|
5.34K
$241K
|
|
|
Apr 26, 2022
Q1 2022
|
Bond & Devick Financial Network, Inc.
|
BUY
|
- |
5.23KNew |
$195K - $223K
|
5.23K
$237K
|