Purchases and Sales Made in Q1 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
2.19K+ 13.44% |
$73.6K - $85.6K
|
18.5K
$836K
|
|
|
May 01, 2023
Q1 2023
|
Lincoln National Corp
|
BUY
|
- |
1.83K+ 11.63% |
$61.5K - $71.6K
|
17.6K
$795K
|
|
|
May 08, 2023
Q1 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1.77K+ 52.97% |
$59.3K - $69.1K
|
5.1K
$231K
|
|
|
Apr 24, 2023
Q1 2023
|
Corundum Group, Inc.
|
BUY
|
- |
1.68K+ 3.19% |
$56.4K - $65.7K
|
54.4K
$2.46M
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
1.67K+ 5.71% |
$56.2K - $65.4K
|
30.9K
$1.4M
|
|
|
May 10, 2023
Q1 2023
|
First Ascent Asset Management, LLC
|
BUY
|
- |
1.49K+ 3.14% |
$50.1K - $58.3K
|
49K
$2.22M
|
|
|
Apr 24, 2023
Q1 2023
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
1.39K+ 4.35% |
$46.5K - $54.2K
|
33.2K
$1.5M
|
|
|
May 04, 2023
Q1 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
1.36K+ 7.21% |
$45.8K - $53.3K
|
20.3K
$917K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.34K+ 0.37% |
$45.1K - $52.5K
|
369K
$16.7M
|
|
|
May 11, 2023
Q1 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.26K+ 7.58% |
$42.4K - $49.4K
|
17.9K
$811K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.1K+ 4.33% |
$37.1K - $43.2K
|
26.6K
$1.2M
|
|
|
Apr 18, 2023
Q1 2023
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
1.02K+ 5.9% |
$34.3K - $39.9K
|
18.3K
$829K
|
|
|
May 04, 2023
Q1 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
1.01KNew |
$33.8K - $39.3K
|
1.01K
$45.5K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
966+ 4.01% |
$32.5K - $37.8K
|
25.1K
$1.13M
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
930+ 8.1% |
$31.2K - $36.4K
|
12.4K
$561K
|
|
|
Apr 11, 2023
Q1 2023
|
Bond & Devick Financial Network, Inc.
|
BUY
|
- |
868+ 11.0% |
$29.2K - $33.9K
|
8.76K
$396K
|
|
|
Apr 21, 2023
Q1 2023
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
808+ 6.01% |
$27.1K - $31.6K
|
14.3K
$645K
|
|
|
Apr 20, 2023
Q1 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
788+ 2.96% |
$26.5K - $30.8K
|
27.4K
$1.24M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
765+ 4.8% |
$25.7K - $29.9K
|
16.7K
$756K
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
BUY
|
- |
740+ 77.41% |
$24.9K - $28.9K
|
1.7K
$76.8K
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Advisory Group, Inc.
Portland, OR |
BUY
|
- |
707+ 11.06% |
$23.8K - $27.7K
|
7.1K
$321K
|
|
|
Apr 20, 2023
Q1 2023
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
700+ 5.06% |
$23.5K - $27.4K
|
14.5K
$658K
|
|
|
May 02, 2023
Q1 2023
|
Neumann Capital Management, LLC
|
BUY
|
- |
700+ 4.0% |
$23.5K - $27.4K
|
18.2K
$824K
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
655+ 16.52% |
$22K - $25.6K
|
4.62K
$209K
|
|
|
May 04, 2023
Q1 2023
|
Cx Institutional
|
BUY
|
- |
643+ 2.9% |
$21.6K - $25.1K
|
22.8K
$1.03M
|
|
|
Apr 04, 2023
Q1 2023
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
631+ 0.87% |
$21.2K - $24.7K
|
73.3K
$3.32M
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
620+ 10.52% |
$20.8K - $24.2K
|
6.51K
$295K
|
|
|
Apr 25, 2023
Q1 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
559+ 30.92% |
$18.8K - $21.9K
|
2.37K
$107K
|
|
|
May 09, 2023
Q1 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
558+ 2.66% |
$18.7K - $21.8K
|
21.6K
$975K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
475+ 3.7% |
$16K - $18.6K
|
13.3K
$603K
|
|
|
May 02, 2023
Q1 2023
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
BUY
|
- |
452New |
$15.2K - $17.7K
|
452
$20.5K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
436New |
$14.6K - $17.1K
|
436
$19.7K
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
377+ 2.2% |
$12.7K - $14.7K
|
17.5K
$791K
|
|
|
May 12, 2023
Q1 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
325New |
$10.9K - $12.7K
|
325
$14.7K
|
|
|
Apr 11, 2023
Q1 2023
|
Umb Bank, N.A.
|
BUY
|
- |
325+ 1.16% |
$10.9K - $12.7K
|
28.3K
$1.28M
|
|
|
Apr 24, 2023
Q1 2023
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
271+ 2.07% |
$9.11K - $10.6K
|
13.4K
$604K
|
|
|
May 17, 2023
Q1 2023
|
Westside Investment Management, Inc.
|
BUY
|
- |
250New |
$8.4K - $9.78K
|
250
$11.3K
|
|
|
May 08, 2023
Q1 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
220New |
$7.39K - $8.6K
|
220
$9.96K
|
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
BUY
|
- |
200New |
$6.72K - $7.82K
|
200
$9.05K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
167+ 149.11% |
$5.61K - $6.53K
|
279
$12.6K
|
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
114New |
$3.83K - $4.46K
|
114
$5.16K
|
|
|
Apr 26, 2023
Q1 2023
|
Concord Wealth Partners
|
BUY
|
- |
104+ 14.92% |
$3.49K - $4.07K
|
801
$36.3K
|
|
|
May 05, 2023
Q1 2023
|
Evolution Advisers, Inc.
|
BUY
|
- |
74+ 0.5% |
$2.49K - $2.89K
|
14.9K
$673K
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
64+ 1.16% |
$2.15K - $2.5K
|
5.56K
$252K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
53+ 0.37% |
$1.78K - $2.07K
|
14.4K
$651K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
31New |
$1.04K - $1.21K
|
31
$1.4K
|
|
|
Apr 07, 2023
Q1 2023
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
BUY
|
- |
28+ 0.3% |
$941 - $1.1K
|
9.38K
$424K
|
|
|
May 15, 2023
Q1 2023
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
17New |
$571 - $665
|
17
$769
|
|
|
Apr 14, 2023
Q1 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
15New |
$504 - $587
|
15
$679
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
15New |
$504 - $587
|
15
$679
|