Purchases and Sales Made in Q1 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-3.35K- 28.73% |
$113K - $131K
|
8.32K
$377K
|
|
|
May 01, 2023
Q1 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-3.72K- 4.11% |
$125K - $145K
|
86.7K
$3.92M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.72K- 18.09% |
$125K - $146K
|
16.9K
$763K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-4.15K- 2.99% |
$140K - $162K
|
135K
$6.11M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.32K- 29.86% |
$145K - $169K
|
10.1K
$459K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.41K- 0.52% |
$148K - $172K
|
836K
$37.9M
|
|
|
Apr 18, 2023
Q1 2023
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-5.73K- 10.03% |
$193K - $224K
|
51.4K
$2.33M
|
|
|
May 05, 2023
Q1 2023
|
Financial Connections Group, Inc.
|
SELL
|
- |
-6.92K- 22.51% |
$233K - $271K
|
23.8K
$1.08M
|
|
|
May 02, 2023
Q1 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-8.07K- 12.67% |
$271K - $316K
|
55.6K
$2.52M
|
|
|
May 12, 2023
Q1 2023
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-8.82K- 21.42% |
$296K - $345K
|
32.3K
$1.46M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-12K- 7.34% |
$404K - $470K
|
152K
$6.86M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.2K- 67.76% |
$510K - $593K
|
7.22K
$327K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-19.6K- 85.27% |
$659K - $767K
|
3.39K
$153K
|
|
|
Apr 19, 2023
Q1 2023
|
Eastern Bank
|
SELL
|
- |
-22.4K- 14.65% |
$751K - $874K
|
130K
$5.89M
|
|
|
Apr 19, 2023
Q1 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-45.8K- 1.94% |
$1.54M - $1.79M
|
2.32M
$105M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-60.5K- 6.07% |
$2.03M - $2.37M
|
936K
$42.4M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-63.2K- 82.15% |
$2.12M - $2.47M
|
13.7K
$622K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-66.7K- 13.18% |
$2.24M - $2.61M
|
439K
$19.9M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-241K- 36.4% |
$8.1M - $9.43M
|
421K
$19.1M
|