Purchases and Sales Made in Q1 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 28, 2023
Q1 2023
|
Adirondack Trust CO
|
BUY
|
- |
14+ 0.16% |
$470 - $548
|
8.51K
$385K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
4New |
$134 - $156
|
4
$181
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 03, 2023
Q1 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-2- 0.75% |
$67.2 - $78.2
|
263
$11.9K
|
|
|
May 05, 2023
Q1 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-3- 0.03% |
$101 - $117
|
10.5K
$474K
|
|
|
Apr 20, 2023
Q1 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-14- 0.05% |
$470 - $548
|
30.9K
$1.4M
|
|
|
Apr 18, 2023
Q1 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-21- 0.05% |
$706 - $821
|
42.7K
$1.93M
|
|
|
May 10, 2023
Q1 2023
|
S.A. Mason LLC
|
SELL
|
- |
-23- 0.84% |
$773 - $900
|
2.7K
$122K
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-26- 0.13% |
$874 - $1.02K
|
20K
$903K
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-37- 22.84% |
$1.24K - $1.45K
|
125
$5.66K
|
|
|
Apr 27, 2023
Q1 2023
|
North Landing Financial Partners, LLC
Rochester, NY |
SELL
|
- |
-38- 0.54% |
$1.28K - $1.49K
|
6.94K
$314K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-43- 0.37% |
$1.44K - $1.68K
|
11.6K
$525K
|
|
|
May 08, 2023
Q1 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-43- 0.63% |
$1.44K - $1.68K
|
6.79K
$307K
|
|
|
May 10, 2023
Q1 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-55- 0.42% |
$1.85K - $2.15K
|
13.2K
$596K
|
|
|
Oct 26, 2023
Q1 2023
|
Sound Stewardship, LLC
Overland Park, KS |
SELL
|
- |
-59- 0.51% |
$1.98K - $2.31K
|
11.5K
$520K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-65- 2.72% |
$2.18K - $2.54K
|
2.32K
$105K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-78- 0.39% |
$2.62K - $3.05K
|
20.1K
$911K
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-96- 0.9% |
$3.23K - $3.75K
|
10.5K
$476K
|
|
|
Aug 13, 2024
Q1 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-100- 0.74% |
$3.36K - $3.91K
|
13.4K
$604K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-119- 0.26% |
$4K - $4.65K
|
45.4K
$2.06M
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-161- 17.16% |
$5.41K - $6.3K
|
777
$35.2K
|
|
|
May 15, 2023
Q1 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-163- 1.47% |
$5.48K - $6.37K
|
10.9K
$495K
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-175- 6.54% |
$5.88K - $6.84K
|
2.5K
$113K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-175- 37.39% |
$5.88K - $6.84K
|
293
$13.3K
|
|
|
Apr 18, 2023
Q1 2023
|
First United Bank & Trust
|
SELL
|
- |
-175- 2.29% |
$5.88K - $6.84K
|
7.47K
$338K
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-209- 2.31% |
$7.02K - $8.17K
|
8.84K
$400K
|
|
|
Apr 17, 2023
Q1 2023
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-212- 1.88% |
$7.12K - $8.29K
|
11.1K
$502K
|
|
|
May 01, 2023
Q1 2023
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-236- 2.01% |
$7.93K - $9.23K
|
11.5K
$520K
|
|
|
Apr 21, 2023
Q1 2023
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-240- 2.76% |
$8.06K - $9.39K
|
8.45K
$383K
|
|
|
May 08, 2023
Q1 2023
|
Wrapmanager Inc
|
SELL
|
- |
-240- 2.26% |
$8.06K - $9.39K
|
10.4K
$469K
|
|
|
May 04, 2023
Q1 2023
|
Stordahl Capital Management, Inc.
|
SELL
|
- |
-245- 2.88% |
$8.23K - $9.58K
|
8.27K
$374K
|
|
|
Apr 07, 2023
Q1 2023
|
Trust CO
|
SELL
|
- |
-344- 5.64% |
$11.6K - $13.5K
|
5.76K
$261K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-374Closed |
$12.6K - $14.6K
|
0
$0
|
|
|
May 10, 2023
Q1 2023
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-375- 4.1% |
$12.6K - $14.7K
|
8.76K
$397K
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-382- 1.28% |
$12.8K - $14.9K
|
29.6K
$1.34M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-388- 12.77% |
$13K - $15.2K
|
2.65K
$120K
|
|
|
May 15, 2023
Q1 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-414- 0.88% |
$13.9K - $16.2K
|
46.4K
$2.1M
|
|
|
May 08, 2023
Q1 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-495- 1.56% |
$16.6K - $19.4K
|
31.3K
$1.42M
|
|
|
May 15, 2023
Q1 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-606- 8.13% |
$20.4K - $23.7K
|
6.85K
$310K
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-686- 80.61% |
$23K - $26.8K
|
165
$7.47K
|
|
|
May 05, 2023
Q1 2023
|
3 D/L Capital Management, LLC
|
SELL
|
- |
-731- 4.43% |
$24.6K - $28.6K
|
15.8K
$713K
|
|
|
Apr 12, 2023
Q1 2023
|
Scott Capital Advisors, LLC
|
SELL
|
- |
-767- 3.16% |
$25.8K - $30K
|
23.5K
$1.06M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-818- 1.97% |
$27.5K - $32K
|
40.7K
$1.84M
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-879- 1.23% |
$29.5K - $34.4K
|
70.4K
$3.18M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-980- 5.95% |
$32.9K - $38.3K
|
15.5K
$701K
|
|
|
Apr 10, 2023
Q1 2023
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-1.12K- 16.07% |
$37.7K - $43.8K
|
5.85K
$265K
|
|
|
May 15, 2023
Q1 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-1.13K- 1.05% |
$38K - $44.3K
|
106K
$4.81M
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-1.58K- 16.11% |
$53.2K - $61.9K
|
8.24K
$373K
|
|
|
May 04, 2023
Q1 2023
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-1.72K- 15.51% |
$57.9K - $67.4K
|
9.39K
$425K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-2.33K- 12.11% |
$78.3K - $91.1K
|
16.9K
$765K
|